Filing Details
- Accession Number:
- 0001193125-18-300363
- Form Type:
- 13D Filing
- Publication Date:
- 2018-10-16 17:32:04
- Filed By:
- Rosemore, Inc.
- Company:
- Rosehill Resources Inc. (NASDAQ:ROSE)
- Filing Date:
- 2018-10-17
- SEC Url:
- 13D Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Rosemore, Inc | 0 | 39,778,253 | 0 | 36,229,432 | 39,814,924 | 76.6% |
Tema Oil and Gas Company | 0 | 39,778,253 | 0 | 36,229,432 | 39,814,924 | 76.6% |
Rosemore Holdings, Inc | 0 | 39,778,253 | 0 | 5,131 | 39,814,924 | 76.6% |
KLR Energy Sponsor | 0 | 39,778,253 | 0 | 926,629 | 39,814,924 | 76.6% |
KLR Group Investments | 0 | 39,778,253 | 0 | 3,548,821 | 39,814,924 | 76.6% |
KLR Group Holdings | 0 | 39,778,253 | 0 | 3,548,821 | 39,814,924 | 76.6% |
Edward Kovalik | 36,671 | 39,778,253 | 36,671 | 3,548,821 | 39,814,924 | 76.6% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 4)*
Rosehill Resources Inc.
(Name of Issuer)
CLASS A COMMON STOCK, PAR VALUE $0.0001
(Title of Class of Securities)
777385 105
(CUSIP Number)
Andrew Lapayowker Rosemore, Inc. 1 North Charles Street, 22nd Floor Baltimore, MD 21201 (410) 347-7080 | Gregory R. Dow KLR Energy Sponsor, LLC 811 Main Street, 18th Floor Houston, TX 77002 (713) 654-8080 | |
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
October 10, 2018
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 777385 105 |
1 | Name of Reporting Person
Rosemore, Inc. | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Maryland |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | Sole Voting Power
0* | ||||
8 | Shared Voting Power
39,778,253* | |||||
9 | Sole Dispositive Power
0* | |||||
10 | Shared Dispositive Power
36,229,432* |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
39,814,924* | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
76.6%(1) | |||||
14 | Type of Reporting Person (See Instructions)
CO |
* | Calculated in the manner set forth in Item 5. |
(1) | Based on 51,970,744 shares of Class A Common Stock deemed to be outstanding, including (i) 13,533,112 shares of Class A Common Stock currently issued and outstanding, (ii) 5,131 shares of Class A Common Stock issuable upon conversion of Series A Preferred Stock held by Rosemore Holdings, Inc. (RHoldings), (iii) 29,807,692 shares of Class A Common Stock issuable upon conversion of shares of Class B Common Stock held by Tema Oil and Gas Company (Tema), (iv) 4,750,000 shares of Class A Common Stock issuable upon exercise of warrants owned by Tema, (v) 1,666,609 shares of Class A Common Stock issuable upon conversion of Series A Preferred Stock held by Tema, (vi) 2,118,547 shares of Class A Common Stock issuable upon exercise of warrants owned by KLR Group Investments, LLC (KLR Investments), (vii) 89,044 shares of Class A Common Stock issuable upon conversion of shares of Series A Preferred Stock owned by KLR Investments and (viii) 609 shares of Class A Common Stock issuable upon conversion of shares of Series A Preferred Stock owned by KLR Energy Sponsor, LLC (Sponsor). See the Introductory Note and Items 3 and 5 for further details. |
CUSIP No. 777385 105 |
1 | Name of Reporting Person
Tema Oil and Gas Company | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Maryland |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | Sole Voting Power
0* | ||||
8 | Shared Voting Power
39,778,253* | |||||
9 | Sole Dispositive Power
0* | |||||
10 | Shared Dispositive Power
36,229,432* |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
39,814,924* | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
76.6%(1) | |||||
14 | Type of Reporting Person (See Instructions)
CO |
* | Calculated in the manner set forth in Item 5. |
(1) | Based on 51,970,744 shares of Class A Common Stock deemed to be outstanding, including (i) 13,533,112 shares of Class A Common Stock currently issued and outstanding, (ii) 5,131 shares of Class A Common Stock issuable upon conversion of Series A Preferred Stock held by RHoldings, (iii) 29,807,692 shares of Class A Common Stock issuable upon conversion of shares of Class B Common Stock held by Tema, (iv) 4,750,000 shares of Class A Common Stock issuable upon exercise of warrants owned by Tema, (v) 1,666,609 shares of Class A Common Stock issuable upon conversion of Series A Preferred Stock held by Tema, (vi) 2,118,547 shares of Class A Common Stock issuable upon exercise of warrants owned by KLR Investments, (vii) 89,044 shares of Class A Common Stock issuable upon conversion of shares of Series A Preferred Stock owned by KLR Investments and (viii) 609 shares of Class A Common Stock issuable upon conversion of shares of Series A Preferred Stock owned by Sponsor. See the Introductory Note and Items 3 and 5 for further details. |
