Filing Details
- Accession Number:
- 0001209191-10-046599
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-16 16:39:34
- Reporting Period:
- 2010-09-15
- Filing Date:
- 2010-09-16
- Accepted Time:
- 2010-09-16 16:39:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 911635 | Associated Estates Realty Corp | AEC | Real Estate Investment Trusts (6798) | 341747603 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191819 | T Albert Adams | 3200 National City Cetner 1900 East 9Th Street Cleveland OH 44114 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares, Without Par Value | Acquisiton | 2010-09-15 | 5,000 | $10.00 | 10,000 | No | 4 | M | Direct | |
| Common Shares, Without Par Value | Acquisiton | 2010-09-15 | 5,000 | $10.29 | 15,000 | No | 4 | M | Direct | |
| Common Shares, Without Par Value | Disposition | 2010-09-15 | 10,000 | $14.36 | 5,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Share | Employee Stock Options | Disposition | 2010-09-15 | 5,000 | $10.00 | 5,000 | $10.00 |
| Common Shares | Employee Stock Options | Disposition | 2010-09-15 | 5,000 | $10.29 | 5,000 | $10.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2002-05-15 | 2011-05-15 | No | 4 | M | Direct |
| 0 | 2003-05-08 | 2012-05-08 | No | 4 | M | Direct |
Footnotes
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $14.35 - $14.41. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
