Filing Details
- Accession Number:
- 0001193125-18-343049
- Form Type:
- 13D Filing
- Publication Date:
- 2018-12-06 08:44:02
- Filed By:
- Esl Partners, L.p.
- Company:
- Sears Holdings Corp (NASDAQ:SHLD)
- Filing Date:
- 2018-12-06
- SEC Url:
- 13D Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
ESL Partners | 52,570,010 | 0 | 52,570,010 | 105,137,867 | 157,707,877 | 74.1% |
JPP II | 20,385,863 | 0 | 20,385,863 | 44,629,752 | 65,015,615 | 37.4% |
SPE I Partners | 150,124 | 0 | 150,124 | 0 | 150,124 | 0.1% |
SPE Master I | 193,341 | 0 | 193,341 | 0 | 193,341 | 0.2% |
RBS Partners | 52,913,475 | 0 | 52,913,475 | 105,137,867 | 158,051,342 | 74.3% |
ESL Investments, Inc | 52,913,475 | 0 | 52,913,475 | 105,137,867 | 158,051,342 | 74.3% |
JPP | 44,629,752 | 0 | 0 | 44,629,752 | 44,629,752 | 29.1% |
Edward S. Lampert | 158,051,342 | 0 | 52,913,475 | 105,137,867 | 158,051,342 | 74.3% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 72)*
Sears Holdings Corporation
(Name of Issuer)
Common Shares
(Title of Class of Securities)
812350106
(CUSIP Number)
Janice V. Sharry, Esq.
Haynes and Boone, LLP
2323 Victory Avenue, Suite 700
Dallas, Texas 75219
(214) 651-5000
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
December 5, 2018
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 812350106
1. | Names of Reporting Persons.
ESL Partners, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power
52,570,010 (1) | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
52,570,010 (1) | |||||
10. | Shared Dispositive Power
105,137,867 (2) |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
157,707,877 (1)(2) | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
74.1% (3) | |||||
14. | Type of Reporting Person (See Instructions)
PN |
(1) | Includes 4,808,465 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Warrants held by Partners, 702,741 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Senior Secured Convertible PIK Toggle Notes held by Partners, 6,480,427 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Senior Unsecured Convertible PIK Toggle Notes held by Partners, and 20,385,863 shares of Holdings Common Stock that JPP II has the right to acquire within 60 days pursuant to the Second Lien Term Loan. |
(2) | Includes 33,675,360 shares of Holdings Common Stock held by Mr. Lampert, 6,328,688 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Warrants held by Mr. Lampert, 3,566,648 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Senior Secured Convertible PIK Toggle Notes held by Mr. Lampert, 16,937,419 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Senior Unsecured Convertible PIK Toggle Notes held by Mr. Lampert, and 44,629,752 shares of Holdings Common Stock that JPP has the right to acquire within 60 days pursuant to the Second Lien Term Loan. |
(3) | Based upon 108,992,750 shares of Holdings Common Stock outstanding as of September 7, 2018, as disclosed in Holdings Quarterly Report on Form 10-Q for the quarterly period ended August 4, 2018, that was filed by Holdings with the SEC on September 13, 2018, 4,808,465 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Warrants held by Partners, 702,741 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Senior Secured Convertible PIK Toggle Notes held by Partners, 6,480,427 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Senior Unsecured Convertible PIK Toggle Notes held by Partners, 20,385,863 shares of Holdings Common Stock that JPP II has the right to acquire within 60 days pursuant to the Second Lien Term Loan, 44,629,752 shares of Holdings Common Stock that JPP has the right to acquire within 60 days pursuant to the Second Lien Term Loan, 6,328,688 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Warrants held by Mr. Lampert, 3,566,648 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Senior Secured Convertible PIK Toggle Notes held by Mr. Lampert, and 16,937,419 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Senior Unsecured Convertible PIK Toggle Notes held by Mr. Lampert. |
CUSIP No. 812350106
1. | Names of Reporting Persons.
JPP II, LLC | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power
20,385,863 (1) | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
20,385,863 (1) | |||||
10. | Shared Dispositive Power
44,629,752 (2) |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
65,015,615 (1)(2) | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
37.4% (3) | |||||
14. | Type of Reporting Person (See Instructions)
OO |
(1) | Includes 20,385,863 shares of Holdings Common Stock that JPP II has the right to acquire within 60 days pursuant to the Second Lien Term Loan. |
(2) | Includes 44,629,752 shares of Holdings Common Stock that JPP has the right to acquire within 60 days pursuant to the Second Lien Term Loan. |
(3) | Based upon 108,992,750 shares of Holdings Common Stock outstanding as of September 7, 2018, as disclosed in Holdings Quarterly Report on Form 10-Q for the quarterly period ended August 4, 2018, that was filed by Holdings with the SEC on September 13, 2018, 20,385,863 shares of Holdings Common Stock that JPP II has the right to acquire within 60 days pursuant to the Second Lien Term Loan, and 44,629,752 shares of Holdings Common Stock that JPP has the right to acquire within 60 days pursuant to the Second Lien Term Loan. |
CUSIP No. 812350106
1. | Names of Reporting Persons.
SPE I Partners, LP | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power
150,124 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
150,124 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
150,124 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
0.1% (1) | |||||
14. | Type of Reporting Person (See Instructions)
PN |
(1) | Based upon 108,992,750 shares of Holdings Common Stock outstanding as of September 7, 2018, as disclosed in Holdings Quarterly Report on Form 10-Q for the quarterly period ended August 4, 2018, that was filed by Holdings with the SEC on September 13, 2018. |
CUSIP No. 812350106
1. | Names of Reporting Persons.
SPE Master I, LP | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power
193,341 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
193,341 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
193,341 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
0.2% (1) | |||||
14. | Type of Reporting Person (See Instructions)
PN |
(1) | Based upon 108,992,750 shares of Holdings Common Stock outstanding as of September 7, 2018, as disclosed in Holdings Quarterly Report on Form 10-Q for the quarterly period ended August 4, 2018, that was filed by Holdings with the SEC on September 13, 2018. |
CUSIP No. 812350106
1. | Names of Reporting Persons.
RBS Partners, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power
52,913,475 (1) | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
52,913,475 (1) | |||||
10. | Shared Dispositive Power
105,137,867 (2) |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
158,051,342 (1)(2) | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
74.3% (3) | |||||
14. | Type of Reporting Person (See Instructions)
PN |
(1) | Includes 4,808,465 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Warrants held by Partners, 702,741 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Senior Secured Convertible PIK Toggle Notes held by Partners, 6,480,427 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Senior Unsecured Convertible PIK Toggle Notes held by Partners, and 20,385,863 shares of Holdings Common Stock that JPP II has the right to acquire within 60 days pursuant to the Second Lien Term Loan. |
(2) | Includes 33,675,360 shares of Holdings Common Stock held by Mr. Lampert, 6,328,688 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Warrants held by Mr. Lampert, 3,566,648 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Senior Secured Convertible PIK Toggle Notes held by Mr. Lampert, 16,937,419 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Senior Unsecured Convertible PIK Toggle Notes held by Mr. Lampert, and 44,629,752 shares of Holdings Common Stock that JPP has the right to acquire within 60 days pursuant to the Second Lien Term Loan. |
(3) | Based upon 108,992,750 shares of Holdings Common Stock outstanding as of September 7, 2018, as disclosed in Holdings Quarterly Report on Form 10-Q for the quarterly period ended August 4, 2018, that was filed by Holdings with the SEC on September 13, 2018, 4,808,465 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Warrants held by Partners, 702,741 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Senior Secured Convertible PIK Toggle Notes held by Partners, 6,480,427 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Senior Unsecured Convertible PIK Toggle Notes held by Partners, 20,385,863 shares of Holdings Common Stock that JPP II has the right to acquire within 60 days pursuant to the Second Lien Term Loan, 44,629,752 shares of Holdings Common Stock that JPP has the right to acquire within 60 days pursuant to the Second Lien Term Loan, 6,328,688 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Warrants held by Mr. Lampert, 3,566,648 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Senior Secured Convertible PIK Toggle Notes held by Mr. Lampert, and 16,937,419 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Senior Unsecured Convertible PIK Toggle Notes held by Mr. Lampert. |
CUSIP No. 812350106
1. | Names of Reporting Persons.
ESL Investments, Inc. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power
52,913,475 (1) | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
52,913,475 (1) | |||||
10. | Shared Dispositive Power
105,137,867 (2) |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
158,051,342 (1)(2) | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
74.3% (3) | |||||
14. | Type of Reporting Person (See Instructions)
CO |
(1) | Includes 4,808,465 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Warrants held by Partners, 702,741 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Senior Secured Convertible PIK Toggle Notes held by Partners, 6,480,427 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Senior Unsecured Convertible PIK Toggle Notes held by Partners, and 20,385,863 shares of Holdings Common Stock that JPP II has the right to acquire within 60 days pursuant to the Second Lien Term Loan. |
(2) | Includes 33,675,360 shares of Holdings Common Stock held by Mr. Lampert, 6,328,688 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Warrants held by Mr. Lampert, 3,566,648 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Senior Secured Convertible PIK Toggle Notes held by Mr. Lampert, 16,937,419 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Senior Unsecured Convertible PIK Toggle Notes held by Mr. Lampert, and 44,629,752 shares of Holdings Common Stock that JPP has the right to acquire within 60 days pursuant to the Second Lien Term Loan. |
(3) | Based upon 108,992,750 shares of Holdings Common Stock outstanding as of September 7, 2018, as disclosed in Holdings Quarterly Report on Form 10-Q for the quarterly period ended August 4, 2018, that was filed by Holdings with the SEC on September 13, 2018, 4,808,465 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Warrants held by Partners, 702,741 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Senior Secured Convertible PIK Toggle Notes held by Partners, 6,480,427 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Senior Unsecured Convertible PIK Toggle Notes held by Partners, 20,385,863 shares of Holdings Common Stock that JPP II has the right to acquire within 60 days pursuant to the Second Lien Term Loan, 44,629,752 shares of Holdings Common Stock that JPP has the right to acquire within 60 days pursuant to the Second Lien Term Loan, 6,328,688 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Warrants held by Mr. Lampert, 3,566,648 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Senior Secured Convertible PIK Toggle Notes held by Mr. Lampert, and 16,937,419 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Senior Unsecured Convertible PIK Toggle Notes held by Mr. Lampert. |
CUSIP No. 812350106
1. | Names of Reporting Persons.
JPP, LLC | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power
44,629,752 (1) | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
0 | |||||
10. | Shared Dispositive Power
44,629,752 (1) |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
44,629,752 (1) | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
29.1% (2) | |||||
14. | Type of Reporting Person (See Instructions)
OO |
(1) | Includes 44,629,752 shares of Holdings Common Stock that JPP has the right to acquire within 60 days pursuant to the Second Lien Term Loan. |
(2) | Based upon 108,992,750 shares of Holdings Common Stock outstanding as of September 7, 2018, as disclosed in Holdings Quarterly Report on Form 10-Q for the quarterly period ended August 4, 2018, that was filed by Holdings with the SEC on September 13, 2018, and 44,629,752 shares of Holdings Common Stock that JPP has the right to acquire within 60 days pursuant to the Second Lien Term Loan. |
CUSIP No. 812350106
1. | Names of Reporting Persons.
