Filing Details
- Accession Number:
- 0001225208-10-020890
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-15 17:35:47
- Reporting Period:
- 2010-09-14
- Filing Date:
- 2010-09-15
- Accepted Time:
- 2010-09-15 17:35:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1160229 | Patrick H Swygert | One Financial Plaza Hartford CT 06101 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-09-14 | 8,000 | $30.53 | 9,000 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-09-14 | 5,000 | $37.50 | 14,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-09-14 | 700 | $68.85 | 13,300 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-09-14 | 12,300 | $68.85 | 1,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-09-14 | 8,000 | $0.00 | 8,000 | $30.53 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-09-14 | 5,000 | $0.00 | 5,000 | $37.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-04-09 | 2013-04-08 | No | 4 | M | Direct |
0 | 2005-04-10 | 2012-04-09 | No | 4 | M | Direct |