Filing Details
- Accession Number:
- 0000950103-18-013357
- Form Type:
- 13D Filing
- Publication Date:
- 2018-11-14 06:01:14
- Filed By:
- Sparkle Byte Ltd
- Company:
- Casi Pharmaceuticals Inc. (NASDAQ:CASI)
- Filing Date:
- 2018-11-14
- SEC Url:
- 13D Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Sparkle Byte Limited | 10,198,518 | 0 | 10,198,518 | 0 | 10,198,518 | 11.8% |
Snow Moon Limited | 10,198,518 | 0 | 10,198,518 | 0 | 10,198,518 | 11.8% |
Tianjin Jingran Management Center (Limited Partnership) | 10,198,518 | 0 | 10,198,518 | 0 | 10,198,518 | 11.8% |
He Xie Ai Qi Investment Management (Beijing) Co., Ltd | 10,198,518 | 0 | 10,198,518 | 0 | 10,198,518 | 11.8% |
Jianguang Li | 0 | 10,198,518 | 0 | 10,198,518 | 10,198,518 | 11.8% |
Dongliang Lin | 0 | 10,198,518 | 0 | 10,198,518 | 10,198,518 | 11.8% |
Fei Yang | 0 | 10,198,518 | 0 | 10,198,518 | 10,198,518 | 11.8% |
Hugo Shong | 0 | 10,198,518 | 0 | 10,198,518 | 11.8% |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ||
SCHEDULE 13D/A | ||
CASI Pharmaceuticals, Inc. | ||
(Name of Issuer) | ||
Common Stock, $0.01 par value | ||
(Title of Class of Securities) | ||
14757U 109 | ||
(CUSIP Number) | ||
Dongliang Lin 6/F, Tower A, COFCO Plaza 8 Jianguomennei Avenue Beijing 100005, P. R. China +86 10 6526 4136
Copies to: Howard Zhang c/o Davis Polk & Wardwell LLP 2201 China World Office 2 1 Jian Guo Men Wai Avenue Chao Yang District, Beijing 100004, P.R. China +86 10 8567 5002 | ||
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) | ||
November 13, 2018 | ||
(Date of Event which Requires Filing of this Statement) | ||
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-l(f) or 240.13d-l(g), check the following box. ☐ | ||
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent. | ||
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. | ||
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). | ||
CUSIP No. 14757U 109 | 13D/A |
1. | NAME OF REPORTING PERSON
Sparkle Byte Limited |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐ (b) ☐ |
3. | SEC USE ONLY
|
4. | SOURCE OF FUNDS
AF |
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
6. | CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER
10,198,518 (1) |
8. | SHARED VOTING POWER
0 | |
9. | SOLE DISPOSITIVE POWER
10,198,518 (1) | |
10. | SHARED DISPOSITIVE POWER
0 |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,198,518 |
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
☐ |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.8% (2) |
14. | TYPE OF REPORTING PERSON (See Instructions)
CO |
(1) By virtue of holding 100% of the equity interest of the Reporting Person, Snow Moon Limited may be deemed to have sole voting and dispositive power with respect to these shares. By virtue of holding 100% of the equity interest of Snow Moon Limited, Tianjin Jingran Management Center (Limited Partnership) may be deemed to have sole voting and dispositive power with respect to these shares. By virtue of being the general partner of Tianjin Jingran Management Center (Limited Partnership), He Xie Ai Qi Investment Management (Beijing) Co., Ltd. may be deemed to have sole voting and dispositive power with respect to these shares. By virtue of being the shareholders and/or directors of He Xie Ai Qi Investment Management (Beijing) Co., Ltd., Jianguang Li, Dongliang Lin, Fei Yang and Hugo Shong may be deemed to have shared voting and dispositive power with respect to these shares.
(2) Percentage calculated based on 86,591,249 total outstanding shares of the common stock of the Issuer as of August 8, 2018 as disclosed by the Issuer in its Form 10-Q filed on August 14, 2018.
CUSIP No. 14757U 109 | 13D/A |
1. | NAME OF REPORTING PERSON
Snow Moon Limited |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐ (b) ☐ |
3. | SEC USE ONLY
|
4. | SOURCE OF FUNDS
AF |
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
6. | CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER
10,198,518 (1) |
8. | SHARED VOTING POWER
0 | |
9. | SOLE DISPOSITIVE POWER
10,198,518 (1) | |
10. | SHARED DISPOSITIVE POWER
0 |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,198,518 |
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
☐ |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.8% (2) |
14. | TYPE OF REPORTING PERSON (See Instructions)
CO |
(1) The record owner of these shares is Sparkle Byte Limited. By virtue of holding 100% of the equity interest of Sparkle Byte Limited, the Reporting Person may be deemed to have sole voting and dispositive power with respect to these shares. By virtue of holding 100% of the equity interest of the Reporting Person, Tianjin Jingran Management Center (Limited Partnership) may be deemed to have sole voting and dispositive power with respect to these shares. By virtue of being the general partner of Tianjin Jingran Management Center (Limited Partnership), He Xie Ai Qi Investment Management (Beijing) Co., Ltd. may be deemed to have sole voting and dispositive power with respect to these shares. By virtue of being the shareholders and/or directors of He Xie Ai Qi Investment Management (Beijing) Co., Ltd., Jianguang Li, Dongliang Lin, Fei Yang and Hugo Shong may be deemed to have shared voting and dispositive power with respect to these shares.