Edward S. Lampert | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO; PF | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
United States |
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power
158,051,342 (1)(2) | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
52,913,475 (1) | |||||
10. | Shared Dispositive Power
105,137,867 (2) |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
158,051,342 (1)(2) | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
74.3% (3) | |||||
14. | Type of Reporting Person (See Instructions)
IN |
(1) | Includes 4,808,465 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Warrants held by Partners, 702,741 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Senior Secured Convertible PIK Toggle Notes held by Partners, 6,480,427 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Senior Unsecured Convertible PIK Toggle Notes held by Partners, and 20,385,863 shares of Holdings Common Stock that JPP II has the right to acquire within 60 days pursuant to the Second Lien Term Loan. |
(2) | Includes 33,675,360 shares of Holdings Common Stock held by Mr. Lampert, 6,328,688 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Warrants held by Mr. Lampert, 3,566,648 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Senior Secured Convertible PIK Toggle Notes held by Mr. Lampert, 16,937,419 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Senior Unsecured Convertible PIK Toggle Notes held by Mr. Lampert, and 44,629,752 shares of Holdings Common Stock that JPP has the right to acquire within 60 days pursuant to the Second Lien Term Loan. |
(3) | Based upon 108,992,750 shares of Holdings Common Stock outstanding as of September 7, 2018, as disclosed in Holdings Quarterly Report on Form 10-Q for the quarterly period ended August 4, 2018, that was filed by Holdings with the SEC on September 13, 2018, 4,808,465 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Warrants held by Partners, 702,741 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Senior Secured Convertible PIK Toggle Notes held by Partners, 6,480,427 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Senior Unsecured Convertible PIK Toggle Notes held by Partners, 20,385,863 shares of Holdings Common Stock that JPP II has the right to acquire within 60 days pursuant to the Second Lien Term Loan, 44,629,752 shares of Holdings Common Stock that JPP has the right to acquire within 60 days pursuant to the Second Lien Term Loan, 6,328,688 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Warrants held by Mr. Lampert, 3,566,648 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Senior Secured Convertible PIK Toggle Notes held by Mr. Lampert, and 16,937,419 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Senior Unsecured Convertible PIK Toggle Notes held by Mr. Lampert. |
This Amendment No. 72 to Schedule 13D (this Amendment) relates to common shares, par value $0.01 per share (the Holdings Common Stock), of Sears Holdings Corporation, a Delaware corporation (Holdings). This Amendment amends the Schedule 13D, as previously amended, filed with the Securities and Exchange Commission by ESL Partners, L.P., a Delaware limited partnership (Partners), JPP II, LLC, a Delaware limited liability company (JPP II), SPE I Partners, LP, a Delaware limited partnership (SPE I), SPE Master I, LP, a Delaware limited partnership (SPE Master I), RBS Partners, L.P., a Delaware limited partnership (RBS), ESL Investments, Inc., a Delaware corporation (ESL), JPP, LLC, a Delaware limited liability company (JPP), and Edward S. Lampert, a United States citizen, by furnishing the information set forth below. Except as otherwise specified in this Amendment, all previous Items are unchanged. Capitalized terms used herein which are not defined herein have the meanings given to them in the Schedule 13D, as previously amended, filed with the Securities and Exchange Commission (SEC).
Item 3. Source and Amount of Funds or Other Consideration.
Item 3 is hereby amended and supplemented as follows:
As a result of an administrative error, in the Amendment to Schedule 13D filed by the Reporting Persons with the SEC on November 16, 2018, it was previously disclosed that, on October 29, 2018, the Second Lien Borrowers elected to pay interest on the Second Lien Term Loan by increasing the principal amount of the Second Lien Term Loan, which increased the principal amount of the portion of the Second Lien Term Loan held by JPP and JPP II and resulted in (i) JPP having the right to acquire up to an additional 402,020 shares of Holdings Common Stock and (ii) JPP II having the right to acquire up to an additional 183,634 shares of Holdings Common Stock, within 60 days upon their conversion of the Second Lien Term Loan into shares of Holdings Common Stock. However, in connection with the commencement by Holdings and certain of its subsidiaries of the Chapter 11 Cases in the Bankruptcy Court seeking relief under Chapter 11 of the Bankruptcy Code, accrued interest on the Second Lien Term Loan actually became payable on October 15, 2018, and the Second Lien Borrowers at that time elected to pay interest on the Second Lien Term Loan by increasing the principal amount of the Second Lien Term Loan.
In connection with this election by the Second Lien Borrowers on October 15, 2018, the principal amount of the portion of the Second Lien Term Loan held by JPP and JPP II was increased accordingly, and no cash consideration was paid by either JPP or JPP II in connection with this increase to the principal amount of the Second Lien Term Loan. As a result of the foregoing, (i) JPP may acquire up to an additional 188,769 shares of Holdings Common Stock within 60 days upon the conversion of the Second Lien Term Loan into shares of Holdings Common Stock, and (ii) JPP II may acquire up to an additional 86,226 shares of Holdings Common Stock within 60 days upon the conversion of the Second Lien Term Loan into shares of Holdings Common Stock.
On November 5, 2018, the Second Lien Borrowers elected to pay interest on the Second Lien Term Loan by increasing the principal amount of the Second Lien Term Loan. In connection with this election by the Second Lien Borrowers, the principal amount of the portion of the Second Lien Term Loan held by JPP and JPP II was increased accordingly, and no cash consideration was paid by either JPP or JPP II in connection with this increase to the principal amount of the Second Lien Term Loan. As a result of the foregoing, (i) JPP may acquire up to an additional 371,056 shares of Holdings Common Stock within 60 days upon the conversion of the Second Lien Term Loan into shares of Holdings Common Stock, and (ii) JPP II may acquire up to an additional 169,490 shares of Holdings Common Stock within 60 days upon the conversion of the Second Lien Term Loan into shares of Holdings Common Stock.
On December 5, 2018, the Second Lien Borrowers elected to pay interest on the Second Lien Term Loan by increasing the principal amount of the Second Lien Term Loan. In connection with this election by the Second Lien Borrowers, the principal amount of the portion of the Second Lien Term Loan held by JPP and JPP II was increased accordingly, and no cash consideration was paid by either JPP or JPP II in connection with this increase to the principal amount of the Second Lien Term Loan. As a result of the foregoing, (i) JPP may acquire up to an additional 534,578 shares of Holdings Common Stock within 60 days upon the conversion of the Second Lien Term Loan into shares of Holdings Common Stock, and (ii) JPP II may acquire up to an additional 244,183 shares of Holdings Common Stock within 60 days upon the conversion of the Second Lien Term Loan into shares of Holdings Common Stock.
Item 4. Purpose of Transaction.
Item 4 is hereby amended and supplemented as follows:
On December 5, 2018, certain of the Reporting Persons submitted an indication of interest (the Indicative Bid) in the acquisition, through a newly-formed entity (Newco), of substantially all of the go-forward retail footprint and other assets and component businesses of Holdings.
The Indicative Bid is to acquire substantially all of the assets of the debtors (the Debtors) in the Chapter 11 Cases pursuant to a sale under section 363 of the Bankruptcy Code, as well as substantially all of the assets of non-Debtors, KCD IP, LLC, SRC O.P., LLC, SRC Facilities LLC and SRC Real Estate (TX), LLC.
As consideration, the Indicative Bid contemplates a total purchase price of approximately $4.6 billion, comprised of: up to $950 million in cash to be funded with the proceeds of a new asset-based credit facility to be obtained by Newco; a credit bid of approximately $1.8 billion; $500 million in a combination of cash, notes to be issued by Newco, equity of Newco and/or waiver or assignment of deficiency claims (including superpriority adequate protection claims) with respect to secured debt; the roll-over of approximately $271 million in cash collateral currently supporting the LC Facility; and approximately $1.1 billion of assumed liabilities with respect to certain protection agreements, gift cards and accrued points under the Shop Your Way program.
The Indicative Bid contemplates that Newco expects to provide offers of ongoing employment to approximately 50,000 employees of Holdings and to reinstate Holdings prepetition severance program for the benefit of all eligible employees at close.
The Indicative Bid reflects a non-binding indication of interest, and does not constitute or create a binding obligation or commitment of any of the Reporting Persons to proceed with, or consummate, any transaction. The total consideration set forth in the Indicative Bid may be reallocated among the various components and remains subject to, among other things, ongoing due diligence, internal approvals, negotiation of a satisfactory asset purchase agreement and ESLs ability to obtain commitments from its financing sources.
The Indicative Bid may relate to, or could result in, some or all of the matters referred to in subparagraphs (a)-(j) of Item 4 of Schedule 13D.
The foregoing description of the Indicative Bid does not purport to be complete and is qualified in its entirety by reference to the Indicative Bid, attached hereto as Exhibit 99.81 and incorporated by reference herein.
Item 5. Interest in Securities of the Issuer.
Item 5 is hereby amended and restated in its entirety as follows:
(a)-(b) Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, the beneficial owner of any securities covered by this statement.
Each Reporting Person may be deemed to be a member of a group with respect to Holdings or securities of Holdings for the purposes of Section 13(d) or 13(g) of the Act. Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, (i) acting (or has agreed or is agreeing to act) with any other person as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding, or disposing of securities of Holdings or otherwise with respect to Holdings or any securities of Holdings or (ii) a member of any syndicate or group with respect to Holdings or any securities of Holdings.
As of the time of filing on December 6, 2018, the Reporting Persons may be deemed to beneficially own the shares of Holdings Common Stock set forth in the table below.
REPORTING PERSON | NUMBER OF SHARES BENEFICIALLY OWNED | PERCENTAGE OF OUTSTANDING SHARES | SOLE VOTING POWER | SHARED VOTING POWER | SOLE DISPOSITIVE POWER | SHARED DISPOSITIVE POWER | ||||||||||||||||||
ESL Partners, L.P. | 157,707,877 | (1)(2) | 74.1 | %(3) | 52,570,010 | (2) | 0 | 52,570,010 | (2) | 105,137,86 | 7(1) | |||||||||||||
JPP II, LLC | 65,015,615 | (4)(5) | 37.4 | %(6) | 20,385,863 | (4) | 0 | 20,385,863 | (4) | 44,629,75 | 2(5) | |||||||||||||
SPE I Partners, LP | 150,124 | 0.1 | % | 150,124 | 0 | 150,124 | 0 | |||||||||||||||||
SPE Master I, LP | 193,341 | 0.2 | % | 193,341 | 0 | 193,341 | 0 | |||||||||||||||||
RBS Partners, L.P. | 158,051,342 | (1)(7) | 74.3 | %(3) | 52,913,475 | (7) | 0 | 52,913,475 | (7) | 105,137,86 | 7(1) | |||||||||||||
ESL Investments, Inc. | 158,051,342 | (1)(7) | 74.3 | %(3) | 52,913,475 | (7) | 0 | 52,913,475 | (7) | 105,137,86 | 7(1) | |||||||||||||
JPP, LLC | 44,629,752 | (5) | 29.1 | %(8) | 44,629,752 | (5) | 0 | 0 | 44,629,75 | 2(5) | ||||||||||||||
Edward S. Lampert | 158,051,342 | (1)(7) | 74.3 | %(3) | 158,051,342 | (1)(7) | 0 | 52,913,475 | (7) | 105,137,86 | 7(1) |
(1) | This number includes 33,675,360 shares of Holdings Common Stock held by Mr. Lampert, 6,328,688 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Warrants held by Mr. Lampert, 3,566,648 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Senior Secured Convertible PIK Toggle Notes held by Mr. Lampert, 16,937,419 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Senior Unsecured Convertible PIK Toggle Notes held by Mr. Lampert, and 44,629,752 shares of Holdings Common Stock that JPP has the right to acquire within 60 days pursuant to the Second Lien Term Loan. Mr. Lampert is the sole member of, and may be deemed to indirectly beneficially own securities owned by, JPP. Partners has entered into a Lock-Up Agreement with Mr. Lampert that restricts the purchase and sale of securities owned by Mr. Lampert. Pursuant to the Lock-Up Agreement, Partners may be deemed to have shared dispositive power over, and to indirectly beneficially own, securities owned by Mr. Lampert. RBS, ESL and Mr. Lampert may also be deemed to have shared dispositive power over, and to indirectly beneficially own, such securities. |
(2) | This number includes 20,192,514 shares of Holdings Common Stock held by Partners, 4,808,465 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Warrants held by Partners, 702,741 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Senior Secured Convertible PIK Toggle Notes held by Partners, 6,480,427 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Senior Unsecured Convertible PIK Toggle Notes held by Partners, and 20,385,863 shares of Holdings Common Stock that JPP II has the right to acquire within 60 days pursuant to the Second Lien Term Loan. Partners is the sole member of, and may be deemed to indirectly beneficially own securities owned by, JPP II. |
(3) | This is based upon 108,992,750 shares of Holdings Common Stock outstanding as of September 7, 2018, as disclosed in Holdings Quarterly Report on Form 10-Q for the quarterly period ended August 4, 2018, that was filed by Holdings with the SEC on September 13, 2018, the 4,808,465 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Warrants held by Partners, the 702,741 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Senior Secured Convertible PIK Toggle Notes held by Partners, the 6,480,427 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Senior Unsecured Convertible PIK Toggle Notes held by Partners, the 20,385,863 shares of Holdings Common Stock that JPP II has the right to acquire within 60 days pursuant to the Second Lien Term Loan, the 44,629,752 shares of Holdings Common Stock that JPP has the right to acquire within 60 days pursuant to the Second Lien Term Loan, the 6,328,688 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Warrants held by Mr. Lampert, the 3,566,648 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Senior Secured Convertible PIK Toggle Notes held by Mr. Lampert, and the 16,937,419 shares of Holdings Common Stock that Mr. Lampert has the right to acquire within 60 days pursuant to the Senior Unsecured Convertible PIK Toggle Notes held by Mr. Lampert. Partners is the sole member of, and may be deemed to indirectly beneficially own securities owned by, JPP II. RBS is the general partner of, and may be deemed to indirectly beneficially own securities owned by, Partners. ESL is the general partner of, and may be deemed to indirectly beneficially own securities owned by, RBS. Mr. Lampert is the sole member of, and may be deemed to indirectly beneficially own securities owned by, JPP and is also the Chairman, Chief Executive Officer and Director of, and may be deemed to indirectly beneficially own securities owned by, ESL. |
(4) | This number includes 20,385,863 shares of Holdings Common Stock that JPP II has the right to acquire within 60 days pursuant to the Second Lien Term Loan. |
(5) | This number includes 44,629,752 shares of Holdings Common Stock that JPP has the right to acquire within 60 days pursuant to the Second Lien Term Loan. |
(6) | This is based upon 108,992,750 shares of Holdings Common Stock outstanding as of September 7, 2018, as disclosed in Holdings Quarterly Report on Form 10-Q for the quarterly period ended August 4, 2018, that was filed by Holdings with the SEC on September 13, 2018, 44,629,752 shares of Holdings Common Stock that JPP has the right to acquire within 60 days pursuant to the Second Lien Term Loan, and 20,385,863 shares of Holdings Common Stock that JPP II has the right to acquire within 60 days pursuant to the Second Lien Term Loan. |
(7) | This number includes 20,192,514 shares of Holdings Common Stock held by Partners, 4,808,465 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Warrants held by Partners, 702,741 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Senior Secured Convertible PIK Toggle Notes held by Partners, 6,480,427 shares of Holdings Common Stock that Partners has the right to acquire within 60 days pursuant to the Senior Unsecured Convertible PIK Toggle Notes held by Partners, 20,385,863 shares of Holdings Common Stock that JPP II has the right to acquire within 60 days pursuant to the Second Lien Term Loan, 150,124 shares of Holdings Common Stock held by SPE I and 193,341 shares of Holdings Common Stock held by SPE Master I. Partners is the sole member of, and may be deemed to indirectly beneficially own securities owned by, JPP II. RBS is the general partner of, and may be deemed to indirectly beneficially own securities owned by, Partners, SPE I and SPE Master I. RBS is the general partner of, and may be deemed to indirectly beneficially own securities owned by, Partners. ESL is the general partner of, and may be deemed to indirectly beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to indirectly beneficially own securities owned by, ESL. |
(8) | This is based upon 108,992,750 shares of Holdings Common Stock outstanding as of September 7, 2018, as disclosed in Holdings Quarterly Report on Form 10-Q for the quarterly period ended August 4, 2018, that was filed by Holdings with the SEC on September 13, 2018, and 44,629,752 shares of Holdings Common Stock that JPP has the right to acquire within 60 days pursuant to the Second Lien Term Loan. |
(c) Other than as set forth on Annex B hereto, there have been no transactions in the class of securities reported on that were effected by the Reporting Persons during the past sixty days or since the most recent filing of Schedule 13D, whichever is less.
