Filing Details
- Accession Number:
- 0001127602-10-023113
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-15 14:36:22
- Reporting Period:
- 2010-09-14
- Filing Date:
- 2010-09-15
- Accepted Time:
- 2010-09-15 14:36:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1315750 | D Graham Allan | 14841 Dallas Parkway Dallas TX 75254 | President - Yri | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-09-14 | 20,000 | $8.39 | 448,226 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-09-14 | 20,000 | $45.73 | 428,226 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-09-14 | 20,000 | $0.00 | 20,000 | $8.39 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,000 | 2002-01-24 | 2011-01-25 | No | 4 | M | Direct |
Footnotes
- Pursuant to 10b5-1 Plan
- This transaction was executed in multiple trades at prices ranging from $45.70 to $45.77. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.