Filing Details
- Accession Number:
- 0001181431-10-046582
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-14 16:27:23
- Reporting Period:
- 2010-09-13
- Filing Date:
- 2010-09-14
- Accepted Time:
- 2010-09-14 16:27:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
92472 | Southwest Water Co | SWWC | Water Supply (4941) | 951840947 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1487062 | Sw Merger Acquisition Corp. | C/O 245 Park Avenue, 2Nd Floor New York NY 10167 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-09-13 | 0 | $11.00 | 100 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- On September 13, 2010, SW Merger Sub Corp. ("Merger Sub"), a Delaware corporation, merged (the "Merger") with and into the SouthWest Water Company (the "Company"), pursuant to an Agreement and Plan of Merger dated as of March 2, 2010, among the Company, SW Merger Acquisition Corp. ("Parent") and Merger Sub. In the Merger, all issued and outstanding shares of common stock of the Company were cancelled. As a result of the Merger, the Company, as a the surviving corporation in the Merger, issued 100 shares of new common stock to Parent, representing all of the issued and outstanding capital stock of the Company.