(d) Not applicable.
(e) Not applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.
Item 6 is hereby amended and supplemented as follows:
The information set forth in Item 4 of this Amendment is incorporated by reference into this Item 6.
Item 7. Material to be Filed as Exhibits.
Item 7 is hereby amended and restated in its entirety as follows:
The following exhibits are filed as exhibits hereto:
Exhibit | Description of Exhibit | |
99.1 | Amendment, dated March 22, 2005, to the Agreement, dated January 31, 2005, among Kmart Holding Corporation, Sears Holdings Corporation, ESL Partners, L.P., ESL Investors, L.L.C., ESL Institutional Partners, L.P. and CRK Partners II, L.P. (incorporated herein by reference to Exhibit L to the Amendment to Schedule 13D filed on April 1, 2005). | |
99.2 | Acknowledgement, dated March 24, 2005, by Sears Holdings Corporation (relating to the assumption of the Registration Rights Agreement) (incorporated herein by reference to Exhibit K to the Amendment to Schedule 13D filed on April 1, 2005). | |
99.3 | Letter Agreement, dated June 2, 2010, between ESL Partners, L.P. and Edward S. Lampert (incorporated herein by reference to Exhibit 8 to the Amendment to Schedule 13D filed on June 2, 2010). | |
99.6 | Form of Letter (incorporated herein by reference to Exhibit 10.30 to Holdings Annual Report on Form 10-K filed on March 20, 2013). | |
99.7 | Loan Agreement, dated September 15, 2014, among Sears, Roebuck and Co., Sears Development Co. and Kmart Corporation, and JPP II, LLC and JPP, LLC (incorporated herein by reference to Exhibit 99.7 to the Amendment to Schedule 13D filed on September 16, 2014). | |
99.8 | Participation Agreement, dated September 22, 2014, among PYOF 2014 Loans, LLC, and JPP II, LLC and JPP, LLC (incorporated herein by reference to Exhibit 99.8 to the Amendment to Schedule 13D filed on September 24, 2014). | |
99.9 | Amended and Restated Participation Agreement, dated September 30, 2014, among PYOF 2014 Loans, LLC, The Fairholme Partnership, LP, and JPP II, LLC and JPP, LLC (incorporated herein by reference to Exhibit 99.9 to the Amendment to Schedule 13D filed on October 1, 2014). | |
99.10 | Form of Subscription Rights Certificate (incorporated herein by reference to Exhibit 99.10 to the Amendment to Schedule 13D filed on October 17, 2014). | |
99.11 | Rights Purchase Agreement, dated as of October 26, 2014, by and between SPE Master I, LP and ESL Partners, L.P. (incorporated herein by reference to Exhibit 99.11 to the Amendment to Schedule 13D filed on October 28, 2014). | |
99.12 | Rights Purchase Agreement, dated as of October 26, 2014, by and between SPE Master I, LP and Mr. Edward S. Lampert (incorporated herein by reference to Exhibit 99.12 to the Amendment to Schedule 13D filed on October 28, 2014). | |
99.13 | Rights Purchase Agreement, dated as of October 26, 2014, by and between SPE I Partners, LP and ESL Partners, L.P. (incorporated herein by reference to Exhibit 99.13 to the Amendment to Schedule 13D filed on October 28, 2014). | |
99.14 | Rights Purchase Agreement, dated as of October 26, 2014, by and between SPE I Partners, LP and Mr. Edward S. Lampert (incorporated herein by reference to Exhibit 99.14 to the Amendment to Schedule 13D filed on October 28, 2014). | |
99.15 | Form of Subscription Rights Certificate (incorporated herein by reference to Exhibit 99.15 to the Amendment to Schedule 13D filed on November 12, 2014). | |
99.16 | Form of Note (incorporated herein by reference to Exhibit 4.3 to the Post-Effective Amendment No. 1 to Form S-3 Registration Statement, filed by Holdings with the Securities and Exchange Commission on October 30, 2014). | |
99.17 | Form of Warrant Certificate (incorporated herein by reference to Exhibit 4.4 to the Post-Effective Amendment No. 1 to Form S-3 Registration Statement, filed by Holdings with the Securities and Exchange Commission on October 30, 2014). | |
99.18 | Amendment to Loan Agreement, entered into on February 25, 2015 and effective as of February 28, 2015, by and between JPP II, LLC and JPP, LLC and Sears, Roebuck and Co., Sears Development Co. and Kmart Corporation (incorporated herein by reference to Exhibit 10.1 to the Form 8-K, filed by Holdings with the Securities and Exchange Commission on February 26, 2015). | |
99.19 | Form of Subscription Rights Certificate (incorporated herein by reference to Exhibit 99.19 to the Amendment to Schedule 13D filed on June 16, 2015). | |
99.20 | Exchange Agreement, dated as of June 26, 2015, by and among ESL Partners, L.P. and Edward S. Lampert and Seritage Growth Properties, L.P. and Seritage Growth Properties (incorporated herein by reference to Exhibit 99.20 to the Amendment to Schedule 13D filed on June 29, 2015). |
99.21 | Form of Purchase and Sale Agreement, dated as of July 2, 2015, by and among the Participating Limited Partner, RBS Partners, L.P. and RBS Partners, L.P., in its capacity as general partner of either SPE I Partners, LP or SPE Master I, LP (incorporated herein by reference to Exhibit 99.21 to the Amendment to Schedule 13D filed on July 6, 2015). | |
99.22 | Rule 10b5-1(c) Plan, dated July 2, 2015, by SPE I Partners, LP and RBS Partners, L.P. (incorporated herein by reference to Exhibit 99.22 to the Amendment to Schedule 13D filed on July 6, 2015). | |
99.23 | Rule 10b5-1(c) Plan, dated July 2, 2015, by SPE Master I, LP and RBS Partners, L.P. (incorporated herein by reference to Exhibit 99.23 to the Amendment to Schedule 13D filed on July 6, 2015). | |
99.24 | Letter Agreement, dated January 28, 2016, by and between Holdings and Edward S. Lampert (incorporated herein by reference to Exhibit 10.1 to the Form 8-K, filed by Holdings with the Securities and Exchange Commission on February 3, 2016). | |
99.25 | Joint Filing Agreement (incorporated herein by reference to Exhibit 99.25 to the Amendment to Schedule 13D filed on February 4, 2016). | |
99.26 | Loan Agreement, dated as of April 8, 2016, between Sears, Roebuck and Co., Sears Development Co., Innovel Solutions, Inc., Big Beaver of Florida Development, LLC and Kmart Corporation, and JPP, LLC, JPP II, LLC and Cascade Investment, L.L.C. (incorporated herein by reference to Exhibit 99.26 to the Amendment to Schedule 13D filed on April 12, 2016). | |
99.27 | Co-Lender Agreement, dated as of April 8, 2016, by and among JPP, LLC and JPP II, LLC, and Cascade Investment, L.L.C. and each transferee of a portion of any interest in the loan made in accordance with the Co-Lender Agreement (incorporated herein by reference to Exhibit 99.27 to the Amendment to Schedule 13D filed on April 12, 2016). | |
99.28 | Assignment and Acceptance, dated as of April 8, 2016, by and between Bank of America, N.A., as assignor, and JPP II, LLC, as assignee (incorporated herein by reference to Exhibit 99.28 to the Amendment to Schedule 13D filed on August 26, 2016). | |
99.29 | Assignment and Acceptance, dated as of April 8, 2016, by and between Bank of America, N.A., as assignor, and JPP, LLC, as assignee (incorporated herein by reference to Exhibit 99.29 to the Amendment to Schedule 13D filed on August 26, 2016). | |
99.30 | Second Lien Credit Agreement, dated as of September 1, 2016, by and among Sears Holdings Corporation, Sears Roebuck Acceptance Corp. and Kmart Corporation, and JPP, LLC and JPP II, LLC (incorporated herein by reference to Exhibit 10.1 to the Form 8-K, filed by Holdings with the Securities and Exchange Commission on September 2, 2016). | |
99.31 | Pari Passu Joinder Agreement, dated as of September 1, 2016, by JPP, LLC, as agreed to and accepted by Wilmington Trust, National Association, as collateral agent (incorporated herein by reference to Exhibit 99.31 to the Amendment to Schedule 13D filed on September 2, 2016). | |
99.32 | Letter of Credit and Reimbursement Agreement, dated as of December 28, 2016, among Sears Holdings Corporation, Sears Roebuck Acceptance Corp. and Kmart Corporation, Citibank, N.A., as administrative agent and issuing bank, and JPP, LLC and JPP II, LLC (incorporated herein by reference to Exhibit 10.1 to the Form 8-K, filed by Holdings with the Securities and Exchange Commission on December 30, 2016). | |
99.33 | Loan Agreement, dated as of January 3, 2017, among Sears Roebuck and Co., Kmart Stores of Illinois LLC, Kmart of Washington LLC and Kmart Corporation, collectively as borrower, and JPP, LLC and JPP II, LLC, collectively as initial lender (incorporated herein by reference to Exhibit 10.1 to the Form 8-K, filed by Holdings with the Securities and Exchange Commission on January 4, 2017). | |
99.34 | Omnibus Amendment to Loan Documents and Request for Advance to Loan Agreement, dated as of January 12, 2017 among Sears Roebuck and Co., Kmart Stores of Illinois LLC, Kmart of Washington LLC and Kmart Corporation, collectively as borrower, and JPP, LLC and JPP II, LLC, collectively as initial lender (incorporated herein by reference to Exhibit 10.59 to Holdings Annual Report on Form 10-K filed with the Securities and Exchange Commission on March 21, 2017). | |
99.35 | First Amendment dated March 2, 2017, to Letter of Credit and Reimbursement Agreement, dated as of December 28, 2016, among Sears Holdings Corporation, Sears Roebuck Acceptance Corp., Kmart Corporation, the financial institutions party thereto from time to time as L/C Lenders, and Citibank, N.A., as Administrative Agent and Issuing Bank (incorporated herein by reference to Exhibit 10.60 to Holdings Annual Report on Form 10-K filed with the Securities and Exchange Commission on March 21, 2017). | |
