Filing Details
- Accession Number:
- 0001345471-18-000058
- Form Type:
- 13D Filing
- Publication Date:
- 2018-09-13 17:27:30
- Filed By:
- Trian Partners
- Company:
- Sysco Corp (NYSE:SYY)
- Filing Date:
- 2018-09-13
- SEC Url:
- 13D Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Nelson Peltz | 0 | 37,656,181 | 0 | 37,656,181 | 37,656,181 | 7.24% |
Peter W. May | 0 | 37,656,181 | 0 | 37,656,181 | 37,656,181 | 7.24% |
Edward P. Garden | 0 | 37,656,181 | 0 | 37,656,181 | 37,656,181 | 7.24% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 6)*
(Amendment No. 6)*
SYSCO CORPORATION
(Name of Issuer)
Common Stock, par value $1.00 per share
(Title of Class of Securities)
871829107
(CUSIP Number)
Brian L. Schorr, Esq. Trian Fund Management, L.P. 280 Park Avenue, 41st Floor New York, New York 10017 Tel. No.: (212) 451-3000 |
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
September 12, 2018
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ☐.
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The Information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
1 | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Nelson Peltz | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [_] | ||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS AF | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | [_] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||
8 | SHARED VOTING POWER 37,656,181 | |||
9 | SOLE DISPOSITIVE POWER 0 | |||
10 | SHARED DISPOSITIVE POWER 37,656,181 | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 37,656,181 | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.24%* | |||
14 | TYPE OF REPORTING PERSON IN |
_______
*Calculated based on 519,774,992 shares of Common Stock outstanding as of August 10, 2018, as reported in the Issuer's Annual Report on Form 10-K for the fiscal year ended June 30, 2018 (the "Form 10-K").
1 | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Peter W. May | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [_] | ||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS AF | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | [_] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||
8 | SHARED VOTING POWER 37,656,181 | |||
9 | SOLE DISPOSITIVE POWER 0 | |||
10 | SHARED DISPOSITIVE POWER 37,656,181 | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 37,656,181 | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.24%* | |||
14 | TYPE OF REPORTING PERSON IN |
_______
*Calculated based on 519,774,992 shares of Common Stock outstanding as of August 10, 2018, as reported in the Issuer's Form 10-K.
1 | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Edward P. Garden | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [_] | |||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS AF | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | [_] | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | |||
8 | SHARED VOTING POWER 37,656,181 | ||||
9 | SOLE DISPOSITIVE POWER 0 | ||||
10 | SHARED DISPOSITIVE POWER 37,656,181 | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 37,656,181 | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | [ ] | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.24% | ||||
14 | TYPE OF REPORTING PERSON IN |
_______
* Calculated based on 519,774,992 shares of Common Stock outstanding as of August 10, 2018, as reported in the Issuer's Form 10-K.
1 | NAME OF REPORTING PERSON Trian Fund Management, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 20-3454182 | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [_] | ||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS AF | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | [_] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||
8 | SHARED VOTING POWER 37,656,181 | |||
9 | SOLE DISPOSITIVE POWER 0 | |||
10 | SHARED DISPOSITIVE POWER 37,656,181 | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 37,656,181 | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.24%* | |||
14 | TYPE OF REPORTING PERSON PN |
_______
* Calculated based on 519,774,992 shares of Common Stock outstanding as of August 10, 2018, as reported in the Issuer's Form 10-K.
1 | NAME OF REPORTING PERSON Trian Fund Management GP, LLC S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 20-3454087 | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [_] | ||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS AF | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | [_] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||
8 | SHARED VOTING POWER 37,656,181 | |||
9 | SOLE DISPOSITIVE POWER 0 | |||
10 | SHARED DISPOSITIVE POWER 37,656,181 | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 37,656,181 | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.24%* | |||
14 | TYPE OF REPORTING PERSON OO |
_______
* Calculated based on 519,774,992 shares of Common Stock outstanding as of August 10, 2018, as reported in the Issuer's Form 10-K.
