Filing Details
- Accession Number:
- 0001137774-18-000102
- Form Type:
- 13G Filing
- Publication Date:
- 2018-12-06 11:00:32
- Filed By:
- Prudential Financial Inc
- Company:
- Clearbridge American Energy Mlp Fund Inc. (ASX:CBA)
- Filing Date:
- 2018-12-06
- SEC Url:
- 13G Filing
Filing
DOCUMENT TYPE SC 13G/A
TEXT
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Amendment # 2
Name of Issuer: CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
_____________________________________________________
Title of Class
of Securities: Preferred Stock
CUSIP Number: 1846914#7; 1846915#6
1) NAME AND I.R.S. IDENTIFICATION NO. OF REPORTING PERSON
Prudential Financial, Inc. 22-3703799
2.) MEMBER OF A GROUP: (a) N/A
(b) N/A
3) SEC USE ONLY:
4) PLACE OF ORGANIZATION: New Jersey
NUMBER OF SHARES BENEFICIALLY OWNED BY REPORTING PERSON WITH:
5) Sole Voting Power: 0 See Exhibit A
6) Shared Voting Power: 0 Not Applicable
7) Sole Dispositive Power: 0 See Exhibit A
8) Shared Dispositive Power: 0 Not Applicable
9) AGGREGATE AMOUNT BENEFICIALLY OWNED: 0 See Exhibit A
10) AGGREGATE AMOUNT IN ROW (9) EXCLUDES SHARES: Not Applicable
11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 0.0 See Exhibit A
12) TYPE OF REPORTING PERSON: HC
ITEM 1(a). NAME OF ISSUER:
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
ITEM 1(b). ADDRESS OF ISSUER'S EXECUTIVE OFFICES:
620 EIGHTH AVENUE
49TH FLOOR
NEW YORK , NY 10018
ITEM 2(a). NAME OF PERSON FILING:
Prudential Financial, Inc.
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE:
751 Broad Street
Newark, New Jersey 07102-3777
ITEM 2(c). CITIZENSHIP:
New Jersey
ITEM 2(d). TITLE OF CLASS OF SECURITIES:
Preferred Stock
ITEM 2(e). CUSIP NUMBER:
1846914#7; 1846915#6
ITEM 3. The Person filing this statement is a Parent Holding Company as
defined in Section 240.13d-1(b)(1)(ii)(G) of the Securities Exchange
Act of 1934.
ITEM 4. OWNERSHIP:
(a) Number of Shares
Beneficially Owned: 0
See Exhibit A
(b) Percent of Class: 0.0
ITEM 5. OWNERSHIP OF 5% OR LESS OF A CLASS:
Not Applicable
ITEM 6. OWNERSHIP OF MORE THAN 5% ON BEHALF OF
ANOTHER PERSON:
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE
SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING
REPORTED ON BY THE ULTIMATE PARENT COMPANY:
Not Applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF
MEMBERS OF THE GROUP:
Not Applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP:
Not Applicable
ITEM 10. CERTIFICATION:
SIGNATURE
After reasonable inquiry and to the best of its knowledge and belief,
Prudential Financial, Inc. certifies that the information set forth in this
statement is true, complete and correct.
PRUDENTIAL FINANCIAL, INC.
By: Hillary Lorenzo
Vice President
Date: 12/06/2018
As of: 11/30/2018
Exhibit A
--------------
ITEM 4. OWNERSHIP:
Prudential Legacy Insurance Company of New Jersey
IC
0 0
TEXT
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Amendment # 2
Name of Issuer: CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
_____________________________________________________
Title of Class
of Securities: Preferred Stock
CUSIP Number: 1846914#7; 1846915#6
1) NAME AND I.R.S. IDENTIFICATION NO. OF REPORTING PERSON
Prudential Financial, Inc. 22-3703799
2.) MEMBER OF A GROUP: (a) N/A
(b) N/A
3) SEC USE ONLY:
4) PLACE OF ORGANIZATION: New Jersey
NUMBER OF SHARES BENEFICIALLY OWNED BY REPORTING PERSON WITH:
5) Sole Voting Power: 0 See Exhibit A
6) Shared Voting Power: 0 Not Applicable
7) Sole Dispositive Power: 0 See Exhibit A
8) Shared Dispositive Power: 0 Not Applicable
9) AGGREGATE AMOUNT BENEFICIALLY OWNED: 0 See Exhibit A
10) AGGREGATE AMOUNT IN ROW (9) EXCLUDES SHARES: Not Applicable
11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 0.0 See Exhibit A
12) TYPE OF REPORTING PERSON: HC
ITEM 1(a). NAME OF ISSUER:
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
ITEM 1(b). ADDRESS OF ISSUER'S EXECUTIVE OFFICES:
620 EIGHTH AVENUE
49TH FLOOR
NEW YORK , NY 10018
ITEM 2(a). NAME OF PERSON FILING:
Prudential Financial, Inc.