99.36 | Amended and Restated Loan Facility, dated as of May 22, 2017, by and among Roebuck and Co., Sears Development Co., Innovel Solutions, Inc., Big Beaver of Florida Development, LLC and Kmart Corporation with JPP, LLC, JPP II, LLC, and Cascade Investment, L.L.C. (incorporated herein by reference to Exhibit 10.1 to the Form 8-K, filed by Holdings with the Securities and Exchange Commission on May 24, 2017). |
99.37 | Amended and Restated Co-Lender Agreement, dated as of May 22, 2017, by and among JPP, LLC and JPP II, LLC, Cascade Investment, L.L.C., Petrus Yield Opportunity Fund, LP, Rimrock High Income Plus (Master) Fund, Ltd., Rimrock Low Volatility (Master) Fund, Ltd, Paragon SHC LLC, Paragon SHC II LLC, and each transferee of a portion of any interest in the loan made in accordance with the Amended and Restated Co-Lender Agreement (incorporated herein by reference to Exhibit 99.37 to the Amendment to Schedule 13D filed on May 24, 2017). | |
99.38 | Amendment to Amended and Restated Loan Agreement, dated as of July 3, 2017, by and among Roebuck and Co., Sears Development Co., Innovel Solutions, Inc., Big Beaver of Florida Development, LLC and Kmart Corporation with JPP, LLC, JPP II, LLC, and Cascade Investment, L.L.C. (incorporated herein by reference to Exhibit 99.38 to the Amendment to Schedule 13D filed on July 10, 2017). | |
99.39 | First Amendment to Second Lien Credit Agreement (incorporated herein by reference to Exhibit 10.1 to Holdings Current Report on Form 8-K filed with the Securities and Exchange Commission on July 7, 2017). | |
99.40 | Line of Credit Loan Proposal to JPP, LLC, dated as of July 13, 2017 (incorporated herein by reference to Exhibit 99.40 to the Amendment to Schedule 13D filed on July 17, 2017). | |
99.41 | Line of Credit Loan Proposal to JPP II, LLC, dated as of July 13, 2017 (incorporated herein by reference to Exhibit 99.41 to the Amendment to Schedule 13D filed on July 17, 2017). | |
99.42 | Line of Credit Lender Joinder Agreement, dated as of July 13, 2017, by and among JPP, LLC, and JPP II, LLC, Sears Holdings Corporation, Sears Roebuck Acceptance Corp., Kmart Corporation, and JPP, LLC, in its capacity as administrative agent and collateral administrator (incorporated herein by reference to Exhibit 99.42 to the Amendment to Schedule 13D filed on July 17, 2017). | |
99.43 | Second Amendment to Letter of Credit and Reimbursement Agreement, dated as of August 1, 2017, by and among Sears Holdings Corporation, Sears Roebuck Acceptance Corp., Kmart Corporation, the financial institutions party thereto from time to time as LC Lenders, and Citibank, N.A., as Administrative Agent and Issuing Bank (incorporated herein by reference to Exhibit 10.1 to Holdings Current Report on Form 8-K filed with the Securities and Exchange Commission on August 3, 2017). | |
99.44 | Form of Assignment and Acceptance Agreement (incorporated herein by reference to Exhibit 99.44 to the Amendment to Schedule 13D filed on August 3, 2017). | |
99.45 | Third Amendment to Letter of Credit and Reimbursement Agreement, dated as of August 9, 2017, by and among Sears Holdings Corporation, Sears Roebuck Acceptance Corp., Kmart Corporation, the financial institutions party thereto from time to time as LC Lenders, and Citibank, N.A., as Administrative Agent and Issuing Bank (incorporated herein by reference to Exhibit 10.1 to Holdings Current Report on Form 8-K filed with the Securities and Exchange Commission on August 10, 2017). | |
99.46 | Amended and Restated Loan Agreement, dated as of October 4, 2017, among Sears Roebuck and Co., Kmart Stores of Illinois LLC, Kmart of Washington LLC, Kmart Corporation, SHC Desert Springs, LLC, Innovel Solutions, Inc., Sears Holdings Management Corporation, Maxserv, Inc. and Troy Coolidge No. 13, LLC collectively as borrower, and JPP, LLC and JPP II, LLC, collectively as initial lender (incorporated herein by reference to Exhibit 10.1 to Holdings Current Report on Form 8-K filed with the Securities and Exchange Commission on October 4, 2017). | |
99.47 | Second Amended and Restated Loan Agreement, dated as of October 18, 2017, among Sears Roebuck and Co., Kmart Stores of Illinois LLC, Kmart of Washington LLC, Kmart Corporation, SHC Desert Springs, LLC, Innovel Solutions, Inc., Sears Holdings Management Corporation, Maxserv, Inc., Troy Coolidge No. 13, LLC, Sears Development Co. and Big Beaver of Florida Development, LLC, collectively as borrower, and JPP, LLC and JPP II, LLC, collectively as initial lender (incorporated herein by reference to Exhibit 10.1 to Holdings Current Report on Form 8-K filed with the Securities and Exchange Commission on October 19, 2017). | |
99.48 | Amendment to Second Amended and Restated Loan Agreement, dated as of October 25, 2017, among Sears Roebuck and Co., Kmart Stores of Illinois LLC, Kmart of Washington LLC, Kmart Corporation, SHC Desert Springs, LLC, Innovel Solutions, Inc., Sears Holdings Management Corporation, Maxserv, Inc., Troy Coolidge No. 13, LLC, Sears Development Co. and Big Beaver of Florida Development, LLC, collectively as borrower, and JPP, LLC and JPP II, LLC, collectively as initial lender (incorporated herein by reference to Exhibit 10.1 to Holdings Current Report on Form 8-K filed with the Securities and Exchange Commission on October 30, 2017). |
99.49 | Second Amendment to Amended and Restated Loan Agreement, dated as of October 25, 2017, among Sears Roebuck and Co., Sears Development Co., Innovel Solutions Inc., Big Beaver of Florida Development, LLC and Kmart Corporation, collectively as borrower, and JPP, LLC, JPP II, LLC and Cascade Investment, L.L.C. collectively as initial lenders (incorporated herein by reference to Exhibit 10.2 to Holdings Current Report on Form 8-K filed with the Securities and Exchange Commission on October 30, 2017). | |
99.50 | Term Loan Credit Agreement, dated as of January 4, 2018, among Sears Holdings Corporation, Sears Roebuck Acceptance Corp. and Kmart Corporation, as borrowers, the subsidiaries of Sears Holdings Corporation party thereto, the lenders party thereto from time to time, and JPP, LLC, as administrative and collateral agent (incorporated herein by reference to Exhibit 10.1 to Holdings Current Report on Form 8-K filed with the Securities and Exchange Commission on January 10, 2018). | |
99.51 | Second Amendment to Second Lien Credit Agreement, dated as of January 9, 2018, among Sears Holdings Corporation, Sears Roebuck Acceptance Corp. and Kmart Corporation, the guarantors party thereto, the lenders party thereto, and JPP, LLC, as administrative agent and collateral administrator (incorporated herein by reference to Exhibit 10.2 to Holdings Current Report on Form 8-K filed with the Securities and Exchange Commission on January 10, 2018). | |
99.52 | Amendment to Term Loan Credit Agreement, dated as of January 29, 2018, among Sears Holdings Corporation, Sears Roebuck Acceptance Corp. and Kmart Corporation, as borrowers, the subsidiaries of Sears Holdings Corporation party thereto, the lenders and other entities party thereto, and JPP, LLC, as administrative and collateral agent (incorporated herein by reference to Exhibit 10.1 to Holdings Current Report on Form 8-K filed with the Securities and Exchange Commission on January 31, 2018). | |
99.53 | Third Amendment to Second Lien Credit Agreement, dated as of February 7, 2018, among Sears Holdings Corporation, Sears Roebuck Acceptance Corp. and Kmart Corporation, as borrowers, the subsidiaries of Sears Holdings Corporation party thereto, the lenders party thereto, and JPP, LLC, as administrative and collateral administrator (incorporated herein by reference to Exhibit 10.2 to Holdings Current Report on Form 8-K filed with the Securities and Exchange Commission on February 13, 2018). | |
99.54 | Third Amendment to Term Loan Credit Agreement, dated as of February 7, 2018, among Sears Holdings Corporation, Sears Roebuck Acceptance Corp. and Kmart Corporation, as borrowers, the subsidiaries of Sears Holdings Corporation party thereto, the lenders party thereto, and JPP, LLC, as administrative and collateral administrator (incorporated herein by reference to Exhibit 10.3 to Holdings Current Report on Form 8-K filed with the Securities and Exchange Commission on February 13, 2018). | |
99.55 | Second Amendment to Second Amended and Restated Loan Agreement, dated as of March 8, 2018, among Sears Roebuck and Co., Kmart Stores of Illinois LLC, Kmart of Washington LLC, Kmart Corporation, SHC Desert Springs, LLC, Innovel Solutions, Inc., Sears Holdings Management Corporation, Maxserv, Inc. and Troy Coolidge No. 13, LLC collectively as borrower, and JPP, LLC and JPP II, LLC, collectively as initial lender (incorporated herein by reference to Exhibit 10.1 to Holdings Current Report on Form 8-K filed with the Securities and Exchange Commission on March 14, 2018). | |
99.56 | Indenture, dated as of March 20, 2018, by and among Sears Holdings Corporation, the guarantors party thereto and Computershare Trust Company, N.A., as trustee (attaching form of 6 5/8% Senior Secured Convertible PIK Toggle Note due 2019) (incorporated herein by reference to Exhibits 4.2 and 4.3 to Holdings Current Report on Form 8-K filed with the Securities and Exchange Commission on March 23, 2018). | |
99.57 | Second Supplemental Indenture, dated as of March 20, 2018, by and between Sears Holdings Corporation, as obligor, and Computershare Trust Company, N.A., as trustee (attaching form of 8% Senior Unsecured Convertible PIK Toggle Note due 2019) (incorporated herein by reference to Exhibits 4.4 and 4.5 to Holdings Current Report on Form 8-K filed with the Securities and Exchange Commission on March 23, 2018). | |
99.58 | Fourth Amendment to the Second Lien Credit Agreement, dated as of March 20, 2018, by and among Sears Holdings Corporation, Sears Roebuck Acceptance Corp. and Kmart Corporation, the lenders party thereto, and JPP, LLC, as administrative agent and collateral administrator (incorporated herein by reference to Exhibit 10.1 to Holdings Current Report on Form 8-K filed with the Securities and Exchange Commission on March 23, 2018). |
