Filing Details
- Accession Number:
- 0001654954-18-013497
- Form Type:
- 13D Filing
- Publication Date:
- 2018-12-03 13:59:17
- Filed By:
- Haberkorn Stephen J
- Company:
- Nevada Gold & Casinos Inc (NYSEMKT:UWN)
- Filing Date:
- 2018-12-03
- SEC Url:
- 13D Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Stephen Haberkorn | 500 | 0 | 500 | 0 | 500 | Less than 1% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2- Exit Filing)*
Nevada
Gold & Casinos, Inc.
(Name
of Issuer)
Common
Stock, $0.12 par value per share
(Title
of Class of Securities)
64126Q206
(CUSIP
Number)
Alan C,
Sklar, Esq.
Sklar
Williams PLLC
410
South Rampart Boulevard, Suite 410
Las
Vegas, Nevada 89145
(Name,
Address and Telephone Number of Person
Authorized
to Receive Notices and Communications)
November
30, 2018
(Date
of Event which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this
Schedule is filed:
☐ Rule
13d-1(b)
☑ Rule 13d-1(c)
☐ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a
prior cover page.
The
information required on the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
| | | | | |
| CUSIP
No. 64126Q2061 | | 13G | | Page 2
of 3 Pages |
| | | | | |
| | | | | |
| 1. | | NAMES
OF REPORTING PERSONSI.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES
ONLY) Stephen
Haberkorn | ||
| 2. | | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP(see
instructions) (a) ☐ (b) ☐ | ||
| 3. | | SEC USE
ONLY | | |
| 4. | | CITIZENSHIP OR
PLACE OF ORGANIZATION United
States Citizen | | |
| | | | | |
| NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH | | 5. | | SOLE
VOTING POWER 500 |
| | 6. | | SHARED
VOTING POWER 0 | |
| | 7. | | SOLE
DISPOSITIVE POWER 500 | |
| | 8. | | SHARED
DISPOSITIVE POWER 0 |
| | | | | |
| 9. | | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 500 | | |
| 10. | | CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see
instructions) ☐ | | |
| 11. | | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) Less
than 1% | | |
| 12. | | TYPE OF
REPORTING PERSON (see instructions) OO | | |
| | | | | |
| |
1 | The
percentage reported in this Schedule 13G is based upon 16,848,182
shares of Common Stock outstanding according to the Form 10-Q filed
by the Issuer on September 13, 2018. | ||
| | | | | |
| | | | | |
| CUSIP
No. 64126Q2061 | | 13G | | Page 3
of 3 Pages |
| Reference
is hereby made to the statement on Schedule 13G/A#1 filed with the
U.S. Securities and Exchange Commission (the
“Commission”) on February 2, 2018. Terms defined in the
Schedule 13G/A#1 and used herein are as so defined in the Schedule
13G/A#1 | ||||
Item 4. Ownership.
The
responses to Items 5-11 on Page 2 of this this Schedule 13G/A#2 are
incorporated by reference
As of
November 30, 2018, the Reporting Person may be deemed to
beneficially own 500 shares of the Issuer’s Common Stock,
representing less than 1% of the Issuer’s total Common Stock
issued and outstanding.
Item 5. Ownership of Five Percent or Less of a
Class.
If this
statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner
of more than 5 percent of the class of securities, check the
following: ☒
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true,
complete and correct.
| | |
| | November
30, 2018 Date |
| | |
| | /s/
Stephen Haberkorn Signature |