1 | NAME OF REPORTING PERSON Trian Partners, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 20-3453988 | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [_] | ||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS WC | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | [_] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||
8 | SHARED VOTING POWER 2,664,328 | |||
9 | SOLE DISPOSITIVE POWER 0 | |||
10 | SHARED DISPOSITIVE POWER 2,664,328 | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,664,328 | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | [X] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.51%* | |||
14 | TYPE OF REPORTING PERSON PN |
_______
* Calculated based on 519,774,992 shares of Common Stock outstanding as of August 10, 2018, as reported in the Issuer's Form 10-K.
1 | NAME OF REPORTING PERSON Trian Partners Master Fund, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 98-0468601 | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [_] | ||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS WC | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | [_] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||
8 | SHARED VOTING POWER 4,417,385 | |||
9 | SOLE DISPOSITIVE POWER 0 | |||
10 | SHARED DISPOSITIVE POWER 4,417,385 | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,417,385 | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | [X] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.85%* | |||
14 | TYPE OF REPORTING PERSON PN |
_______
* Calculated based on 519,774,992 shares of Common Stock outstanding as of August 10, 2018, as reported in the Issuer's Form 10-K.
1 | NAME OF REPORTING PERSON Trian Partners Parallel Fund I, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 20-3694154 | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [_] | ||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS WC | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | [_] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||
8 | SHARED VOTING POWER 554,835 | |||
9 | SOLE DISPOSITIVE POWER 0 | |||
10 | SHARED DISPOSITIVE POWER 554,835 | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 554,835 | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | [X] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.11%* | |||
14 | TYPE OF REPORTING PERSON PN |
_______
* Calculated based on 519,774,992 shares of Common Stock outstanding as of August 10, 2018, as reported in the Issuer's Form 10-K.
1 | NAME OF REPORTING PERSON Trian Partners Strategic Investment Fund-A, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 27-4180625 | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [_] | ||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS WC | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | [_] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||
8 | SHARED VOTING POWER 3,205,520 | |||
9 | SOLE DISPOSITIVE POWER 0 | |||
10 | SHARED DISPOSITIVE POWER 3,205,520 | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,205,520 | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | [X] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.62%* | |||
14 | TYPE OF REPORTING PERSON PN |
_______
* Calculated based on 519,774,992 shares of Common Stock outstanding as of August 10, 2018, as reported in the Issuer's Form 10-K.
1 | NAME OF REPORTING PERSON Trian Partners Strategic Co-Investment Fund-A, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 36-4728074 | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [_] | ||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS WC | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | [_] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||
8 | SHARED VOTING POWER 630,889 | |||
9 | SOLE DISPOSITIVE POWER 0 | |||
10 | SHARED DISPOSITIVE POWER 630,889 | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 630,889 | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | [X] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.12%* | |||
14 | TYPE OF REPORTING PERSON PN |
_______
*Calculated based on 519,774,992 shares of Common Stock outstanding as of August 10, 2018, as reported in the Issuer's Form 10-K.
1 | NAME OF REPORTING PERSON Trian Partners Strategic Investment Fund-N, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 80-0958490 | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [_] | ||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS WC | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | [_] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||
8 | SHARED VOTING POWER 1,792,683 | |||
9 | SOLE DISPOSITIVE POWER 0 | |||
10 | SHARED DISPOSITIVE POWER 1,792,683 | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,792,683 | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | [X] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.34%* | |||
14 | TYPE OF REPORTING PERSON PN |
_______
*Calculated based on 519,774,992 shares of Common Stock outstanding as of August 10, 2018, as reported in the Issuer's Form 10-K.