99.59 | Mezzanine Loan Agreement, dated as of March 14, 2018, among SRC Sparrow 2, LLC, as borrower, JPP, LLC and JPP II, LLC, as lenders, and JPP, LLC, as administrative agent (incorporated herein by reference to Exhibit 10.92 to Holdings Annual Report on Form 10-K filed with the Securities and Exchange Commission on March 23, 2018). | |
99.60 | Fifth Amendment to the Third Amended and Restated Credit Agreement, dated as of March 21, 2018, among Sears Holdings Corporation, Sears Roebuck Acceptance Corp., Kmart Corp., the lenders party thereto, Bank of America, N.A., as administrative agent, and the other parties thereto (incorporated herein by reference to Exhibit 10.4 to Holdings Current Report on Form 8-K filed with the Securities and Exchange Commission on March 23, 2018). | |
99.61 | Sixth Amendment to the Third Amended and Restated Credit Agreement, dated as of March 21, 2018, among Sears Holdings Corporation, Sears Roebuck Acceptance Corp., Kmart Corp., the lenders party thereto, Bank of America, N.A., as administrative agent, and the other parties thereto (incorporated herein by reference to Exhibit 10.5 to Holdings Current Report on Form 8-K filed with the Securities and Exchange Commission on March 23, 2018). | |
99.62 | Joint Filing Agreement (incorporated herein by reference to Exhibit 99.62 to the Amendment to Schedule 13D filed on March 23, 2018). | |
99.63 | Fourth Amendment to Letter of Credit and Reimbursement Agreement, dated as of December 13, 2018, among Sears Holdings Corporation, Sears Roebuck Acceptance Corp. and Kmart Corporation, as borrowers, JPP, LLC, JPP II, LLC and the other lenders party thereto, as lenders, and Citibank, N.A., as administrative agent (incorporated herein by reference to Exhibit 10.79 to Holdings Annual Report on Form 10-K filed with the Securities and Exchange Commission on March 23, 2018). | |
99.64 | Fifth Amendment to Letter of Credit and Reimbursement Agreement, dated as of February 13, 2018, among Sears Holdings Corporation, Sears Roebuck Acceptance Corp. and Kmart Corporation, as borrowers, JPP, LLC, JPP II, LLC and the other lenders party thereto, as lenders, and Citibank, N.A., as administrative agent (incorporated herein by reference to Exhibit 99.64 to the Amendment to Schedule 13D filed on April 23, 2018). | |
99.65 | Sixth Amendment to Letter of Credit and Reimbursement Agreement, dated as of April 20, 2018, among Sears Holdings Corporation, Sears Roebuck Acceptance Corp. and Kmart Corporation, as borrowers, JPP, LLC, JPP II, LLC, Crescent 1, L.P., Canary SC Fund, L.P., CYR Fund, L.P. and CMH VI, L.P., as lenders, and Citibank, N.A., as administrative agent (incorporated herein by reference to Exhibit 99.65 to the Amendment to Schedule 13D filed on April 23, 2018). | |
99.66 | Letter from ESL Investments, Inc. to the Board of Directors of Sears Holdings Corporation, dated April 20, 2018 (incorporated herein by reference to Exhibit 99.66 to the Amendment to Schedule 13D filed on April 23, 2018). | |
99.67 | Letter from ESL Investments, Inc. to the Special Committee of the Board of Directors of Sears Holdings Corporation, dated May 25, 2018 (incorporated herein by reference to Exhibit 99.67 to the Amendment to Schedule 13D filed on May 29, 2018). | |
99.68 | Third Amended and Restated Loan Agreement, dated as of June 4, 2018, among Sears Holdings Corporation, as guarantor, the subsidiaries of Sears Holdings Corporation party thereto as borrower, JPP, LLC, as agent, and the lenders party thereto (incorporated herein by reference to Exhibit 10.1 to Holdings Current Report on Form 8-K filed with the Securities and Exchange Commission on June 4, 2018). | |
99.69 | Fifth Amendment to Mezzanine Loan Agreement, dated as of June 29, 2018, between SRC Sparrow 2 LLC, as borrower, JPP, LLC and JPP II, LLC, as lenders, and JPP, LLC, as administrative agent (incorporated herein by reference to Exhibit 10.2 to Holdings Current Report on Form 8-K filed with the Securities and Exchange Commission on July 6, 2018). | |
99.70 | Fifth Amendment to Second Lien Credit Agreement, dated as of July 5, 2018, by and among Sears Holdings Corporation, Sears Roebuck Acceptance Corp. and Kmart Corporation, the other guarantors listed on the signature page thereto, the lenders party thereto, and JPP, LLC, as administrative agent and collateral administrator (incorporated herein by reference to Exhibit 10.3 to Holdings Current Report on Form 8-K filed with the Securities and Exchange Commission on July 6, 2018). | |
99.71 | Sixth Amendment to Mezzanine Loan Agreement, dated as of July 25, 2018, between SRC Sparrow 2 LLC, as borrower, JPP, LLC and JPP II, LLC, as lenders, and JPP, LLC, as administrative agent (incorporated herein by reference to Exhibit 99.71 to the Amendment to Schedule 13D filed on August 14, 2018). |
99.72 | Letter from ESL Investments, Inc. to the Special Committee of the Board of Directors of Sears Holdings Corporation, dated August 14, 2018 (incorporated herein by reference to Exhibit 99.72 to the Amendment to Schedule 13D filed on August 14, 2018). | |
99.73 | First Amendment to Third Amended and Restated Loan Agreement, dated as of September 12, 2018, among Sears Roebuck and Co., Kmart Stores of Illinois LLC, Kmart of Washington LLC, Kmart Corporation, SHC Desert Springs, LLC, Innovel Solutions, Inc., Sears Holdings Management Corporation, Maxserv, Inc., Troy Coolidge No. 13, LLC, Sears Development Co. and Big Beaver of Florida Development, LLC, collectively as borrower, and JPP, LLC and JPP II, LLC, collectively as initial lender (incorporated herein by reference to Exhibit 10.1 to Holdings Current Report on Form 8-K filed with the Securities and Exchange Commission on September 13, 2018). | |
99.74 | Proposal, dated as of September 23, 2018, by ESL to the Board of Holdings (incorporated herein by reference to Exhibit 99.74 to the Amendment to Schedule 13D filed on September 24, 2018). | |
99.75 | Debtors Motion for Authority, filed with the Bankruptcy Court on October 15, 2018 (incorporated herein by reference to Exhibit 99.75 to the Amendment to Schedule 13D filed on October 17, 2018). | |
99.76 | Credit Agreement, dated as of March 14, 2018, among SRC O.P. LLC, SRC Facilities LLC and SRC Real Estate (TX), LLC, as the borrowers, the lenders party thereto, UBS AG, Stamford Branch, LLC, as administrative agent, and UBS Securities LLC, as lead arranger and bookrunner (incorporated herein by reference to Exhibit 10.91 to Holdings Annual Report on Form 10-K filed with the Securities and Exchange Commission on March 23, 2018). | |
99.77 | First Amendment to Credit Agreement, dated as of April 20, 2018, among SRC O.P. LLC, SRC Facilities LLC and SRC Real Estate (TX), LLC, as the borrowers, the lenders party thereto, and UBS AG, Stamford Branch, LLC, as administrative agent (incorporated herein by reference to Exhibit 10.4 to Holdings Quarterly Report on Form 10-Q for the quarterly period ended May 5, 2018, that was filed with the Securities and Exchange Commission on May 31, 2018). | |
99.78 | Second Amendment to Credit Agreement, dated as of June 29, 2018, among SRC O.P. LLC, SRC Facilities LLC and SRC Real Estate (TX), LLC, as the borrowers, the lenders party thereto, and UBS AG, Stamford Branch, as administrative agent (incorporated herein by reference to Exhibit 10.1 to Holdings Current Report on Form 8-K filed with the Securities and Exchange Commission on July 6, 2018). | |
99.79 | Third Amendment to Credit Agreement, dated as of August 31, 2018, among SRC O.P. LLC, SRC Facilities LLC and SRC Real Estate (TX), LLC, as the borrowers, the lenders party thereto, and UBS AG, Stamford Branch, as administrative agent (incorporated herein by reference to Exhibit 10.2 to Holdings Current Report on Form 8-K filed with the Securities and Exchange Commission on September 4, 2018). | |
99.80 | Fourth Amendment to Credit Agreement, dated as of November 13, 2018, among SRC O.P. LLC, SRC Facilities LLC and SRC Real Estate (TX), LLC, as the borrowers, the lenders party thereto, and JPP, LLC, as administrative agent (incorporated herein by reference to Exhibit 99.80 to the Amendment to Schedule 13D filed on November 16, 2018). | |
99.81 | Letter from ESL Investments, Inc. to Lazard Frères & Co. LLC, dated December 5, 2018, in response to the process letter filed with the United States Bankruptcy Court for the Southern District of New York on behalf of the debtors in the Chapter 11 cases captioned as In re Sears Holdings Corporation, et al., Case No. 18-23538 (Bankr. S.D.N.Y.) (RDD) on November 21, 2018 [Docket No. 862] (filed herewith). |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: December 6, 2018 | ESL PARTNERS, L.P. | |||||
By: RBS Partners, L.P., as its general partner | ||||||
By: ESL Investments, Inc., as its general partner | ||||||
By: | /s/ Edward S. Lampert | |||||
Name: Edward S. Lampert | ||||||
Title: Chief Executive Officer | ||||||
JPP II, LLC | ||||||
By: ESL Partners, L.P., as its sole member | ||||||
By: RBS Partners, L.P., as its general partner | ||||||
By: ESL Investments, Inc., as its general partner | ||||||
By: | /s/ Edward S. Lampert | |||||
Name: Edward S. Lampert | ||||||
Title: Chief Executive Officer | ||||||
SPE I PARTNERS, LP | ||||||
By: RBS Partners, L.P., as its general partner | ||||||
By: ESL Investments, Inc., as its general partner | ||||||
By: | /s/ Edward S. Lampert | |||||
Name: Edward S. Lampert | ||||||
Title: Chief Executive Officer | ||||||
SPE MASTER I, LP | ||||||
