Filing Details

Accession Number:
0000899681-18-000072
Form Type:
13D Filing
Publication Date:
2018-11-06 16:02:26
Filed By:
Loeb Holding Corp
Company:
Intersections Inc (NASDAQ:INTX)
Filing Date:
2018-11-06
SEC Url:
13D Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Loeb Holding Corporation 13 11,002,127 9 11,002,127 11 11,002,127 42.71%
Estate of Thomas L. Kempner 77,750 11,002,127 77,750 11,002,127 11,079,877 43.01%
Ann Kempner, preliminary co-executor of the Estate of Thomas L. Kempner 9,099 11,079,877 9,099 11,079,877 11,088,976 43.05 %
Bruce Lev, preliminary co-executor of the Estate of Thomas L. Kempner 8,750 11,079,877 8,750 11,079,877 11,088,627 43.05%
Melvin Epstein, preliminary co-executor of the Estate of Thomas L. Kempner 8 11,079,877 10 11,079,877 11,079,877 43.01%
Filing

CUSIP No. 460981301
13D/A
Page 1 of 9 
     


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Amendment No. 5)*
Under the Securities Exchange Act of 1934

 
Intersections Inc.
(Name of Issuer)
 
Common Stock, par value $0.01
(Title of Class of Securities)
 
460981301
(CUSIP Number)
 
100 Wall Street, 19th Floor
New York, NY 10005
Attn: Bruce Lev
(212) 483-7000
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
 
October 31, 2018
(Date of Event which Requires Filing of this Statement)
 If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

CUSIP No. 460981301
13D/A
Page 2 of 9 
     

1
NAMES OF REPORTING PERSONS
 
 
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
 
Loeb Holding Corporation
13-2870509
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
 
(b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
WC, OO
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 
 
 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Maryland
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
11,002,127
 
 
 
 
8
SHARED VOTING POWER
 
 
 
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
11,002,127
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
 
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
11,002,127
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
42.71%
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
CO
 
 
 
 
 
 

CUSIP No. 460981301
13D/A
Page 3 of 9 
     

 
1
NAMES OF REPORTING PERSONS
 
 
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
 
Estate of Thomas L. Kempner
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
 
(b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 
 
 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
New York
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
77,750
 
 
 
 
8
SHARED VOTING POWER
 
 
11,002,127
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
77,750
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
11,002,127
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
11,079,877
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
43.01%
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 
 
 

CUSIP No. 460981301
13D/A
Page 4 of 9 
     

 
1
NAMES OF REPORTING PERSONS
 
 
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
 
Ann Kempner, preliminary co-executor of the Estate of Thomas L. Kempner
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
 
(b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
Not applicable.
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 
 
 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
 
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
9,099
 
 
 
 
8
SHARED VOTING POWER
 
 
11,079,877
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
9,099
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
11,079,877
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
11,088,976
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
43.05%
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
IN
 
 
 
 
 

CUSIP No. 460981301
13D/A
Page 5 of 9 
     

1
NAMES OF REPORTING PERSONS
 
 
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
 
Bruce Lev, preliminary co-executor of the Estate of Thomas L. Kempner
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
 
(b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
Not applicable.
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 
 
USA
 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
 
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
8,750
 
 
 
 
8
SHARED VOTING POWER
 
 
11,079,877
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
8,750
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
11,079,877
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
11,088,627
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
43.05%
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
IN
 
 
 
 
 

CUSIP No. 460981301
13D/A
Page 6 of 9 
     

1
NAMES OF REPORTING PERSONS
 
 
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
 
Melvin Epstein, preliminary co-executor of the Estate of Thomas L. Kempner
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
 
(b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
Not applicable.
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 
 
 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
USA
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
 
 
 
 
 
8
SHARED VOTING POWER
 
 
11,079,877
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
 
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
11,079,877
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
11,079,877
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
43.01%
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
IN
 
 
 
 
 

CUSIP No. 460981301
13D/A
Page 7 of 9 
     

Explanatory Note:  This filing constitutes Amendment No. 5 to the Schedule 13D filed with the Securities and Exchange Commission (the "SEC") on November 25, 2015 (the "Original Schedule 13D") by Loeb Holding Corp. ("LHC") and Thomas L. Kempner, as amended by Amendment No. 1 filed on January 19, 2016, Amendment No. 2 filed on October 28, 2016, Amendment No. 3 filed on December 1, 2016 and Amendment No. 4 filed on October 31, 2018 (collectively, as amended, the "Schedule 13D").  This Amendment No. 5 is being filed solely for the purpose of filing certain exhibits that were omitted from Item 7 of Amendment No. 4.
Except as described herein, the information contained in the Schedule 13D has not been updated or amended.
Item 7.                          Material to be Filed as Exhibits.
Item 7 is hereby amended and restated as follows:
99.1*
Joint Filing Agreement dated October 31, 2018, by and between Loeb Holding Corporation, the Estate of Thomas L. Kempner, Bruce L. Lev, Melvin Epstein and Ann B. Kempner.
   