CUSIP No. 777385 105 |
1 | Name of Reporting Person
Rosemore Holdings, Inc. | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Maryland |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | Sole Voting Power
0* | ||||
8 | Shared Voting Power
39,778,253* | |||||
9 | Sole Dispositive Power
0* | |||||
10 | Shared Dispositive Power
5,131* |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
39,814,924* | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
76.6%(1) | |||||
14 | Type of Reporting Person (See Instructions)
CO |
* | Calculated in the manner set forth in Item 5. |
(1) | Based on 51,970,744 shares of Class A Common Stock deemed to be outstanding, including (i) 13,533,112 shares of Class A Common Stock currently issued and outstanding, (ii) 5,131 shares of Class A Common Stock issuable upon conversion of Series A Preferred Stock held by RHoldings, (iii) 29,807,692 shares of Class A Common Stock issuable upon conversion of shares of Class B Common Stock held by Tema, (iv) 4,750,000 shares of Class A Common Stock issuable upon exercise of warrants owned by Tema, (v) 1,666,609 shares of Class A Common Stock issuable upon conversion of Series A Preferred Stock held by Tema, (vi) 2,118,547 shares of Class A Common Stock issuable upon exercise of warrants owned by KLR Investments, (vii) 89,044 shares of Class A Common Stock issuable upon conversion of shares of Series A Preferred Stock owned by KLR Investments and (viii) 609 shares of Class A Common Stock issuable upon conversion of shares of Series A Preferred Stock owned by Sponsor. See the Introductory Note and Items 3 and 5 for further details. |
CUSIP No. 777385 105 |
1 | Name of Reporting Person
KLR Energy Sponsor, LLC | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | Sole Voting Power
0* | ||||
8 | Shared Voting Power
39,778,253* | |||||
9 | Sole Dispositive Power
0* | |||||
10 | Shared Dispositive Power
926,629* |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
39,814,924* | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
76.6%(1) | |||||
14 | Type of Reporting Person (See Instructions)
OO |
* | Calculated in the manner set forth in Item 5. |
(1) | Based on 51,970,744 shares of Class A Common Stock deemed to be outstanding, including (i) 13,533,112 shares of Class A Common Stock currently issued and outstanding, (ii) 5,131 shares of Class A Common Stock issuable upon conversion of Series A Preferred Stock held by RHoldings, (iii) 29,807,692 shares of Class A Common Stock issuable upon conversion of shares of Class B Common Stock held by Tema, (iv) 4,750,000 shares of Class A Common Stock issuable upon exercise of warrants owned by Tema, (v) 1,666,609 shares of Class A Common Stock issuable upon conversion of Series A Preferred Stock held by Tema, (vi) 2,118,547 shares of Class A Common Stock issuable upon exercise of warrants owned by KLR Investments, (vii) 89,044 shares of Class A Common Stock issuable upon conversion of shares of Series A Preferred Stock owned by KLR Investments and (viii) 609 shares of Class A Common Stock issuable upon conversion of shares of Series A Preferred Stock owned by Sponsor. See the Introductory Note and Items 3 and 5 for further details. |
CUSIP No. 777385 105 |
1 | Name of Reporting Person
KLR Group Investments, LLC | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Nevada |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | Sole Voting Power
0* | ||||
8 | Shared Voting Power
39,778,253* | |||||
9 | Sole Dispositive Power
0* | |||||
10 | Shared Dispositive Power
3,548,821* |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
39,814,924* | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
76.6%(1) | |||||
14 | Type of Reporting Person (See Instructions)
OO |
* | Calculated in the manner set forth in Item 5. |
(1) | Based on 51,970,744 shares of Class A Common Stock deemed to be outstanding, including (i) 13,533,112 shares of Class A Common Stock currently issued and outstanding, (ii) 5,131 shares of Class A Common Stock issuable upon conversion of Series A Preferred Stock held by RHoldings, (iii) 29,807,692 shares of Class A Common Stock issuable upon conversion of shares of Class B Common Stock held by Tema, (iv) 4,750,000 shares of Class A Common Stock issuable upon exercise of warrants owned by Tema, (v) 1,666,609 shares of Class A Common Stock issuable upon conversion of Series A Preferred Stock held by Tema, (vi) 2,118,547 shares of Class A Common Stock issuable upon exercise of warrants owned by KLR Investments, (vii) 89,044 shares of Class A Common Stock issuable upon conversion of shares of Series A Preferred Stock owned by KLR Investments and (viii) 609 shares of Class A Common Stock issuable upon conversion of shares of Series A Preferred Stock owned by Sponsor. See the Introductory Note and Items 3 and 5 for further details. |