By: RBS Partners, L.P., as its general partner | ||||||
By: ESL Investments, Inc., as its general partner | ||||||
By: | /s/ Edward S. Lampert | |||||
Name: Edward S. Lampert | ||||||
Title: Chief Executive Officer | ||||||
RBS PARTNERS, L.P. | ||||||
By: ESL Investments, Inc., as its general partner | ||||||
By: | /s/ Edward S. Lampert | |||||
Name: Edward S. Lampert | ||||||
Title: Chief Executive Officer |
ESL INVESTMENTS, INC. | ||
By: | /s/ Edward S. Lampert | |
Name: Edward S. Lampert | ||
Title: Chief Executive Officer | ||
JPP, LLC | ||
By: | /s/ Edward S. Lampert | |
Name: Edward S. Lampert | ||
Title: Sole Member | ||
EDWARD S. LAMPERT | ||
By: | /s/ Edward S. Lampert |
Exhibit A
500 Stores¹ | ||||||
# | Store # | City | State | |||
1 | 2027 | Wasilla | AK | |||
2 | 1136 | Riverchase | AL | |||
3 | 2126 | Hot Springs | AR | |||
4 | 1206 | North Little Rock | AR | |||
5 | 1798 | Glendale | AZ | |||
6 | 3707 | Lake Havasu City | AZ | |||
7 | 2218 | Prescott | AZ | |||
8 | 1728 | Tucson | AZ | |||
9 | 4996 | Tucson | AZ | |||
10 | 2288 | Antioch | CA | |||
11 | 3699 | Apple Valley | CA | |||
12 | 1228 | Arden | CA | |||
13 | 7619 | Atascadero | CA | |||
14 | 9608 | Auburn | CA | |||
15 | 1018 | Baldwin Hills | CA | |||
16 | 7653 | Big Bear Lake | CA | |||
17 | 7756 | Bishop | CA | |||
18 | 1008 | Boyle | CA | |||
19 | 1268 | Buena Park | CA | |||
20 | 1838 | Burbank | CA | |||
21 | 3834 | Burbank | CA | |||
22 | 7165 | Camarillo | CA | |||
23 | 1678 | Carlsbad | CA | |||
24 | 3086 | Chico | CA | |||
25 | 1358 | Chula Vista | CA | |||
26 | 1098 | Clovis | CA | |||
27 | 1368 | Concord | CA | |||
28 | 7098 | Concord | CA | |||
29 | 4047 | Costa Mesa | CA | |||
30 | 4857 | Desert Hot Springs | CA | |||
31 | 1309 | Downey | CA | |||
32 | 1758 | Escondido | CA | |||
33 | 2628 | Eureka | CA | |||
34 | 3725 | Freedom | CA | |||
35 | 1208 | Fresno | CA | |||
36 | 1088 | Glendale | CA | |||
37 | 9746 | Grass Valley | CA | |||
38 | 4457 | Hayward | CA | |||
39 | 1248 | Hayward | CA | |||
40 | 2028 | Hemet | CA | |||
41 | 3748 | Hollister | CA | |||
42 | 4819 | Lakeport | CA | |||
43 | 1209 | Long Beach | CA | |||
44 | 9328 | Long Beach | CA | |||
45 | 7390 | Mckinleyville | CA |
1. | To be updated to exclude any real estate interests sold pursuant to the motion seeking approval to sell certain of the Debtors assets to Amerco Real Estate Company (ECF No. 962). |
500 Stores¹ | ||||||
# | Store # | City | State | |||
91 | 1467 | Ft Collins | CO | |||
92 | 1271 | Littleton/Denver | CO | |||
93 | 7329 | Loveland | CO | |||
94 | 1281 | Pueblo | CO | |||
95 | 4453 | Pueblo | CO | |||
96 | 1831 | Thornton | CO | |||
97 | 1303 | Danbury | CT | |||
98 | 1443 | Manchester | CT | |||
99 | 3216 | Vernon | CT | |||
100 | 7109 | Watertown | CT | |||
101 | 4807 | Bear | DE | |||
102 | 7725 | Rehoboth Beach | DE | |||
103 | 1853 | Wilmington | DE | |||
104 | 3873 | Wilmington | DE | |||
105 | 3317 | Boca Raton | FL | |||
106 | 7321 | Bradenton | FL | |||
107 | 1007 | Brandon | FL | |||
108 | 2485 | Brooksville | FL | |||
109 | 1125 | Coral Gables | FL | |||
110 | 1055 | Coral Springs | FL | |||
111 | 1075 | Daytona Beach | FL | |||
112 | 4893 | Ellenton | FL | |||
113 | 3223 | Fort Walton Beach | FL | |||
114 | 1195 | Ft Lauderdale | FL | |||
115 | 1495 | Ft Myers | FL | |||
116 | 1345 | Hialeah/Westland | FL | |||
117 | 3818 | Hollywood | FL | |||
118 | 9614 | Key Largo | FL | |||
119 | 4725 | Key West | FL | |||
120 | 2215 | Key West | FL | |||
121 | 3269 | Lantana | FL | |||
122 | 2745 | Leesburg | FL | |||
123 | 9224 | Marathon | FL | |||
124 | 1175 | Merritt Island | FL | |||
125 | 4728 | Miami | FL | |||
126 | 3074 | Miami | FL | |||
127 | 1365 | Miami/Cutler Rdg | FL | |||
128 | 1485 | Orange Pk | FL | |||
129 | 1285 | Orlando-South | FL | |||
130 | 1456 | Oviedo | FL | |||
131 | 1765 | Palm Beach Gardens | FL | |||
132 | 1775 | Pembroke Pines | FL | |||
133 | 2145 | Port Charlotte | FL | |||
134 | 2885 | Port Richey | FL | |||
135 | 2135 | Sebring | FL |
1. | To be updated to exclude any real estate interests sold pursuant to the motion seeking approval to sell certain of the Debtors assets to Amerco Real Estate Company (ECF No. 962). |
500 Stores¹ | ||||||
# | Store # | City | State | |||
136 | 4355 | St. Petersburg | FL | |||
137 | 1585 | Tallahassee | FL | |||
138 | 1745 | Tampa/Westshore | FL | |||
139 | 1066 | The Avenues | FL | |||
140 | 1015 | Vero Beach | FL | |||
141 | 7294 | Vero Beach | FL | |||
142 | 2845 | Athens | GA | |||
143 | 1035 | Augusta | GA | |||
144 | 1095 | Douglasville | GA | |||
145 | 2505 | Gainesville | GA | |||
146 | 1155 | Kennesaw | GA | |||
147 | 7705 | Tamuning | GU | |||
148 | 1578 | Aiea Oahu-Pearl Rdg | HI | |||
149 | 2388 | Hilo(Sur) | HI | |||
150 | 1681 | Honolulu | HI | |||
151 | 2148 | Kahului Maui(Sur) | HI | |||
152 | 1738 | Kaneohe(Sur) | HI | |||
153 | 9220 | Algona | IA | |||
154 | 7767 | Charles City | IA | |||
155 | 2422 | Sioux City | IA | |||
156 | 7033 | Lewiston | ID | |||
157 | 7006 | Twin Falls | ID | |||
158 | 1172 | Bloomingdale | IL | |||
159 | 4381 | Bridgeview | IL | |||
160 | 1840 | Chicago Ridge | IL | |||
161 | 4214 | Des Plaines | IL | |||
162 | 1640 | Fairview Hts | IL | |||
163 | 1212 | N Riverside | IL | |||
164 | 1300 | Oakbrook | IL | |||
165 | 1321 | Peoria | IL | |||
166 | 2990 | Rockford-Cherryvale | IL | |||
167 | 1570 | Schaumburg | IL | |||
168 | 1820 | West Dundee | IL | |||
169 | 9124 | Elwood | IN | |||
170 | 7243 | Kokomo | IN | |||
171 | 1650 | Merrillville | IN | |||
172 | 1800 | Mishawaka | IN | |||
173 | 9030 | Peru | IN | |||
174 | 7246 | Richmond | IN | |||
175 | 7042 | Valparaiso | IN | |||
176 | 9122 | Warsaw | IN | |||
177 | 1161 | Wichita-Town East | KS | |||
178 | 3029 | Erlanger | KY | |||
179 | 7255 | Somerset | KY | |||
180 | 1147 | Baton Rouge | LA |
1. | To be updated to exclude any real estate interests sold pursuant to the motion seeking approval to sell certain of the Debtors assets to Amerco Real Estate Company (ECF No. 962). |
500 Stores¹ | ||||||
# | Store # | City | State | |||
181 | 4810 | Metairie | LA | |||
182 | 7104 | Acton | MA | |||
183 | 1213 | Auburn | MA | |||
184 | 3288 | Billerica | MA | |||
185 | 1283 | Braintree | MA | |||
186 | 4407 | Brockton | MA | |||
187 | 1223 | Brockton-Westgate | MA | |||
188 | 1243 | Hanover | MA | |||
189 | 3433 | Holyoke | MA | |||
190 | 3040 | Hyannis | MA | |||
191 | 1133 | Leominster | MA | |||
192 | 1104 | Marlborough | MA | |||
193 | 1033 | N Attleboro | MA | |||
194 | 2373 | No Dartmouth | MA | |||
195 | 9255 | Palmer | MA | |||
196 | 1053 | Saugus | MA | |||
197 | 3486 | Somerville | MA | |||
198 | 9692 | Webster | MA | |||
199 | 1725 | Annapolis | MD | |||
200 | 3256 | Baltimore | MD | |||
201 | 1634 | Baltimore-West | MD | |||
202 | 1374 | Bel Air | MD | |||
203 | 2774 | Cumberland | MD | |||
204 | 7713 | Edgewater | MD | |||
205 | 2664 | Frederick | MD | |||
206 | 3131 | Frederick | MD | |||
207 | 1013 | Glen Burnie | MD | |||
208 | 3172 | Hagerstown | MD | |||
209 | 3798 | Hyattsville | MD | |||
210 | 1854 | Parkville | MD | |||
211 | 1773 | Salisbury | MD | |||
212 | 1304 | Silver Spring | MD | |||
213 | 4399 | Silver Spring | MD | |||
214 | 7673 | Stevensville | MD | |||
215 | 1074 | Waldorf | MD | |||
216 | 3021 | Auburn | ME | |||
217 | 7133 | Augusta | ME | |||
218 | 2203 | Brunswick | ME | |||
219 | 2183 | So Portland | ME | |||
220 | 3155 | Belleville | MI | |||
221 | 9385 | Clio | MI | |||
222 | 1011 | Grandville | MI | |||
223 | 9557 | Grayling | MI | |||
224 | 3819 | Hastings | MI | |||
225 | 1170 | Lansing | MI |
1. | To be updated to exclude any real estate interests sold pursuant to the motion seeking approval to sell certain of the Debtors assets to Amerco Real Estate Company (ECF No. 962). |
500 Stores¹ | ||||||
# | Store # | City | State | |||
226 | 1460 | Livonia | MI | |||
227 | 9693 | Marine City | MI | |||
228 | 3841 | Marshall | MI | |||
229 | 7031 | Menominee | MI | |||
230 | 7068 | Midland | MI | |||
231 | 1192 | Muskegon | MI | |||
232 | 1760 | Novi | MI | |||
233 | 9593 | Oscoda | MI | |||
234 | 1110 | Portage | MI | |||
235 | 1590 | Saginaw | MI | |||
236 | 4206 | Warren | MI | |||
237 | 3379 | Waterford Twp. | MI | |||
238 | 1092 | Westland | MI | |||
239 | 1722 | Bloomington | MN | |||
240 | 9689 | International Falls | MN | |||
241 | 3405 | Minneapolis | MN | |||
242 | 4351 | Rochester | MN | |||
243 | 3059 | St. Paul | MN | |||
244 | 1822 | Cape Girardeau | MO | |||
245 | 9353 | Crystal City | MO | |||
246 | 1121 | Independence | MO | |||
247 | 1042 | Joplin | MO | |||
248 | 1171 | Springfield | MO | |||
249 | 1182 | St Peters | MO | |||
250 | 9520 | Gulfport | MS | |||
251 | 9808 | Hamilton | MT | |||
252 | 7030 | Kalispell | MT | |||
253 | 3886 | Asheville | NC | |||
254 | 2105 | Burlington | NC | |||
255 | 7208 | Clemmons | NC | |||
256 | 1165 | Concord | NC | |||
257 | 1475 | Durham | NC | |||
258 | 1045 | Durham-Northgate | NC | |||
259 | 1335 | Greensboro | NC | |||
260 | 2175 | Greenville | NC | |||
261 | 2515 | Hickory | NC | |||
262 | 2755 | Jacksonville | NC | |||
263 | 3744 | Kill Devil Hills | NC | |||
264 | 9619 | Morehead City | NC | |||
265 | 9549 | Morganton | NC | |||
266 | 1605 | Raleigh | NC | |||
267 | 3667 | Raleigh | NC | |||
268 | 7626 | Waynesville | NC | |||
269 | 4272 | Bismarck | ND | |||
270 | 4057 | Fargo | ND |
1. | To be updated to exclude any real estate interests sold pursuant to the motion seeking approval to sell certain of the Debtors assets to Amerco Real Estate Company (ECF No. 962). |
500 Stores¹ | ||||||
# | Store # | City | State | |||
271 | 4022 | Grand Forks | ND | |||
272 | 4353 | Minot | ND | |||
273 | 9319 | Alliance | NE | |||
274 | 2191 | Lincoln | NE | |||
275 | 1041 | Omaha | NE | |||