99.2
Agreement and Plan of Merger dated October 31, 2018, by and among WC SACD One Parent, Inc., WC SACD One Merger Sub, Inc. and Intersections Inc. (incorporated by reference to Exhibit 2.1 to the Report on Form 8-K filed by Intersections Inc. on November 6, 2018).
 
     
99.3*
Contribution and Assignment Agreement dated October 31, 2018, by and between WC SACD One, Inc. and Loeb Holding Corporation.
 
     
99.4*
Tender and Support Agreement dated October 31, 2018, by and between WC SACD One Parent, Inc. and Loeb Holding Corporation.
 
     
99.5
Note Purchase and Exchange Agreement dated October 31, 2018, by and among Intersections Inc. and the and the investors identified on Annex I attached thereto (incorporated by reference to Exhibit 10.1 to the Report on Form 8-K filed by Intersections Inc. on November 6, 2018).
 
     
99.6
Registration Rights Agreement dated October 31, 2018, by and among Intersections Inc. and the investors party thereto (incorporated by reference to Exhibit 10.2 to the Report on Form 8-K filed by Intersections Inc. on November 6, 2018).
 
     
99.7*
Action by Written Consent of Stockholders of Intersections Inc. in Lieu of a Meeting dated October 31, 2018.
 
     
99.8
Form of Senior Secured Convertible Note (incorporated by reference to Exhibit 4.1 to the Report on Form 8-K filed by Intersections Inc. on November 6, 2018)
 
_____________________________________
*Previously filed.
 

CUSIP No. 460981301
13D/A
Page 8 of 9 
     


SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated November 6, 2018
 
   
 
Loeb Holding Corporation
   
   
 
By:
/s/ Bruce L. Lev
   
Name:
Bruce L. Lev
   
Title:
Managing Director

 
Estate of Thomas Kempner
   
   
 
By:
/s/ Bruce L. Lev
   
Name:
Bruce L. Lev
   
Title:
Preliminary Co-Executor of the Estate of Thomas L. Kempner

   
 
By:
/s/ Melvin Epstein
   
Name:
Melvin Epstein
   
Title:
Preliminary Co-Executor of the Estate of Thomas L. Kempner

   
 
By:
/s/ Ann B Kempner
   
Name:
Ann B. Kempner
   
Title:
Preliminary Co-Executor of the Estate of Thomas L. Kempner

 
/s/ Bruce L. Lev
   
 
Bruce L. Lev , as Preliminary Co-Executor of the Estate of Thomas L. Kempner

 
/s/ Melvin Epstein
   
 
Melvin Epstein, as Preliminary Co-Executor of the Estate of Thomas L. Kempner

 
/s/ Ann B Kempner
   
 
Ann B. Kempner, as Preliminary Co-Executor of the Estate of Thomas L. Kempner


CUSIP No. 460981301
13D/A
Page 9 of 9 
     

 Exhibit No.  Description
   
99.1*
Joint Filing Agreement dated October 31, 2018, by and between Loeb Holding Corporation, the Estate of Thomas L. Kempner, Bruce L. Lev, Melvin Epstein and Ann B. Kempner.
   
99.2
Agreement and Plan of Merger dated October 31, 2018, by and among WC SACD One Parent, Inc., WC SACD One Merger Sub, Inc. and Intersections Inc. (incorporated by reference to Exhibit 2.1 to the Report on Form 8-K filed by Intersections Inc. on November 6, 2018).
 
     
99.3*
Contribution and Assignment Agreement dated October 31, 2018, by and between WC SACD One, Inc. and Loeb Holding Corporation.
 
     
99.4*
Tender and Support Agreement dated October 31, 2018, by and between WC SACD One Parent, Inc. and Loeb Holding Corporation.
 
     
99.5
Note Purchase and Exchange Agreement dated October 31, 2018, by and among Intersections Inc. and the and the investors identified on Annex I attached thereto (incorporated by reference to Exhibit 10.1 to the Report on Form 8-K filed by Intersections Inc. on November 6, 2018).
 
     
99.6
Registration Rights Agreement dated October 31, 2018, by and among Intersections Inc. and the investors party thereto (incorporated by reference to Exhibit 10.2 to the Report on Form 8-K filed by Intersections Inc. on November 6, 2018).
 
     
99.7*
Action by Written Consent of Stockholders of Intersections Inc. in Lieu of a Meeting dated October 31, 2018.
 
     
99.8
Form of Senior Secured Convertible Note (incorporated by reference to Exhibit 4.1 to the Report on Form 8-K filed by Intersections Inc. on November 6, 2018)
 
_____________________________________
*Previously filed.