(2) Percentage calculated based on 86,591,249 total outstanding shares of the common stock of the Issuer as of August 8, 2018 as disclosed by the Issuer in its Form 10-Q filed on August 14, 2018.
CUSIP No. 14757U 109 | 13D/A |
1. | NAME OF REPORTING PERSON
Tianjin Jingran Management Center (Limited Partnership) |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐ (b) ☐ |
3. | SEC USE ONLY
|
4. | SOURCE OF FUNDS
AF |
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
6. | CITIZENSHIP OR PLACE OF ORGANIZATION
P.R. China |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER
10,198,518 (1) |
8. | SHARED VOTING POWER
0 | |
9. | SOLE DISPOSITIVE POWER
10,198,518 (1) | |
10. | SHARED DISPOSITIVE POWER
0 |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,198,518 |
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
☐ |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.8% (2) |
14. | TYPE OF REPORTING PERSON (See Instructions)
PN |
(1) The record owner of these shares is Sparkle Byte Limited. By virtue of holding 100% of the equity interest of Snow Moon Limited, which in turn holds 100% of the equity interest of Sparkle Byte Limited, the Reporting Person may be deemed to have sole voting and dispositive power with respect to these shares. By virtue of being the general partner of the Reporting Person, He Xie Ai Qi Investment Management (Beijing) Co., Ltd. may be deemed to have sole voting and dispositive power with respect to these shares. By virtue of being the shareholders and/or directors of He Xie Ai Qi Investment Management (Beijing) Co., Ltd., Jianguang Li, Dongliang Lin, Fei Yang and Hugo Shong may be deemed to have shared voting and dispositive power with respect to these shares.
(2) Percentage calculated based on 86,591,249 total outstanding shares of the common stock of the Issuer as of August 8, 2018 as disclosed by the Issuer in its Form 10-Q filed on August 14, 2018.
CUSIP No. 14757U 109 | 13D/A |
1. | NAME OF REPORTING PERSON
He Xie Ai Qi Investment Management (Beijing) Co., Ltd. |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐ (b) ☐ |
3. | SEC USE ONLY
|
4. | SOURCE OF FUNDS
AF |
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
6. | CITIZENSHIP OR PLACE OF ORGANIZATION
P.R. China |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | Sole Voting Power
10,198,518 (1) |
8. | Shared Voting Power
0 | |
9. | Sole Dispositive Power
10,198,518 (1) | |
10. | Shared Dispositive Power
0 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,198,518 |
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
☐ |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.8% (2) |
14. | TYPE OF REPORTING PERSON (See Instructions)
CO |
(1) The record owner of these shares is Sparkle Byte Limited. By virtue of holding 100% of the equity interest of Snow Moon Limited, which in turn holds 100% of the equity interest of Sparkle Byte Limited, Tianjin Jingran Management Center (Limited Partnership) may be deemed to have sole voting and dispositive power with respect to these shares. By virtue of being the general partner of Tianjin Jingran Management Center (Limited Partnership), the Reporting Person may be deemed to have sole voting and dispositive power with respect to these shares. By virtue of being the shareholders and/or directors of the Reporting Person, Jianguang Li, Dongliang Lin, Fei Yang and Hugo Shong may be deemed to have shared voting and dispositive power with respect to these shares.
(2) Percentage calculated based on 86,591,249 total outstanding shares of the common stock of the Issuer as of August 8, 2018 as disclosed by the Issuer in its Form 10-Q filed on August 14, 2018.
CUSIP No. 14757U 109 | 13D/A |
1. | NAME OF REPORTING PERSON
Jianguang Li |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐ (b) ☐ |
3. | SEC USE ONLY
|
4. | SOURCE OF FUNDS
AF |
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
6. | CITIZENSHIP OR PLACE OF ORGANIZATION
P.R. China |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | Sole Voting Power
0 |
8. | Shared Voting Power
10,198,518 (1) | |
9. | Sole Dispositive Power
0 | |
10. | Shared Dispositive Power
10,198,518 (1) |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,198,518 |
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
☐ |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.8% (2) |
14. | TYPE OF REPORTING PERSON (See Instructions)
IN |
(1) Sparkle Byte Limited is the record owners of these shares. The Reporting Person is a 12.5% shareholder and one of the three directors of He Xie Ai Qi Investment Management (Beijing) Co., Ltd, the general partner of Tianjin Jingran Management Center (Limited Partnership). Tianjin Jingran Management Center (Limited Partnership) holds 100% equity interest of Snow Moon Limited, which in turn holds 100% equity interest of Sparkle Byte Limited. By virtue of this affiliation, the Reporting Person may be deemed to share voting and dispositive power with respect to these shares.
