Filing Details

Accession Number:
0001193306-10-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-09-15 11:22:40
Reporting Period:
2010-09-13
Filing Date:
2010-09-15
Accepted Time:
2010-09-15 11:22:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
835324 S Y Bancorp Inc SYBT State Commercial Banks (6022) 611137529
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1193306 C Kathy Thompson 6804 Fairway View Ct.
Prospect KY 40059
Sr. Executive Vice President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-05-03 21 $0.00 41,902 No 5 G Direct
Common Stock Disposition 2010-07-01 150 $0.00 41,811 No 5 G Direct
Common Stock Disposition 2010-09-13 2,000 $25.09 39,811 No 4 S Direct
Common Stock Disposition 2010-09-13 3,000 $25.00 36,811 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,684 Indirect By ESOP/401k-fbo Kathy Thompson
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (Right to Buy) $16.00 2001-06-27 2011-12-27 8,400 8,400 Direct
Common Stock Option (Right to Buy) $18.62 2003-06-17 2012-12-17 7,140 7,140 Direct
Common Stock Option (Right to Buy) $20.17 2004-06-16 2013-12-16 9,765 9,765 Direct
Common Stock Option (Right to Buy) $22.81 2005-06-14 2014-06-14 9,345 9,345 Direct
Common Stock Option (Right to Buy) $24.07 2006-07-17 2016-11-07 14,700 14,700 Direct
Common Stock Option (Right to Buy) $26.83 2007-08-20 2017-02-20 9,500 9,500 Direct
Common Stock Stock Appreciation Right $23.37 2008-08-19 2018-02-19 6,000 6,000 Direct
Common Stock Stock Appreciation Right $22.14 2010-02-17 2019-02-17 5,500 5,500 Direct
Common Stock Stock Appreciation Right $21.03 2011-02-16 2020-02-16 9,011 9,011 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2011-12-27 8,400 8,400 Direct
2012-12-17 7,140 7,140 Direct
2013-12-16 9,765 9,765 Direct
2014-06-14 9,345 9,345 Direct
2016-11-07 14,700 14,700 Direct
2017-02-20 9,500 9,500 Direct
2018-02-19 6,000 6,000 Direct
2019-02-17 5,500 5,500 Direct
2020-02-16 9,011 9,011 Direct
Footnotes
  1. Includes employer contribution for 2009
  2. Includes shares acquired through dividend reinvestment plan
  3. Gifted shares to charitable organization