CUSIP No. 777385 105 |
1 | Name of Reporting Person
KLR Group Holdings, LLC | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Nevada |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | Sole Voting Power
0* | ||||
8 | Shared Voting Power
39,778,253* | |||||
9 | Sole Dispositive Power
0* | |||||
10 | Shared Dispositive Power
3,548,821* |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
39,814,924* | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
76.6%(1) | |||||
14 | Type of Reporting Person (See Instructions)
OO |
* | Calculated in the manner set forth in Item 5. |
(1) | Based on 51,970,744 shares of Class A Common Stock deemed to be outstanding, including (i) 13,533,112 shares of Class A Common Stock currently issued and outstanding, (ii) 5,131 shares of Class A Common Stock issuable upon conversion of Series A Preferred Stock held by RHoldings, (iii) 29,807,692 shares of Class A Common Stock issuable upon conversion of shares of Class B Common Stock held by Tema, (iv) 4,750,000 shares of Class A Common Stock issuable upon exercise of warrants owned by Tema, (v) 1,666,609 shares of Class A Common Stock issuable upon conversion of Series A Preferred Stock held by Tema, (vi) 2,118,547 shares of Class A Common Stock issuable upon exercise of warrants owned by KLR Investments, (vii) 89,044 shares of Class A Common Stock issuable upon conversion of shares of Series A Preferred Stock owned by KLR Investments and (viii) 609 shares of Class A Common Stock issuable upon conversion of shares of Series A Preferred Stock owned by Sponsor. See the Introductory Note and Items 3 and 5 for further details. |
CUSIP No. 777385 105 |
1 | Name of Reporting Person
Edward Kovalik | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | Sole Voting Power
36,671* | ||||
8 | Shared Voting Power
39,778,253* | |||||
9 | Sole Dispositive Power
36,671* | |||||
10 | Shared Dispositive Power
3,548,821* |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
39,814,924* | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
76.6%(1) | |||||
14 | Type of Reporting Person (See Instructions)
IN |
* | Calculated in the manner set forth in Item 5. |
(1) | Based on 51,970,744 shares of Class A Common Stock deemed to be outstanding, including (i) 13,533,112 shares of Class A Common Stock currently issued and outstanding, (ii) 5,131 shares of Class A Common Stock issuable upon conversion of Series A Preferred Stock held by RHoldings, (iii) 29,807,692 shares of Class A Common Stock issuable upon conversion of shares of Class B Common Stock held by Tema, (iv) 4,750,000 shares of Class A Common Stock issuable upon exercise of warrants owned by Tema, (v) 1,666,609 shares of Class A Common Stock issuable upon conversion of Series A Preferred Stock held by Tema, (vi) 2,118,547 shares of Class A Common Stock issuable upon exercise of warrants owned by KLR Investments, (vii) 89,044 shares of Class A Common Stock issuable upon conversion of shares of Series A Preferred Stock owned by KLR Investments and (viii) 609 shares of Class A Common Stock issuable upon conversion of shares of Series A Preferred Stock owned by Sponsor. See the Introductory Note and Items 3 and 5 for further details. |
Introductory Note
This Amendment No. 4 (this Amendment) amends and supplements the Schedule 13D filed with the Securities and Exchange Commission on May 8, 2017 (the Original Schedule 13D), as amended by Amendment No. 1 to Schedule 13D, filed on November 13, 2017 ( the First Amendment), Amendment No. 2 to Schedule 13D, filed on January 23, 2018 (the Second Amendment), and Amendment No. 3 to Schedule 13D, filed on October 2, 2018 (the Third Amendment). The purpose of this Amendment is to update the percentage ownership of the Reporting Persons as a result of the exercise of the underwriters over-allotment option to purchase 840,744 shares of Class A Common Stock in connection with an underwritten public offering by Rosehill Resources Inc., a Delaware corporation (the Issuer or the Company), which closed on October 10, 2018.