(2) Percentage calculated based on 86,591,249 total outstanding shares of the common stock of the Issuer as of August 8, 2018 as disclosed by the Issuer in its Form 10-Q filed on August 14, 2018.
CUSIP No. 14757U 109 | 13D/A |
1. | NAME OF REPORTING PERSON
|
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐ (b) ☐ |
3. | SEC USE ONLY
|
4. | SOURCE OF FUNDS
AF |
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
6. | CITIZENSHIP OR PLACE OF ORGANIZATION
P.R. China |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER
0 |
8. | SHARED VOTING POWER
10,198,518 (1) | |
9. | SOLE DISPOSITIVE POWER
0 | |
10. | SHARED DISPOSITIVE POWER
10,198,518 (1) |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,198,518 |
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
☐ |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.8% (2) |
14. | TYPE OF REPORTING PERSON (See Instructions)
IN |
(1) Sparkle Byte Limited is the record owners of these shares. The Reporting Person is a 43.75% shareholder and one of the three directors of He Xie Ai Qi Investment Management (Beijing) Co., Ltd, the general partner of Tianjin Jingran Management Center (Limited Partnership). Tianjin Jingran Management Center (Limited Partnership) holds 100% equity interest of Snow Moon Limited, which in turn holds 100% equity interest of Sparkle Byte Limited. By virtue of this affiliation, the Reporting Person may be deemed to share voting and dispositive power with respect to these shares.
(2) Percentage calculated based on 86,591,249 total outstanding shares of the common stock of the Issuer as of August 8, 2018 as disclosed by the Issuer in its Form 10-Q filed on August 14, 2018.
CUSIP No. 14757U 109 | 13D/A |
1. | NAME OF REPORTING PERSON
Fei Yang |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐ (b) ☐ |
3. | SEC USE ONLY
|
4. | SOURCE OF FUNDS
AF |
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
6. | CITIZENSHIP OR PLACE OF ORGANIZATION
P.R. China |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER
0 |
8. | SHARED VOTING POWER
10,198,518 (1) | |
9. | SOLE DISPOSITIVE POWER
0 | |
10. | SHARED DISPOSITIVE POWER
10,198,518 (1) |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,198,518 |
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
☐ |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.8% (2) |
14. | TYPE OF REPORTING PERSON (See Instructions)
IN |
(1) Sparkle Byte Limited is the record owners of these shares. The Reporting Person is a 43.75% shareholder of He Xie Ai Qi Investment Management (Beijing) Co., Ltd, the general partner of Tianjin Jingran Management Center (Limited Partnership). Tianjin Jingran Management Center (Limited Partnership) holds 100% equity interest of Snow Moon Limited, which in turn holds 100% equity interest of Sparkle Byte Limited. By virtue of this affiliation, the Reporting Person may be deemed to share voting and dispositive power with respect to these shares.
(2) Percentage calculated based on 86,591,249 total outstanding shares of the Common Stock of the Issuer as of August 8, 2018 as disclosed by the Issuer in its Form 10-Q filed on August 14, 2018.
CUSIP No. 14757U 109 | 13D/A |
1. | NAME OF REPORTING PERSON
Hugo Shong |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐ (b) ☐ |
3. | SEC USE ONLY
|
4. | SOURCE OF FUNDS
AF |
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
6. | CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER
0 |
8. | SHARED VOTING POWER
10,198,518 (1) | |
9. | SOLE DISPOSITIVE POWER
0 | |
10. | SHARED VOTING POWER
10,198,518 (1) |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,198,518 | ||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
☐ | ||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.8% (2) | ||
14. | TYPE OF REPORTING PERSON (See Instructions)
IN | ||
(1) Sparkle Byte Limited is the record owners of these shares. The Reporting Person is one of the three directors of He Xie Ai Qi Investment Management (Beijing) Co., Ltd, the general partner of Tianjin Jingran Management Center (Limited Partnership). Tianjin Jingran Management Center (Limited Partnership) holds 100% equity interest of Snow Moon Limited, which in turn holds 100% equity interest of Sparkle Byte Limited. By virtue of this affiliation, the Reporting Person may be deemed to share voting and dispositive power with respect to these shares.
(2) Percentage calculated based on 86,591,249 total outstanding shares of the Common Stock of the Issuer as of August 8, 2018 as disclosed by the Issuer in its Form 10-Q filed on August 14, 2018.
