Filing Details
- Accession Number:
- 0001504304-18-000035
- Form Type:
- 13D Filing
- Publication Date:
- 2018-09-28 16:32:36
- Filed By:
- Bulldog Investors
- Company:
- Abrdn Japan Equity Fund Inc. (NYSE:JEQ)
- Filing Date:
- 2018-09-28
- SEC Url:
- 13D Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Bulldog Investors | 305,974 | 385,051 | 305,974 | 385,051 | 5.16% | |
Phillip Goldstein | 305,974 | 385,051 | 305,974 | 385,051 | 5.16% | |
Andrew Dakos | 305,974 | 385,051 | 305,974 | 385,051 | 5.16% | |
Steven Samuels | 305,974 | 385,051 | 305,974 | 385,051 | 5.16% |
SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 9/27/18 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE ___________________________________________________________ 7. SOLE VOTING POWER 305,974 8. SHARED VOTING POWER 385,051 9. SOLE DISPOSITIVE POWER 305,974 _______________________________________________________ 10. SHARED DISPOSITIVE POWER 385,051 11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 691,025 (Footnote 1) 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] ___________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY ROW 11 5.16% 14. TYPE OF REPORTING PERSON IA ____________________________________________________________ 1. NAME OF REPORTING PERSON Phillip Goldstein 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA ___________________________________________________________ 7. SOLE VOTING POWER 305,974 8. SHARED VOTING POWER 385,051 9. SOLE DISPOSITIVE POWER 305,974 _______________________________________________________ 10. SHARED DISPOSITIVE POWER 385,051 11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 691,025 (Footnote 1) 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] ___________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY ROW 11 5.16% 14. TYPE OF REPORTING PERSON IN __________________________________________________________ 1. NAME OF REPORTING PERSON Andrew Dakos 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA ___________________________________________________________ 7. SOLE VOTING POWER 305,974 8. SHARED VOTING POWER 385,051 9. SOLE DISPOSITIVE POWER 305,974 _______________________________________________________ 10. SHARED DISPOSITIVE POWER 385,051 11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 691,025 (Footnote 1) 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] ___________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY ROW 11 5.16% 14. TYPE OF REPORTING PERSON IN ___________________________________________________________ 1. NAME OF REPORTING PERSON Steven Samuels 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA ___________________________________________________________ 7. SOLE VOTING POWER 305,974 8. SHARED VOTING POWER 385,051 9. SOLE DISPOSITIVE POWER 305,974 _______________________________________________________ 10. SHARED DISPOSITIVE POWER 385,051 11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 691,025 (Footnote 1) 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] ___________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY ROW 11 5.16% 14. TYPE OF REPORTING PERSON IN _______________________________________________________ Item 1. SECURITY AND ISSUER This statement constitutes Amendment #3 to the schedule 13d filed April 20, 2018. Except as specifically set forth herein, the Schedule 13d remains unmodified.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) As per the N-CSRS filed on July 3, 2018, there were 13,389,072 shares of common stock outstanding as of April 30, 2018. The percentages set forth herein were derived using such number. Phillip Goldstein, Andrew Dakos and Steven Samuels own Bulldog Investors, LLC, a registered investment advisor. As of September 27, 2018, Bulldog Investors, LLC is deemed to be the beneficial owner of 691,025 shares of JEQ (representing 5.16% of JEQ's outstanding shares) solely by virtue of Bulldog Investors LLC's power to direct the vote of,and dispose of, these shares. These 691,025 shares of JEQ include 305,974 shares (representing 2.28% of JEQ's outstanding shares) that are beneficially owend by the following entities over which Messrs. Goldstein, Dakos and Samuels exercise control: Opportunity Partners LP, Calapasas West Partners LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, and MCM Opportunity Partners, LP (collectively, "Bulldog Investors Group of Funds"). All other shares included in the aforementioned 691,025 shares of JEQ beneficially owned by Bulldog Investors, LLC (solely by virtue of its power to sell or direct the vote of these shares) are also beneficially owned by clients of Bulldog Investors, LLC who are not members of any group. The total number of these "non-group" shares is 385,051 shares (representing 2.88% of JEQ's outstanding shares). (b)Bulldog Investors,LLC has sole power to dispose of and vote 305,974 shares. Bulldog Investors, LLC has shared power to dispose of and vote 385,051 shares. Certain of Bulldog Investors, LLC's clients (none of whom beneficially own more than 5% of JEQ's shares) share this power with Bulldog Investors, LLC. Messrs. Goldstein, Dakos and Samuels are control persons of Bulldog Investors, LLC. c) Since the last filing on 9/10/18 the following shares of JEQ were Sold: Date: Shares: Price: 09/10/18 (5,775) 8.1212 09/18/18 (50,300) 8.3400 09/19/18 (20,000) 8.3600 09/20/18 (32,832) 8.3400 09/26/18 (19,039) 8.3665 09/28/18 (10,000) 8.3800 09/27/18 (59,797) 8.3799d) Clients of Bulldog Investors, LLC are entitled to receive any dividends or sales proceeds. e) N/A ITEM 6. CONTRACTS,ARRANGEMENTS,UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. None ITEM 7. MATERIAL TO BE FILED AS EXHIBITS None After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: 9/28/18 By: /S/ Phillip Goldstein Name: Phillip Goldstein By: /S/ Andrew Dakos Name: Andrew Dakos By: /S/ Steven Samuels Name: Steven Samuels Bulldog Investors, LLC By: /s/ Andrew Dakos Andrew Dakos, Member Footnote 1: The reporting persons disclaim beneficial ownership except to the extent of any pecuniary interest therein.