This Amendment amends the cover pages (as set forth in the foregoing pages), Item 5 and Schedule A of the Original Schedule 13D, as amended by the First Amendment, the Second Amendment and the Third Amendment (as set forth below). Capitalized terms used herein and not otherwise defined have the meaning assigned to such terms in the Original Schedule 13D. All items or responses not described herein remain as previously reported in the Original Schedule 13D, as amended by the First Amendment, the Second Amendment and the Third Amendment.
Item 5. | Interest in Securities of the Issuer |
(a) and (b) The responses of the Reporting Persons to rows 7, 8, 9, 10, 11 and 13 on the cover pages of this Amendment are incorporated herein by reference.
RHoldings is the record owner of 59 shares of Series A Preferred Stock, which may initially be converted into 5,131 shares of Class A Common Stock in accordance with the terms of the Certificate of Designations. Tema is the record owner of (i) 29,807,692 shares of Class B Common Stock, which, together with the Rosehill Operating Common Units, are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis at any time, subject to the terms of the A&R LLC Agreement, (ii) 4,750,000 warrants, entitling the holder thereof to purchase one share of Class A Common Stock at an exercise price of $11.50 per share, and (iii) 19,166 shares of Series A Preferred Stock, which may initially be converted into 1,666,609 shares of Class A Common Stock in accordance with the terms of the Certificate of Designations. Tema and RHoldings are each direct, wholly-owned subsidiaries of Rosemore.
Edward Kovalik is the record owner of 36,671 shares of Class A Common Stock. KLR Investments is the record owner of (i) 414,601 shares of Class A Common Stock, (ii) 2,118,547 warrants, and (iii) 1,024 shares of Series A Preferred Stock, which may initially be converted into 89,044 shares of Class A Common Stock in accordance with the terms of the Certificate of Designations. Sponsor is the record owner of (i) 926,020 shares of Class A Common Stock and (ii) 7 shares of Series A Preferred Stock, which may initially be converted into 609 shares of Class A Common Stock in accordance with the terms of the Certificate of Designations. KLR Investments is the managing member of Sponsor. Mr. Kovalik is the Chief Executive Officer and Managing Partner of KLR Group, LLC and the managing member of KLR Group Holdings, LLC (KLR Holdings) which owns 100% of KLR Investments.
Because of the relationship between Sponsor and Tema as a result of the SHRRA, each Reporting Person may be deemed to beneficially own 39,814,924 shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein.
The aggregate percent of Class A Common Stock beneficially owned by the Reporting Persons is based on 51,970,744 shares of Class A Common Stock deemed to be outstanding, including (i) 13,533,112 shares of Class A Common Stock currently issued and outstanding, (ii) 5,131 shares of Class A Common Stock issuable upon conversion of Series A Preferred Stock held by RHoldings, (iii) 29,807,692 shares of Class A Common Stock issuable upon conversion of shares of Class B Common Stock held by Tema, (iv) 4,750,000 shares of Class A Common Stock issuable upon exercise of warrants owned by Tema, (v) 1,666,609 shares of Class A Common Stock issuable upon conversion of Series A Preferred Stock held by Tema, (vi) 2,118,547 shares of Class A Common Stock issuable upon exercise of warrants owned by KLR Investments, (vii) 89,044 shares of Class A Common Stock issuable upon conversion of shares of Series A Preferred Stock owned by KLR Investments, and (viii) 609 shares of Class A Common Stock issuable upon conversion of shares of Series A Preferred Stock owned by Sponsor.