276 | 2023 | Concord | NH | |||
277 | 3175 | Hooksett | NH | |||
278 | 1313 | Nashua | NH | |||
279 | 4448 | Salem | NH | |||
280 | 7048 | West Lebanon | NH | |||
281 | 3438 | Avenel | NJ | |||
282 | 7177 | Belleville | NJ | |||
283 | 1204 | Freehold | NJ | |||
284 | 1094 | Hackensack | NJ | |||
285 | 1044 | Jersey Cty/Newport | NJ | |||
286 | 3499 | Kearny | NJ | |||
287 | 1614 | Livingston | NJ | |||
288 | 1494 | Moorestown | NJ | |||
289 | 1314 | New Brunswick | NJ | |||
290 | 1764 | Rockaway | NJ | |||
291 | 9463 | Somers Point | NJ | |||
292 | 3071 | Toms River | NJ | |||
293 | 4478 | Trenton | NJ | |||
294 | 7602 | Wall | NJ | |||
295 | 3056 | Wayne | NJ | |||
296 | 1434 | Wayne | NJ | |||
297 | 4470 | West Long Branch | NJ | |||
298 | 9413 | West Orange | NJ | |||
299 | 3202 | Westwood | NJ | |||
300 | 1684 | Woodbridge | NJ | |||
301 | 7035 | Farmington | NM | |||
302 | 2597 | Farmington | NM | |||
303 | 7016 | Hobbs | NM | |||
304 | 2527 | Las Cruces | NM | |||
305 | 7017 | Roswell | NM | |||
306 | 3301 | Santa Fe | NM | |||
307 | 3592 | Las Vegas | NV | |||
308 | 1328 | Las Vegas(Blvd) | NV | |||
309 | 1668 | Las Vegas(Meadows) | NV | |||
310 | 9589 | Bath | NY | |||
311 | 3862 | Bohemia | NY | |||
312 | 9423 | Bridgehampton | NY | |||
313 | 7654 | Bronx | NY | |||
314 | 9420 | Bronx | NY | |||
315 | 1114 | Brooklyn | NY |
1. | To be updated to exclude any real estate interests sold pursuant to the motion seeking approval to sell certain of the Debtors assets to Amerco Real Estate Company (ECF No. 962). |
500 Stores¹ | ||||||
# | Store # | City | State | |||
316 | 3415 | Buffalo | NY | |||
317 | 1984 | Buffalo/Hamburg | NY | |||
318 | 4871 | Farmingville | NY | |||
319 | 9274 | Greenwich | NY | |||
320 | 7065 | Horseheads | NY | |||
321 | 2744 | Horseheads/Elmira | NY | |||
322 | 4726 | Jamestown | NY | |||
323 | 1364 | Lake Grove | NY | |||
324 | 1404 | Massapequa | NY | |||
325 | 4034 | Mattydale | NY | |||
326 | 7749 | New York | NY | |||
327 | 7777 | New York | NY | |||
328 | 2593 | Newburgh | NY | |||
329 | 1333 | Poughkeepsie | NY | |||
330 | 4928 | Queensbury | NY | |||
331 | 1894 | Rochester | NY | |||
332 | 7676 | Sidney | NY | |||
333 | 1624 | Staten Island | NY | |||
334 | 1924 | Valley Stream | NY | |||
335 | 7677 | Wellsville | NY | |||
336 | 9416 | White Plains | NY | |||
337 | 1674 | White Plains | NY | |||
338 | 1733 | Yonkers | NY | |||
339 | 9414 | Yorktown Heights | NY | |||
340 | 7383 | Barberton | OH | |||
341 | 3286 | Brunswick | OH | |||
342 | 1410 | Canton | OH | |||
343 | 1810 | Cincinnati-Eastgate | OH | |||
344 | 3013 | Cleveland | OH | |||
345 | 9096 | Fostoria | OH | |||
346 | 7397 | Grove City | OH | |||
347 | 7644 | Harrison | OH | |||
348 | 1081 | Heath | OH | |||
349 | 2010 | Mansfield | OH | |||
350 | 7477 | Marietta | OH | |||
351 | 1710 | No Olmsted | OH | |||
352 | 3243 | North Canton | OH | |||
353 | 1210 | Polaris | OH | |||
354 | 2390 | Springfield | OH | |||
355 | 2104 | St Clairsville | OH | |||
356 | 3142 | Tallmadge | OH | |||
357 | 1120 | Tuttle Crossing | OH | |||
358 | 4782 | Clinton | OK | |||
359 | 3839 | Corvallis | OR | |||
360 | 2179 | Medford | OR |
1. | To be updated to exclude any real estate interests sold pursuant to the motion seeking approval to sell certain of the Debtors assets to Amerco Real Estate Company (ECF No. 962). |
500 Stores¹ | ||||||
# | Store # | City | State | |||
361 | 3888 | The Dalles | OR | |||
362 | 2494 | Altoona | PA | |||
363 | 9161 | Berwick | PA | |||
364 | 1711 | Camp Hill | PA | |||
365 | 3225 | Chambersburg | PA | |||
366 | 7293 | Clifton Heights | PA | |||
367 | 3911 | Columbia | PA | |||
368 | 3737 | Doylestown | PA | |||
369 | 7192 | Easton | PA | |||
370 | 3266 | Edwardsville | PA | |||
371 | 3963 | Elizabethtown | PA | |||
372 | 9662 | Ephrata | PA | |||
373 | 4113 | Erie | PA | |||
374 | 1073 | Exton | PA | |||
375 | 1714 | Greensburg | PA | |||
376 | 1224 | Harrisburg | PA | |||
377 | 3597 | Holmes | PA | |||
378 | 1644 | Lancaster | PA | |||
379 | 7699 | Lebanon | PA | |||
380 | 7372 | Leechburg | PA | |||
381 | 1654 | Media | PA | |||
382 | 7083 | New Castle | PA | |||
383 | 1834 | North Wales | PA | |||
384 | 3529 | Pittsburgh | PA | |||
385 | 3136 | Shillington | PA | |||
386 | 4713 | Towanda | PA | |||
387 | 3954 | Walnutport | PA | |||
388 | 2114 | Washington | PA | |||
389 | 7374 | West Chester | PA | |||
390 | 1154 | Whitehall | PA | |||
391 | 3268 | Wilkes-Barre | PA | |||
392 | 3390 | Williamsport | PA | |||
393 | 1354 | Willow Grove | PA | |||
394 | 3810 | Willow Street | PA | |||
395 | 3949 | Wind Gap | PA | |||
396 | 4732 | Aguadilla | PR | |||
397 | 7566 | Arecibo | PR | |||
398 | 1915 | Bayamon | PR | |||
399 | 7570 | Bayamon | PR | |||
400 | 7788 | Bayamon | PR | |||
401 | 1085 | Caguas | PR | |||
402 | 7419 | Caguas | PR | |||
403 | 1925 | Carolina | PR | |||
404 | 7665 | Carolina | PR | |||
405 | 7446 | Cayey | PR |
1. | To be updated to exclude any real estate interests sold pursuant to the motion seeking approval to sell certain of the Debtors assets to Amerco Real Estate Company (ECF No. 962). |
500 Stores¹ | ||||||
# | Store # | City | State | |||
406 | 2085 | Fajardo | PR | |||
407 | 9394 | Fajardo | PR | |||
408 | 2675 | Guayama | PR | |||
409 | 3853 | Guayama | PR | |||
410 | 7768 | Guaynabo | PR | |||
411 | 2355 | Hatillo(Arecibo) | PR | |||
412 | 1905 | Hato Rey | PR | |||
413 | 7783 | Hato Rey | PR | |||
414 | 3993 | Juana Diaz | PR | |||
415 | 1935 | Mayaguez | PR | |||
416 | 3882 | Mayaguez | PR | |||
417 | 2385 | Naranjito | PR | |||
418 | 1945 | Ponce | PR | |||
419 | 7741 | Ponce | PR | |||
420 | 4844 | Rio Piedras | PR | |||
421 | 4494 | Trujillo Alto | PR | |||
422 | 7784 | Vega Alta | PR | |||
423 | 7752 | Yauco | PR | |||
424 | 1595 | Greenville | SC | |||
425 | 4016 | Greenville | SC | |||
426 | 7616 | Lexington | SC | |||
427 | 1795 | Myrtle Beach | SC | |||
428 | 7062 | Sumter | SC | |||
429 | 4141 | West Columbia | SC | |||
430 | 4170 | Rapid City | SD | |||
431 | 1386 | Goodlettsville | TN | |||
432 | 2036 | Jackson | TN | |||
433 | 2265 | Johnson City | TN | |||
434 | 3147 | Kingsport | TN | |||
435 | 9621 | Lebanon | TN | |||
436 | 9735 | Sevierville | TN | |||
437 | 1307 | Abilene | TX | |||
438 | 1437 | Arlington/Parks | TX | |||
439 | 1407 | Beaumont | TX | |||
440 | 2497 | Brownsville | TX | |||
441 | 1217 | Corpus Christi | TX | |||
442 | 1317 | El Paso | TX | |||
443 | 1447 | Hulen | TX | |||
444 | 1417 | Humble | TX | |||
445 | 1297 | Hurst | TX | |||
446 | 2487 | Killeen | TX | |||
447 | 2247 | Laredo | TX | |||
448 | 4389 | Mcallen | TX | |||
449 | 1187 | Mesquite-Town East | TX | |||
450 | 1176 | Pasadena | TX |
1. | To be updated to exclude any real estate interests sold pursuant to the motion seeking approval to sell certain of the Debtors assets to Amerco Real Estate Company (ECF No. 962). |
500 Stores¹ | ||||||
# | Store # | City | State | |||
451 | 1629 | Pharr | TX | |||
452 | 1337 | Plano | TX | |||
453 | 2637 | Port Arthur | TX | |||
454 | 1207 | Richardson | TX | |||
455 | 1427 | Rolling Oaks | TX | |||
456 | 1097 | San Antonio | TX | |||
457 | 1127 | Shepherd | TX | |||
458 | 2197 | Texas City | TX | |||
459 | 1377 | Willowbook | TX | |||
460 | 9794 | St. George | UT | |||
461 | 1284 | Alexandria | VA | |||
462 | 2435 | Charlottesville | VA | |||
463 | 3471 | Chesapeake | VA | |||
464 | 1274 | Chesterfield | VA | |||
465 | 1024 | Falls Church | VA | |||
466 | 2694 | Fredericksburg | VA | |||
467 | 1023 | Loudoun/Dulles | VA | |||
468 | 2395 | Manassas | VA | |||
469 | 1974 | Roanoke | VA | |||
470 | 3785 | Tabb | VA | |||
471 | 2784 | Winchester | VA | |||
472 | 7413 | Frederiksted | VI | |||
473 | 3972 | St. Croix | VI | |||
474 | 3829 | St. Thomas | VI | |||
475 | 7793 | St. Thomas | VI | |||
476 | 1463 | Burlington | VT | |||
477 | 2299 | Aberdeen | WA | |||
478 | 3722 | Burlington | WA | |||
479 | 1038 | E Valley | WA | |||
480 | 2049 | Everett | WA | |||
481 | 2329 | Kennewick(Pasco) | WA | |||
482 | 2219 | Lacey/Olympia | WA | |||
483 | 2309 | Silverdale | WA | |||
484 | 1029 | Spokane | WA | |||
485 | 4147 | Spokane | WA | |||
486 | 1139 | Tukwila | WA | |||
487 | 2029 | Union Gap | WA | |||
488 | 7034 | Walla Walla | WA | |||
489 | 2092 | Appleton | WI | |||
490 | 3088 | Kenosha | WI | |||
491 | 2232 | Madison-East | WI | |||
492 | 7648 | Mauston | WI | |||
493 | 3692 | Oconomowoc | WI | |||
494 | 3851 | Racine | WI | |||
495 | 7649 | Ripon | WI |
1. | To be updated to exclude any real estate interests sold pursuant to the motion seeking approval to sell certain of the Debtors assets to Amerco Real Estate Company (ECF No. 962). |
500 Stores¹ | ||||||
# | Store # | City | State | |||
496 | 3750 | Waupaca | WI | |||
497 | 1804 | Barboursville | WV | |||
498 | 4442 | Charleston | WV | |||
499 | 3484 | Elkview | WV | |||
500 | 7139 | Jackson | WY |
1. | To be updated to exclude any real estate interests sold pursuant to the motion seeking approval to sell certain of the Debtors assets to Amerco Real Estate Company (ECF No. 962). |
Supply Chain | ||||||
# | Store # | City | State | |||
1 | 8722 | Anchorage(Sur) | AK | |||
2 | 8706 | Birmingham | AL | |||
3 | 8941 | Little Rock | AR | |||
4 | 8778 | Phoenix | AZ | |||
5 | 8937 | Tucson | AZ | |||
6 | 8901 | Benicia | CA | |||
7 | 8913 | Fresno | CA | |||
8 | 8868 | Milpitas | CA | |||
9 | 8928 | Mira Loma(Jurupa Vl) | CA | |||
10 | 8287 | Ontario | CA | |||
11 | 8729 | Ontario | CA | |||
12 | 8768 | Sacramento | CA | |||
13 | 8748 | San Diego | CA | |||
14 | 8808 | Santa Ana | CA | |||
15 | 8708 | Stockton | CA | |||
16 | 8758 | Sylmar | CA | |||
17 | 8290 | Brighton | CO | |||
18 | 8723 | West Haven | CT | |||
19 | 4456 | Bridgeville | DE | |||
20 | 8972 | Ft Myers | FL | |||
