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Home > Insider Trading > Filing (0001127602-10-023153)

Filing Details

Accession Number:: 0001127602-10-023153
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-09-15 17:24:16
Reporting Period:: 2010-09-15

Filing Date:: 2010-09-15
Accepted Time:: 2010-09-15 17:24:16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
893739	Harris & Harris Group Inc	TINY	Investors, Nec (6799)	133119827

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1396119	A Michael Janse	1450 Broadway Floor 24 New York NY 10018	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-09-15	2,653	$3.75	4,652	No	4	M	Direct
Common Stock	Disposition	2010-09-15	2,520	$4.22	2,132	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2010-09-15	2,653	$0.00	2,653	$3.75

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
32,840	2009-07-28	2011-03-18	No	4	M	Direct

Footnotes

The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 18, 2009.
Shares were sold for an average price of $4.2235 with share prices ranging from $4.20 to $4.26. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request by the SEC staff, the issuer, or a security holder of the issuer.