To the knowledge of the Reporting Persons, the executive officers and directors of Rosemore, Tema and RHoldings have no beneficial ownership of Class A Common Stock other than (i) 36,671 shares of Class A Common Stock owned by Frank Rosenberg (comprising less than one percent (0.3%) of the shares of the outstanding Class A Common Stock), (ii) 36,671 shares of Class A Common Stock owned by William E. Mayer (comprising less than one percent (0.3%) of the shares of the outstanding Class A Common Stock), (iii) 300 shares of Class A Common Stock and 300 additional shares of Class A Common Stock issuable upon conversion of warrants owned by Robert A. Delp (together comprising less than one percent (0.005%) of the shares of the outstanding Class A Common Stock), (iv) 2,500 shares of Class A Common Stock issuable upon conversion of warrants owned by Paul Ebner (comprising less than one percent (0.02%) of the shares of the outstanding Class A Common Stock), and (v) 1,000 shares of Class A Common Stock issuable upon conversion of warrants owned by Henry A. Rosenberg, Jr. (comprising less than one percent (0.008%) of the shares of the outstanding Class A Common Stock).
To the knowledge of the Reporting Persons, the manager or executive officers of Sponsor, KLR Holdings and KLR Investments have no beneficial ownership of Class A Common Stock other than Kovalik and Gregory R. Dow, who respectively own 36,671 and 40,000 shares of Class A Common Stock.
(c) Since the date of filing of the Third Amendment, the directors and executive officers of Rosemore, Tema and RHoldings have not engaged in any transactions in the Issuers securities.
(d) Not applicable.
(e) Not applicable.
Signatures
After reasonable inquiry and to the best knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: October 16, 2018
TEMA OIL AND GAS COMPANY | ||
By: | /s/ Paul J. Ebner | |
Name: | Paul J. Ebner | |
Title: | President | |
ROSEMORE HOLDINGS, INC. | ||
By: | /s/ Paul J. Ebner | |
Name: | Paul J. Ebner | |
Title: | President and CEO | |
ROSEMORE, INC. | ||
By: | /s/ Paul J. Ebner | |
Name: | Paul J. Ebner | |
Title: | President and CEO | |
KLR ENERGY SPONSOR, LLC | ||
By: | /s/ Edward Kovalik | |
Name: | Edward Kovalik | |
Title: | Manager | |
KLR GROUP INVESTMENTS, LLC | ||
By: | /s/ Edward Kovalik | |
Name: | Edward Kovalik | |
Title: | Manager | |
KLR GROUP HOLDINGS, LLC | ||
By: | /s/ Edward Kovalik | |
Name: | Edward Kovalik | |
Title: | Chief Executive Officer | |
EDWARD KOVALIK | ||
/s/ Edward Kovalik |
Schedule A
DIRECTORS, EXECUTIVE OFFICERS, MANAGER, AND MANAGING MEMBERS
OF THE REPORTING PERSONS
ROSEMORE, INC.
Name and Position | Principal Occupation or Employment Name and Position and Principal Business Address* | Citizenship | Transactions since | |||
Henry A. Rosenberg, Jr. (Co-Chair of the Board, Director) | Rosemore, Inc. | USA | None | |||
Paul J. Ebner (President & CEO, Director) | Rosemore, Inc. | USA | None | |||
Robert A. Delp (Sr. VP, CFO, Treasurer, Assistant Secretary) | Rosemore, Inc. | USA | None | |||
Lisa J. Davidson (Vice President, Director) | Rosemore, Inc. | USA | None | |||
Jeffrey A. Hoffberger (Vice President, Director) | Rosemore, Inc. | USA | None | |||
Robert L. (Larry) Ash (Director) | (see below) | USA | None | |||
Andrew Lapayowker (General Counsel, Secretary) | Rosemore, Inc. | USA | None | |||
Russell J. Hoffberger (Director) | Rosemore, Inc. | USA | None | |||
William E. Mayer (Director) | Park Avenue Equity Partners, which is a private equity firm, at 1 East 52nd Street, 3rd Floor, New York, New York 10022 | USA | None | |||
Kenneth H. Trout (Director) | Retired | USA | None | |||
Frank B. Rosenberg (Co-Chair of Board, Executive Vice President, Director) | Rosemore, Inc. | USA | None | |||