1 | NAME OF REPORTING PERSON Trian Partners Strategic Investment Fund II, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 45-4929803 | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [_] | ||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS WC | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | [_] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||
8 | SHARED VOTING POWER 2,409,038 | |||
9 | SOLE DISPOSITIVE POWER 0 | |||
10 | SHARED DISPOSITIVE POWER 2,409,038 | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,409,038 | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | [X] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.46%* | |||
14 | TYPE OF REPORTING PERSON PN |
_______
*Calculated based on 519,774,992 shares of Common Stock outstanding as of August 10, 2018, as reported in the Issuer's Form 10-K.
1 | NAME OF REPORTING PERSON Trian Partners Strategic Investment Fund-D, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 98-1108184 | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [_] | ||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS WC | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | [_] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||
8 | SHARED VOTING POWER 881,872 | |||
9 | SOLE DISPOSITIVE POWER 0 | |||
10 | SHARED DISPOSITIVE POWER 881,872 | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 881,872 | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | [X] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.17%* | |||
14 | TYPE OF REPORTING PERSON PN |
_______
*Calculated based on 519,774,992 shares of Common Stock outstanding as of August 10, 2018, as reported in the Issuer's Form 10-K.
1 | NAME OF REPORTING PERSON Trian Partners Fund (Sub)-G, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 90-1035117 | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [_] | ||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS WC | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | [_] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||
8 | SHARED VOTING POWER 215,254 | |||
9 | SOLE DISPOSITIVE POWER 0 | |||
10 | SHARED DISPOSITIVE POWER 215,254 | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 215,254 | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | [X] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.04%* | |||
14 | TYPE OF REPORTING PERSON PN |
_____________
*Calculated based on 519,774,992 shares of Common Stock outstanding as of August 10, 2018, as reported in the Issuer's Form 10-K.
1 | NAME OF REPORTING PERSON Trian Partners Strategic Fund-G II, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 46-5509975 | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [_] | ||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS WC | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | [_] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||
8 | SHARED VOTING POWER 758,014 | |||
9 | SOLE DISPOSITIVE POWER 0 | |||
10 | SHARED DISPOSITIVE POWER 758,014 | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 758,014 | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | [X] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.15%* | |||
14 | TYPE OF REPORTING PERSON PN |
_______
*Calculated based on 519,774,992 shares of Common Stock outstanding as of August 10, 2018, as reported in the Issuer's Form 10-K.
1 | NAME OF REPORTING PERSON Trian Partners Strategic Fund-G III, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 47-2121971 | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [_] | ||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS WC | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | [_] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||
8 | SHARED VOTING POWER 399,214 | |||
9 | SOLE DISPOSITIVE POWER 0 | |||
10 | SHARED DISPOSITIVE POWER 399,214 | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 399,214 | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | [X] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.08%* | |||
14 | TYPE OF REPORTING PERSON PN |
_______
*Calculated based on 519,774,992 shares of Common Stock outstanding as of August 10, 2018, as reported in the Issuer's Form 10-K.
1 | NAME OF REPORTING PERSON Trian Partners Co-Investment Opportunities Fund, Ltd. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 98-1207836 | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [_] | ||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS WC | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | [_] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||
8 | SHARED VOTING POWER 9,402,611 | |||
9 | SOLE DISPOSITIVE POWER 0 | |||
10 | SHARED DISPOSITIVE POWER 9,402,611 | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,402,611 | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | [X] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.81%* | |||
14 | TYPE OF REPORTING PERSON OO |
_______
*Calculated based on 519,774,992 shares of Common Stock outstanding as of August 10, 2018, as reported in the Issuer's Form 10-K.
1 | NAME OF REPORTING PERSON Trian SPV (Sub) XI, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 47-4614163 | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [_] | ||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS WC | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | [_] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||
8 | SHARED VOTING POWER 8,812,432 | |||
9 | SOLE DISPOSITIVE POWER 0 | |||
10 | SHARED DISPOSITIVE POWER 8,812,432 | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,812,432 | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | [X] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.70%* | |||
14 | TYPE OF REPORTING PERSON PN |
_______
*Calculated based on 519,774,992 shares of Common Stock outstanding as of August 10, 2018, as reported in the Issuer's Form 10-K.
