Filing Details
- Accession Number:
- 0001179110-10-013106
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-23 21:49:54
- Reporting Period:
- 2010-08-20
- Filing Date:
- 2010-08-23
- Accepted Time:
- 2010-08-23 21:49:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1386926 | Kkr Financial Holdings Llc | KFN | Finance Services (6199) | 113801844 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192055 | Paul Hazen | C/O Kkr Financial Holdings Llc 555 California Street, 50Th Floor San Francisco CA 94104 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2010-08-20 | 125,000 | $8.04 | 538,169 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Consists of 515,819 common shares held directly and 22,350 shares held in certain trusts to which Mr. Hazen is an investment advisor and therefore may be deemed to have beneficial ownership over. Mr. Hazen disclaims any beneficial ownership in the shares held in such trusts.