Introductory Note
This Amendment No. 3 to Schedule 13D (this “Amendment No. 3”) amends and supplements the previous Schedule 13D filed by the Reporting Persons with the SEC on January 25, 2016, as amended by Amendment No. 1 to Schedule 13D filed by the Reporting Persons with the SEC on June 30, 2016 and Amendment No. 2 to Schedule 13D filed by the Reporting Persons with the SEC on December 5, 2016 (the “Original Schedule 13D”). Except as amended and supplemented herein, the information set forth in the Original Schedule 13D remains unchanged. Capitalized terms used herein have meanings as assigned thereto in the Original Schedule 13D unless defined herein.
Item 3. Source and Amount of Funds or Other Consideration
Item 3 of the Original Schedule 13D is hereby amended and supplemented by adding the following at the end thereof:
On November 13, 2018, Sparkle Byte exercised in whole (i) the warrant for the purchase of 948,982 shares of the Common Stock issued by the Issuer on January 15, 2016 and (ii) the warrant for the purchase of 750,771 shares of the Common Stock issued by the Issuer on June 24, 2016, and purchased an aggregate of 1,699,753 shares of the Common Stock under these warrants at an exercise price of US$1.69 per share.
The source of funds used for paying the exercise prices of the warrants was from the limited partner of Tianjin Jingran, Zhuhai Harmony.
Item 5. Interest in Securities of the Issuer
Item 5 of the Original Schedule 13D is hereby amended and supplemented by replacing Item 5(a) thereof with the following:
(a) As of the date hereof, Sparkle Byte directly beneficially owns 10,198,518 shares of the Common Stock, representing 11.8% of the Issuer’s issued and outstanding Common Stock.
Snow Moon may be deemed to have voting and dispositive power with respect to and have beneficial ownership of 10,198,518 shares of the Common Stock owned by Sparkle Byte, representing 11.8% of the Issuer’s issued and outstanding Common Stock.
Tianjin Jingran may be deemed to have voting and dispositive power with respect to and have beneficial ownership of 10,198,518 shares of the Common Stock owned by Sparkle Byte, representing 11.8% of the Issuer’s issued and outstanding Common Stock.
He Xie Ai Qi may be deemed to have voting and dispositive power with respect to and have beneficial ownership of 10,198,518 shares of the Common Stock owned by Sparkle Byte, representing 11.8% of the Issuer’s issued and outstanding Common Stock.
As a result of the relationships described in the cover pages of this Amendment No. 3, each of Jianguang Li, Dongliang Lin, Fei Yang, and Hugo Shong may be deemed to share beneficial ownership of 10,198,518 shares of the Common Stock, representing 11.8% of the Issuer’s issued and outstanding Common Stock.
Neither the filing of this Schedule 13D by the Reporting Persons nor any of its contents shall be deemed to constitute an admission by any of such persons, other than Sparkle Byte, that it is the beneficial owner of any of the shares of the Common Stock referred to herein for purposes of the Securities Exchange Act of 1934, or for any other purpose, and such beneficial ownership is expressly disclaimed.
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Sparkle Byte Limited | ||||
By: | /s/ Dongliang Lin | |||
Name: | Dongliang Lin | |||
Title: | Authorized Signatory |
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Snow Moon Limited | ||||
By: | /s/ Dongliang Lin | |||
Name: | Dongliang Lin | |||
Title: | Authorized Signatory |
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Tianjin Jingran Management Center (Limited Partnership) | ||||
By: | /s/ Qiuyue Zhong | |||
Name: | Qiuyue Zhong | |||
Title: | Representative |
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
He Xie Ai Qi Investment Management (Beijing) Co., Ltd. | ||||
By: | /s/ Hugo Shong | |||
Name: | Hugo Shong | |||
Title: | Authorized Signatory |
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Jianguang Li | ||||
By: | /s/ Jianguang Li | |||
Name: | Jianguang Li | |||
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dongliang Lin | ||||
By: | /s/ Dongliang Lin | |||
Name: | Dongliang Lin | |||
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Fei Yang | ||||
By: | Fei Yang | |||
Name: | Fei Yang | |||
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Hugo Shong | ||||
By: | /s/ Hugo Shong | |||
Name: | Hugo Shong | |||
INDEX TO EXHIBITS
Exhibit 99.1(1) | Joint Filing Agreement dated January 25, 2016 by and among the Reporting Persons |
Exhibit 99.2(1) | Securities Purchase Agreement dated September 20, 2015 by and between the Issuer and He Xie Ai Qi |
Exhibit 99.3(1) | Supplemental Agreement dated June 22, 2016 by and among the Issuer, He Xie Ai Qi, Tianjin Jingran and Sparkle Byte |
(1) Filed previously.