Filing Details
- Accession Number:
- 0001095449-18-000104
- Form Type:
- 13G Filing
- Publication Date:
- 2018-12-04 20:35:24
- Filed By:
- Triple Summit Advisors, Llc
- Company:
- Dextera Surgical Inc (NASDAQ:DXTR)
- Filing Date:
- 2018-12-05
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Triple Summit Advisors | 0 | 0 | 5,220,198 | 10.7% | ||
Wei Wang | 0 | 0 | 5,220,198 | 10.7% | ||
Dan Kanivas | 0 | 0 | 5,220,198 | 10.7% |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ____)* Dex Liquidating Co. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 252366 10 9 (CUSIP Number) November 26, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 252366 10 9 SCHEDULE 13G Page 2 of 8 1 Names of Reporting Persons Triple Summit Advisors, LLC IRS Identification No. of Above Person (entities only) 47-5019269 2 Check the Appropriate Box if a Member of a Group (a) [ ] (See instructions) (b) [ ] 3 SEC USE ONLY 4 Citizenship or Place of Organization Delaware 5 Sole Voting Power -0- NUMBER OF 6 Shared Voting Power SHARES BENEFICIALLY -0- OWNED BY EACH REPORTING 7 Sole Dispositive Power PERSON WITH 5,220,198 8 Shared Dispositive Power -0- 9 Aggregate Amount Beneficially Owned by each Reporting Person 5,220,198 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) [ ] 11 Percent of Class Represented by Amount in Row 9 10.7% 12 Type of Reporting Person (See Instructions) IA CUSIP No. 252366 10 9 SCHEDULE 13G Page 3 of 8 1 Names of Reporting Persons Wei Wang IRS Identification No. of Above Person (entities only) ----------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (See instructions) (b) [ ] 3 SEC USE ONLY 4 Citizenship or Place of Organization United States 5 Sole Voting Power -0- NUMBER OF 6 Shared Voting Power SHARES BENEFICIALLY -0- OWNED BY EACH REPORTING 7 Sole Dispositive Power PERSON WITH 5,220,198 8 Shared Dispositive Power -0- 9 Aggregate Amount Beneficially Owned by each Reporting Person 5,220,198 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) [ ] 11 Percent of Class Represented by Amount in Row 9 10.7% 12 Type of Reporting Person (See Instructions) HC CUSIP No. 252366 10 9 SCHEDULE 13G Page 4 of 8 1 Names of Reporting Persons Dan Kanivas IRS Identification No. of Above Person (entities only) ----------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (See instructions) (b) [ ] 3 SEC USE ONLY 4 Citizenship or Place of Organization United States 5 Sole Voting Power -0- NUMBER OF 6 Shared Voting Power SHARES BENEFICIALLY -0- OWNED BY EACH REPORTING 7 Sole Dispositive Power PERSON WITH 5,220,198 8 Shared Dispositive Power -0- 9 Aggregate Amount Beneficially Owned by each Reporting Person 5,220,198 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) [ ] 11 Percent of Class Represented by Amount in Row 9 10.7% 12 Type of Reporting Person (See Instructions) HC CUSIP No. 252366 10 9 SCHEDULE 13G Page 5 of 8 Item 1(a). Name of Issuer. Dex Liquidating Co. Item 1(b). Address of Issuer's Principal Executive Offices. 7 West 41st Avenue - #245, San Mateo, CA 94403 Item 2(a). Name of Person Filing. Triple Summit Advisors, LLC Wei Wang Dan Kanivas Item 2(b). Address of Principal Business Office or, if none, Residence. The business address of Triple Summit Advisors, LLC, Wei Wang, and Dan Kanivas is 7 Playstead Road, Unit 2. Item 2(c). Citizenship. Triple Summit Advisors, LLC is a Delaware limited liability company Wei Wang is a United States citizen Dan Kanivas is a United States citizen Item 2(d). Title of Class of Securities. Common Stock, par value $0.001 per share Item 2(e). CUSIP Number. 252366 10 9 Item 3. If this statement is filed pursuant to 240.13d- 1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). CUSIP No. 252366 10 9 SCHEDULE 13G Page 6 of 8 (d) [ ] Investment company registered under section 8 of the Investment Company act of 1940 (15 U.S.C. 80a-8). (e) [X] An investment adviser in accordance with 240.13d- 1(b)(1)(ii)(E). (Applies to Triple Summit Advisors, LLC.) (f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F). (g) [X] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G). (Applies to Wei Wang and Dan Kanivas.) (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) [ ] A church plan that is excluded form the definition of an investment company under section 3(c)(14) of the Investment Company act of 1940 (15 U.S.C. 80a-3). (j) [ ] A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J); (K) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ______ Item 4. Ownership. Reference is hereby made to Items 5-9 and 11 of pages two (2), three (3), and four (4) of this Schedule 13G, which Items are incorporated by reference herein. Item 5. Ownership of Five Percent or Less of a Class. Not applicable.
CUSIP No. 252366 10 9 SCHEDULE 13G Page 7 of 8 Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Triple Summit Advisors, LLC is deemed to be the beneficial owner of the number of securities reflected in Item 5-9 and 11 of page two (2) of this Schedule 13G pursuant to separate arrangements whereby it acts as investment adviser to certain persons. Each person for whom Triple Summit Advisors, LLC acts as investment adviser has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Stock purchased or held pursuant to such arrangements. Wei Wang is deemed to be the beneficial owner of the number of securities reflected in Item 5-9 and 11 of page three (3) of this Schedule 13G pursuant to his position (managing member) at Triple Summit Advisors, LLC. Dan Kanivas is deemed to be the beneficial owner of the number of securities reflected in Item 5-9 and 11 of page four (4) of this Schedule 13G pursuant to his position (managing member) at Triple Summit Advisors, LLC. Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. CUSIP No. 252366 10 9 SCHEDULE 13G Page 8 of 8 Item 10. Certification. By signing below, the undersigned certify that, to the best of their knowledge and belief, the securities referred to above on pages two (2), three (3), and four (4) of this Schedule 13G were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. DATED: December 3, 2018 Triple Summit Advisors, LLC /s/ Wei Wang ________________________ By: Wei Wang its: Managing Member Wei Wang /s/ Wei Wang ________________________ By: Wei Wang Dan Kanivas /s/ Dan Kanivas ________________________ By: Dan Kanivas Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)