21 | 8990 | Ft Pierce | FL | |||
22 | 425 | Jacksonville | FL | |||
23 | 8864 | Ocala | FL | |||
24 | 8957 | Pensacola | FL | |||
25 | 8815 | Sunrise | FL | |||
26 | 8895 | Tampa | FL | |||
27 | 8825 | Winter Park | FL | |||
28 | 8872 | Pendergrass | GA | |||
29 | 8902 | Savannah | GA | |||
30 | 8818 | Pearl City | HI | |||
31 | 45113 | Des Moines | IA | |||
32 | 8711 | Boise | ID | |||
33 | 8844 | Bloomington | IL | |||
34 | 8730 | Granite City | IL | |||
35 | 45114 | Omaha | NE | |||
36 | 8720 | Melrose Park | IL | |||
37 | 4297 | Moline | IL | |||
38 | 8262 | Naperville | IL | |||
39 | 8871 | Romeoville | IL | |||
40 | 8934 | Romeoville | IL | |||
41 | 8017 | Evansville | IN | |||
42 | 8013 | Fort Wayne | IN | |||
43 | 8750 | Indianapolis | IN | |||
44 | 8014 | South Bend | IN | |||
45 | 8273 | Lawrence | KS |
Supply Chain | ||||||
# | Store # | City | State | |||
46 | 8081 | Wichita | KS | |||
47 | 8920 | Louisville | KY | |||
48 | 8896 | Gonzales | LA | |||
49 | 8736 | Harahan | LA | |||
50 | 8851 | Westwood | MA | |||
51 | 8814 | Columbia | MD | |||
52 | 8830 | Livonia | MI | |||
53 | 8982 | Saginaw | MI | |||
54 | 8949 | Wayland | MI | |||
55 | 8701 | Riverside | MO | |||
56 | 88776 | Olive Branch | MS | |||
57 | 8822 | Charlotte | NC | |||
58 | 8704 | Greensboro | NC | |||
59 | 7385 | Raleigh | NC | |||
60 | 8703 | Kingston | NH | |||
61 | 78714 | Secaucus | NJ | |||
62 | 8835 | Swedesboro | NJ | |||
63 | 8905 | Albuquerque | NM | |||
64 | 8970 | Las Vegas | NV | |||
65 | 6298 | Sparks | NV | |||
66 | 8854 | Cheektowaga | NY | |||
67 | 8959 | Menands | NY | |||
68 | 8102 | Rochester | NY | |||
69 | 8753 | Syosset | NY | |||
70 | 8790 | Cleveland | OH | |||
71 | 8712 | Columbus | OH | |||
72 | 8862 | Columbus | OH | |||
73 | 8918 | Monroe | OH | |||
74 | 8931 | Oklahoma City | OK | |||
75 | 4363 | Tulsa | OK | |||
76 | 8883 | Eugene | OR | |||
77 | 8841 | Portland | OR | |||
78 | 8744 | Allentown | PA | |||
79 | 8875 | Altoona | PA | |||
80 | 8873 | Gouldsboro | PA | |||
81 | 433 | Middletown | PA | |||
82 | 8275 | Morrisville | PA | |||
83 | 8724 | Pittsburgh | PA | |||
84 | 8962 | Steelton | PA | |||
85 | 1935 | Mayaguez | PR | |||
86 | 1945 | Ponce | PR | |||
87 | 8975 | Rio Piedras | PR | |||
88 | 8846 | Greenville | SC | |||
89 | 8858 | Ladson | SC | |||
90 | 8037 | Chattanooga | TN |
Supply Chain | ||||||
# | Store # | City | State | |||
91 | 8947 | Knoxville | TN | |||
92 | 8756 | Memphis | TN | |||
93 | 8206 | Nashville | TN | |||
94 | 8870 | Dallas | TX | |||
95 | 8021 | El Paso | TX | |||
96 | 8807 | Grapevine | TX | |||
97 | 7972 | Mcallen | TX | |||
98 | 8922 | Pflugersville | TX | |||
99 | 8747 | San Antonio | TX | |||
100 | 8948 | Salt Lake Cty | UT | |||
101 | 8838 | Chesapeake | VA | |||
102 | 8823 | Dulles | VA | |||
103 | 8836 | Richmond | VA | |||
104 | 45061 | Colchester | VT | |||
105 | 8709 | Kent | WA | |||
106 | 8897 | Kent | WA | |||
107 | 2329 | Richland | WA | |||
108 | 8004 | Spokane | WA | |||
109 | 8968 | Janesville | WI | |||
110 | 8725 | Vandenbroek | WI | |||
111 | 8782 | Wauwatosa | WI | |||
112 | 449 | Delano | CA | |||
113 | 8292 | Ocala | FL | |||
114 | 8755 | Tucker | GA | |||
115 | 490 | Hoffman Est | IL | |||
116 | 8289 | Manteno | IL | |||
117 | 8702 | Minneapolis | MN | |||
118 | 8717 | Houston | TX | |||
119 | 30962 | Groveport | OH | |||
120 | 8305 | Warren | OH | |||
121 | 8147 | San Antonio | TX | |||
122 | 8217 | Fort Worth | TX | |||
123 | 8137 | Houston | TX |
Other Dove & Sparrow Assets¹ | ||||||
# | Store # | City | State | |||
1 | 2819 | Fairbanks | AK | |||
2 | 1588 | Phoenix-Metro Ctr | AZ | |||
3 | 1598 | City of Industry | CA | |||
4 | 1043 | Meriden | CT | |||
5 | 1263 | Waterbury | CT | |||
6 | 1255 | Citrus Park | FL | |||
7 | 1635 | Jacksonville | FL | |||
8 | 1555 | Sanford | FL | |||
9 | 8245 | Seminole | FL | |||
10 | 2815 | Albany | GA | |||
11 | 2065 | Brunswick | GA | |||
12 | 1565 | Morrow(Southlake) | GA | |||
13 | 2760 | Davenport | IA | |||
14 | 1012 | Des Moines | IA | |||
15 | 2121 | Peru | IL | |||
16 | 2360 | Quincy | IL | |||
17 | 4423 | Rockford | IL | |||
18 | 31914 | Round Lake Beach | IL | |||
19 | 4048 | Springfield | IL | |||
20 | 1780 | Springfield | IL | |||
21 | 1600 | Indianapolis | IN | |||
22 | 1680 | Indianapolis | IN | |||
23 | 2290 | Michigan City | IN | |||
24 | 1642 | Topeka | KS | |||
25 | 1730 | Florence | KY | |||
26 | 2087 | Alexandria | LA | |||
27 | 1086 | Baton Rouge | LA | |||
28 | 2677 | Bossier City | LA | |||
29 | 1116 | Monroe | LA | |||
30 | 1077 | Shreveport | LA | |||
31 | 1093 | Springfield | MA | |||
32 | 2934 | Taunton | MA | |||
33 | 2040 | Battle Creek | MI | |||
34 | 1700 | Dearborn | MI | |||
35 | 1100 | Flint | MI | |||
36 | 4998 | Roseville | MI | |||
37 | 1720 | Sterling Hts | MI | |||
38 | 2180 | Traverse City | MI | |||
39 | 38480 | Troy | MI | |||
40 | 1032 | Brooklyn Center | MN | |||
41 | 2500 | Duluth | MN | |||
42 | 1222 | St. Louis | MO | |||
43 | 1306 | Hattiesburg | MS | |||
44 | 1166 | Meridian | MS | |||
45 | 2242 | Billings | MT |
1. | To be updated to exclude any real estate interests sold pursuant to the motion seeking approval to sell certain of the Debtors assets to Amerco Real Estate Company (ECF No. 962). |
Other Dove & Sparrow Assets¹ | ||||||
# | Store # | City | State | |||
46 | 1712 | Grand Forks | ND | |||
47 | 1022 | Oakview | NE | |||
48 | 1734 | Lawrenceville | NJ | |||
49 | 1554 | Mays Landing | NJ | |||
50 | 1744 | Ocean | NJ | |||
51 | 1717 | Albuquerque | NM | |||
52 | 1051 | Strongsville | OH | |||
53 | 1293 | Robinson Twp | PA | |||
54 | 2305 | Anderson | SC | |||
55 | 1545 | Spartanburg | SC | |||
56 | 1315 | Chattanooga | TN | |||
57 | 1675 | Knoxville East Town | TN | |||
58 | 1216 | Memphis/Southland | TN | |||
59 | 1487 | Austin | TX | |||
60 | 2547 | College Station | TX | |||
61 | 2587 | Denton | TX | |||
62 | 1027 | El Paso | TX | |||
63 | 1267 | Fort Worth | TX | |||
64 | 49027 | Round Rock | TX | |||
65 | 4395 | Cudahy | WI | |||
66 | 2432 | La Crosse | WI |
1. | To be updated to exclude any real estate interests sold pursuant to the motion seeking approval to sell certain of the Debtors assets to Amerco Real Estate Company (ECF No. 962). |
ANNEX B
RECENT TRANSACTIONS BY THE REPORTING PERSONS IN THE SECURITIES OF
SEARS HOLDINGS CORPORATION
Entity | Date of Transaction | Description of Transaction | Shares Acquired | Price Per Share | ||||||||||
JPP, LLC | 10/15/2018 | (1) | Acquisition from Holdings of Second Lien Term Loans | 188,769 | (1)(2) | (1 | )(3) | |||||||
JPP II, LLC | 10/15/2018 | (4) | Acquisition from Holdings of Second Lien Term Loans | 86,226 | (4)(2) | (4 | )(3) | |||||||
JPP, LLC | 11/05/2018 | Acquisition from Holdings of Second Lien Term Loans | 371,056 | (2) | (3 | ) | ||||||||
JPP II, LLC | 11/05/2018 | Acquisition from Holdings of Second Lien Term Loans | 169,490 | (2) | (3 | ) | ||||||||
JPP, LLC | 12/05/2018 | Acquisition from Holdings of Second Lien Term Loans | 534,578 | (2) | (3 | ) | ||||||||
JPP II, LLC | 12/05/2018 | Acquisition from Holdings of Second Lien Term Loans | 244,183 | (2) | (3 | ) |
(1) | As a result of an administrative error, JPP, LLC previously disclosed in Annex B to the Amendment to Schedule 13D filed by the Reporting Persons with the SEC on November 16, 2018, that it obtained the right to acquire an additional 402,020 shares of Holdings Common Stock within 60 days upon the conversion of the Second Lien Term Loan as a result of an election by Holdings to pay interest on the Second Lien Term Loan in-kind by increasing the principal amount of the Second Lien Term Loan held by JPP, LLC. However, in connection with the commencement by Holdings and certain of its subsidiaries of the Chapter 11 Cases in the Bankruptcy Court seeking relief under Chapter 11 of the Bankruptcy Code, accrued interest on the Second Lien Term Loan actually became payable on October 15, 2018, and the Second Lien Borrowers at that time elected to pay interest on the Second Lien Term Loan by increasing the principal amount of the Second Lien Term Loan held by JPP, LLC. |
(2) | Represents the number of shares of Holdings Common Stock that may be acquired within 60 days upon the conversion of the Second Lien Term Loan into shares of Holdings Common Stock. Holdings obligations with respect to the Second Lien Term Loan may be converted into shares of Holdings Common Stock at the option of an eligible holder at a conversion rate of 200 shares of Holdings Common Stock per $1,000 in principal amount of indebtedness outstanding under the Second Lien Term Loan (subject to adjustment). |
(3) | Holdings elected to pay interest on the Second Lien Term Loan in-kind by increasing the principal amount of the Second Lien Term Loan held by such reporting person. |
(4) | As a result of an administrative error, JPP II, LLC previously disclosed in Annex B to the Amendment to Schedule 13D filed by the Reporting Persons with the SEC on November 16, 2018, that it obtained the right to acquire an additional 183,634 shares of Holdings Common Stock within 60 days upon the conversion of the Second Lien Term Loan as a result of an election by Holdings to pay interest on the Second Lien Term Loan in-kind by increasing the principal amount of the Second Lien Term Loan held by JPP II, LLC. However, in connection with the commencement by Holdings and certain of its subsidiaries of the Chapter 11 Cases in the Bankruptcy Court seeking relief under Chapter 11 of the Bankruptcy Code, accrued interest on the Second Lien Term Loan actually became payable on October 15, 2018, and the Second Lien Borrowers at that time elected to pay interest on the Second Lien Term Loan by increasing the principal amount of the Second Lien Term Loan held by JPP II, LLC. |