Filing Details
- Accession Number:
- 0001417327-10-000017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-23 20:28:53
- Reporting Period:
- 2010-08-18
- Filing Date:
- 2010-08-23
- Accepted Time:
- 2010-08-23 20:28:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1110647 | Oclaro Inc. | OCLR | Semiconductors & Related Devices (3674) | 201303994 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1419484 | Scott Parker | 2584 Junction Avenue San Jose CA 95134 | Exec. V Pres. Sales & Marcom | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-18 | 15,193 | $0.00 | 32,393 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2010-08-19 | 7,160 | $10.29 | 25,233 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2010-08-18 | 15,193 | $0.00 | 15,193 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-08-18 | 2018-08-17 | No | 4 | D | Direct |
Footnotes
- Represents shares deemed acquired by the Reporting Person pursuant to a Restricted Stock Unit Agreement granted by the Issuer on August 18, 2008. The Restricted Stock Unit vests 50% on each anniversary of the grant date.
- On August 18, 2010 the Reporting Person vested in 15,193 Restricted Stock Units, and as a result of the vesting acquired 15,193 shares of Common Stock of the Issuer pursuant to the Reporting Person's August 18, 2008 grant of RSUs. This Form 4 reports the sale of shares by the Issuer to satisfy the Reporting Person's various tax obligations pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2009. The Issuer will pay the taxes on behalf of the Reporting Person.
- The price range for sales of these shares was between $10.22 to $10.38. Upon appropriate request, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
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