Filing Details

Accession Number:
0001179110-10-013106
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-23 21:49:54
Reporting Period:
2010-08-20
Filing Date:
2010-08-23
Accepted Time:
2010-08-23 21:49:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1386926 Kkr Financial Holdings Llc KFN Finance Services (6199) 113801844
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1192055 Paul Hazen C/O Kkr Financial Holdings Llc
555 California Street, 50Th Floor
San Francisco CA 94104
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2010-08-20 125,000 $8.04 538,169 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Consists of 515,819 common shares held directly and 22,350 shares held in certain trusts to which Mr. Hazen is an investment advisor and therefore may be deemed to have beneficial ownership over. Mr. Hazen disclaims any beneficial ownership in the shares held in such trusts.