Carol L. Boemmel (Controller) | Rosemore, Inc. | USA | None |
* | For each individual with a principal occupation at Rosemore, their position is listed below their name, and their principal business address is the address of Rosemore, Inc. provided above. |
TEMA OIL AND GAS COMPANY
Name and Position | Principal Occupation or Employment Name and Position and Principal Business Address* | Citizenship | Transactions since | |||
Henry A. Rosenberg, Jr. (Chairman of the Board, Director) | Rosemore, Inc. | USA | None | |||
Paul J. Ebner (President, Director) | Rosemore, Inc. | USA | None | |||
Robert A. Delp (Treasurer, Assistant Secretary) | Rosemore, Inc. | USA | None | |||
Andrew Lapayowker (Secretary) | Rosemore, Inc. | USA | None | |||
Frank B. Rosenberg (Director) | Rosemore, Inc. | USA | None | |||
Tommie E. Yates (Director) | Retired | USA | None | |||
Carol L. Boemmel (Controller) | Rosemore, Inc. | USA | None | |||
Dean Daniel (Assistant Secretary) | Rosemore, Inc. | USA | None | |||
Keith Stephenson (Assistant Secretary) | Rosemore, Inc. | USA | None |
* | For each individual with a principal occupation at Rosemore, their position is listed below their name in the Rosemore, Inc. table above, and their principal business address is the address of Rosemore, Inc. provided above. |
ROSEMORE HOLDINGS, INC.
Name and Position | Principal Occupation or Employment Name and Position and Principal Business Address* | Citizenship | Transactions since | |||
Henry A. Rosenberg, Jr. (Chairman of the Board, Director) | Rosemore, Inc. | USA | None | |||
Paul J. Ebner (President and CEO, Director) | Rosemore, Inc. | USA | None | |||
Frank B. Rosenberg (Executive VP, Director) | Rosemore, Inc. | USA | None | |||
Robert A. Delp (Treasurer, Assistant Secretary) | Rosemore, Inc. | USA | None | |||
Andrew Lapayowker (Secretary) | Rosemore, Inc. | USA | None | |||
Russell J. Hoffberger (Director) | Rosemore, Inc. | USA | None | |||
Robert L. (Larry) Ash (Director) | Lawyer, Partner at Baker, Donelson, Bearman, Caldwell & Berkowitz, PC at 1401 H Street, NW, Suite 500, Washington, D.C. 20005 | USA | None | |||
Kenneth H. Trout (Director) | Retired | USA | None | |||
Carol L. Boemmel (Controller) | Rosemore, Inc. | USA | None |
* | For each individual with a principal occupation at Rosemore, their position is listed below their name, and their principal business address is the address of Rosemore, Inc. provided above. |
KLR ENERGY SPONSOR, LLC
Name and Position | Principal Occupation or Employment Name and Position and Principal Business Address* | Citizenship | Transactions since | |||
Edward Kovalik (Manager) | Chief Executive Officer, KLR Group, LLC 811 Main Street, 18th Floor Houston, Texas 77002 | USA | None | |||
Gregory R. Dow (Chief Operating Officer) | Chief Operating Officer KLR Group, LLC 811 Main Street, 18th Floor Houston, Texas 77002 | USA | None |
KLR GROUP INVESTMENTS, LLC
Name and Position | Principal Occupation or Employment Name and Position and Principal Business Address* | Citizenship | Transactions since | |||
Edward Kovalik (Manager) | Chief Executive Officer, KLR Group, LLC 811 Main Street, 18th Floor Houston, Texas 77002 | USA | None | |||
Gregory R. Dow (Chief Operating Officer) | Chief Operating Officer KLR Group, LLC 811 Main Street, 18th Floor Houston, Texas 77002 | USA | None |
KLR GROUP HOLDINGS, LLC
Name and Position | Principal Occupation or Employment Name and Position and Principal Business Address* | Citizenship | Transactions since | |||
Edward Kovalik (Chief Executive Officer) | Chief Executive Officer, KLR Group, LLC 811 Main Street, 18th Floor Houston, Texas 77002 | USA | None | |||
Gregory R. Dow (Chief Operating Officer) | Chief Operating Officer KLR Group, LLC 811 Main Street, 18th Floor Houston, Texas 77002 | USA | None |