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE:
751 Broad Street
Newark, New Jersey 07102-3777
ITEM 2(c). CITIZENSHIP:
New Jersey
ITEM 2(d). TITLE OF CLASS OF SECURITIES:
Preferred Stock
ITEM 2(e). CUSIP NUMBER:
1846914#7; 1846915#6
ITEM 3. The Person filing this statement is a Parent Holding Company as
defined in Section 240.13d-1(b)(1)(ii)(G) of the Securities Exchange
Act of 1934.
ITEM 4. OWNERSHIP:
(a) Number of Shares
Beneficially Owned: 0
See Exhibit A
(b) Percent of Class: 0.0
(c) Powers No. Of Shares
----------- --------------------
Sole power to vote or 0 See Exhibit A to direct the vote
Shared power to vote or 0 Not Applicable to direct the vote
Sole power to dispose or 0 See Exhibit A to direct disposition
Shared power to dispose 0 Not Applicable or to direct disposition
ITEM 5. OWNERSHIP OF 5% OR LESS OF A CLASS:
Not Applicable
ITEM 6. OWNERSHIP OF MORE THAN 5% ON BEHALF OF
ANOTHER PERSON:
Not Applicable
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE
SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING
REPORTED ON BY THE ULTIMATE PARENT COMPANY:
Not Applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF
MEMBERS OF THE GROUP:
Not Applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP:
Not Applicable
ITEM 10. CERTIFICATION:
By signing below, Prudential Financial, Inc. certifies that, to the best of
its
knowledge and belief, the securities referred to above were acquired
and are held in the ordinary course of business and were not acquired
and are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were not
acquired
and are not held in connection with or as a participant in any transaction
having that purpose or effect.
The filing of this statement should not be construed as an admission that
Prudential Financial, Inc. is, for purposes of Sections 13 or 16 of the
Securities
Exchange Act of 1934, the beneficial owner of such shares.
SIGNATURE
After reasonable inquiry and to the best of its knowledge and belief,
Prudential Financial, Inc. certifies that the information set forth in this
statement is true, complete and correct.
PRUDENTIAL FINANCIAL, INC.
By: Hillary Lorenzo
Vice President
Date: 12/06/2018
As of: 11/30/2018
Exhibit A
--------------
ITEM 4. OWNERSHIP:
Previously owned Preferred Share Securities of Clearbridge American Energy MLP Fund Inc. (ticker: CBA) were exchanged / replaced by Clearbridge Energy Midstream Opportunity Fund Inc. (ticker: EMO) due to the CBA merger into EMO on 11/16/2018.Rule 13d-1(k)(1) JOINT FILING AGREEMENT Each of the undersigned hereby agrees and consents to the execution and joint filing on its behalf of this Schedule 13G in connection with the zero beneficial ownership of the securities which are the subject of this schedule. Dated this 6th day of December, 2018 Prudential Financial, Inc. By: /s/Hillary Lorenzo Hillary Lorenzo Vice President The Prudential Insurance Company of America By: /s/Christopher L. Halloran Christopher L. Halloran Vice President Prudential Legacy Insurance Company of New Jersey By: /s/Christopher L. Halloran Christopher L. Halloran Vice President PGIM, Inc. By: PGIM, Inc., as investment manager By: /s/Christopher L. Halloran Christopher L. Halloran Vice Presiden
Subsidiaries | Number of Shares | Percentage | |
The Prudential Insurance Company of America | IC | 0 | 0 |
Prudential Retirement Insurance and Annuity Company | IC | 0 | 0 |
Jennison Associates LLC | IA | 0 | 0 |
PGIM, Inc. | IA | 0 | 0 |
Quantitative Management Associates LLC | IA | 0 | 0 |