Filing Details

Accession Number:
0001209191-10-046129
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-09-14 16:38:30
Reporting Period:
2010-09-13
Filing Date:
2010-09-14
Accepted Time:
2010-09-14 16:38:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1042046 American Financial Group Inc AFG Fire, Marine & Casualty Insurance (6331) 311544320
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
942061 Craig S Lindner One East Fourth Street
Cincinnati OH 45202
Co-Ceo & Co-President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-08-30 1,200 $0.00 2,466,089 No 4 G Indirect #1
Common Stock Acquisiton 2010-09-13 82,500 $12.30 2,548,589 No 4 M Indirect #1
Common Stock Disposition 2010-09-13 82,500 $29.74 2,466,089 No 4 S Indirect #1
Common Stock Disposition 2010-09-14 100,000 $29.86 2,366,089 No 4 S Indirect #1
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Indirect #1
No 4 M Indirect #1
No 4 S Indirect #1
No 4 S Indirect #1
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Exercise Disposition 2010-09-13 82,500 $0.00 82,500 $12.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-02-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 111,120 Indirect #3
Common Stock 23,554 Indirect #6
Common Stock 1,020,043 Indirect #9
Common Stock 1,485,000 Indirect #10
Common Stock 27,026 Indirect #12
Common Stock 37,464 Indirect #16
Common Stock 36,330 Indirect #20
Common Stock 300,546 Indirect #23
Footnotes
  1. Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.665 to $29.91, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 and 3 to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.85 to $29.94, inclusive.
  4. Indirect #3: By Frances R. Lindner, Trustee for the Frances R. Lindner living Trust dated 9/13/93. (SCL)
  5. Indirect #6: FRL, Cust. CFL Under OH Tsfr to Min Act. (SCL)
  6. Indirect #9: KEL, TTEE Under an Irrev. Trust Ind. with SCL DTD 12/22/83. (SCL)
  7. Indirect #10: SCL Investments, LLC (SCL)
  8. Indirect #12: The Company's Retirement and Savings Plans. The number of shares of Common Stock which would be represented by the value of the Reporting Person's Company Securities Funds account in the Issuer's Retirement and Savings Plan is based on a statement dated as of 12/31/09. (SCL)
  9. Indirect #16: M. Nyhart TTEE CFL Under Trust Agreement dtd 3/8/96. (SCL)
  10. Indirect #20: KEL, TTEE CFL C/U Irrev Trust DTD 2/13/85. (SCL)
  11. Indirect #23: CFL TR U/A DTD 4/21/05 FRL TTEE (SCL)
  12. These Employee Stock Options ("Options") become exercisable as to 20% of the shares initially granted on the first anniversary of the date of grant, with an additional 20% becoming exercisable on each subsequent anniversary. The Options were granted under the Issuer's Stock Option Plan pursuant to Rule 16b-3.