Filing Details
- Accession Number:
- 0001225208-10-020905
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-15 19:02:36
- Reporting Period:
- 2010-09-13
- Filing Date:
- 2010-09-15
- Accepted Time:
- 2010-09-15 19:02:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
901737 | D Howard Schultz | 2401 Utah Avenue S., Suite 800 Seattle WA 98134 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2009-12-30 | 180,000 | $0.00 | 19,120,003 | No | 5 | G | Direct | |
Common Stock | Disposition | 2010-01-15 | 2,500,000 | $0.00 | 14,120,003 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2010-09-13 | 400,000 | $10.09 | 14,520,003 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-09-13 | 400,000 | $25.81 | 14,120,003 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-09-14 | 730,000 | $10.09 | 14,850,003 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-09-14 | 730,000 | $25.77 | 14,120,003 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-09-15 | 450,000 | $10.09 | 14,570,003 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-09-15 | 450,000 | $25.63 | 14,120,003 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-01-15 | 2,500,000 | $0.00 | 2,500,000 | No | 5 | G | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Indirect | By Spouse |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2010-09-13 | 400,000 | $0.00 | 400,000 | $10.09 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2010-09-14 | 730,000 | $0.00 | 730,000 | $10.09 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2010-09-15 | 450,000 | $0.00 | 450,000 | $10.09 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,180,000 | 2010-10-02 | No | 4 | M | Direct | |
450,000 | 2010-10-02 | No | 4 | M | Direct | |
0 | 2010-10-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,500,000 | Indirect | By GRAT |
Footnotes
- The reporting person has no pecuniary interest in 124,144 shares previously reported as indirectly beneficially owned by the Family Foundation and therefore will no longer report these shares on his Section 16 filings.
- In addition to the gift, total reflects the contribution of 2,500,000 shares that were previously directly owned by the reporting person to a grantor retained annuity trust for which the reporting person is the sole trustee and sole beneficiary.
- Weighted average price; prices ranged from $25.74 to $25.88. The reporting person will provide, upon request, to the issuer, any security holder of the issuer, or the SEC staff, information regarding the number of shares sold at each separate price.
- Weighted average price; prices ranged from $25.60 to $25.84. The reporting person will provide, upon request, to the issuer, any security holder of the issuer, or the SEC staff, information regarding the number of shares sold at each separate price.
- Weighted average price; prices ranged from $25.51 to $25.71. The reporting person will provide, upon request, to the issuer, any security holder of the issuer, or the SEC staff, information regarding the number of shares sold at each separate price.
- Options became exercisable in increments of 526,668 shares on each of October 2, 2001 and October 2, 2002 and in an increment of 526,664 on October 2, 2003; the option would have expired on October 2, 2010.