Filing Details

Accession Number:
0001127602-10-023113
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-09-15 14:36:22
Reporting Period:
2010-09-14
Filing Date:
2010-09-15
Accepted Time:
2010-09-15 14:36:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041061 Yum Brands Inc YUM Retail-Eating Places (5812) 133951308
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1315750 D Graham Allan 14841 Dallas Parkway
Dallas TX 75254
President - Yri No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-09-14 20,000 $8.39 448,226 No 4 M Direct
Common Stock Disposition 2010-09-14 20,000 $45.73 428,226 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2010-09-14 20,000 $0.00 20,000 $8.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,000 2002-01-24 2011-01-25 No 4 M Direct
Footnotes
  1. Pursuant to 10b5-1 Plan
  2. This transaction was executed in multiple trades at prices ranging from $45.70 to $45.77. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.