1 | NAME OF REPORTING PERSON Trian Partners Strategic Fund-K, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 47-5116069 | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [_] | ||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS WC | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | [_] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||
8 | SHARED VOTING POWER 775,768 | |||
9 | SOLE DISPOSITIVE POWER 0 | |||
10 | SHARED DISPOSITIVE POWER 775,768 | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 775,768 | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | [X] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.15%* | |||
14 | TYPE OF REPORTING PERSON PN |
_______
*Calculated based on 519,774,992 shares of Common Stock outstanding as of August 10, 2018, as reported in the Issuer's Form 10-K.
1 | NAME OF REPORTING PERSON Trian Partners Strategic Fund-C, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 81-3859925 | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [_] | ||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS WC | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | [_] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||
8 | SHARED VOTING POWER 728,328 | |||
9 | SOLE DISPOSITIVE POWER 0 | |||
10 | SHARED DISPOSITIVE POWER 728,328 | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 728,328 | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | [X] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.14%* | |||
14 | TYPE OF REPORTING PERSON PN |
_______
*Calculated based on 519,774,992 shares of Common Stock outstanding as of August 10, 2018, as reported in the Issuer's Form 10-K.
1 | NAME OF REPORTING PERSON Joshua D. Frank S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [_] | ||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS OO | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | [_] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||
8 | SHARED VOTING POWER 4,005 | |||
9 | SOLE DISPOSITIVE POWER 0 | |||
10 | SHARED DISPOSITIVE POWER 4,005 | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,005 | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | [X] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.00%* | |||
14 | TYPE OF REPORTING PERSON IN |
_______
*Calculated based on 519,774,992 shares of Common Stock outstanding as of August 10, 2018, as reported in the Issuer's Form 10-K.
This Amendment No. 6 ("Amendment No. 6") amends and supplements the Schedule 13D filed with the Securities and Exchange Commission on August 14, 2015 (the "Original Statement"), as amended by Amendment No. 1 filed on August 20, 2015, as amended by Amendment No. 2 filed on September 2, 2015, as amended by Amendment No. 3 ("Amendment No. 3") filed on June 9, 2016, as amended by Amendment No. 4 filed on December 5, 2016, and as amended by Amendment No. 5 ("Amendment No. 5") filed on June 14, 2018 (as amended, the "Schedule 13D") relating to the Common Stock, par value $1.00 per share (the "Shares"), of Sysco Corporation, a Delaware corporation (the "Issuer"). The address of the principal executive office of the Issuer is 1390 Enclave Parkway, Houston, Texas 77077-2099.
Capitalized terms not defined herein shall have the meaning ascribed to them in the Schedule 13D. Except as set forth herein, the Schedule 13D is unmodified.
Items 3, 4 and 5 of the Schedule 13D are hereby amended as follows:
Item 3. Source and Amount of Funds or Other Consideration
Item 3 of the Schedule 13D is hereby amended and supplemented by adding the following information:
In connection with their service on the Issuer's Board of Directors, each of Messrs. Peltz and Frank received 182 Director Shares on June 29, 2018 in lieu of a portion of non-employee director annual cash retainer fees pursuant to the 2013 Plan. In addition, each of Messrs. Peltz and Frank received a matching grant from the Issuer equal to 50% of the amount described above, and therefore received an additional 91 Director Shares on June 29, 2018. Since the filing of Amendment No. 5, each of Messrs. Peltz and Frank have transferred a total of 925 Director Shares to Trian Management pursuant to the terms of the Director Fee Agreements described in Amendment No. 3.
Item 4. Purpose of Transaction
Item 4 of the Schedule 13D is hereby amended and supplemented by adding the following information:
The sales of Shares by Reporting Persons reported below in Item 5 were done for portfolio management purposes and in connection with the expiration of the applicable lock-up period of a Trian Entity holding shares of the Issuer.
Item 5. Interest in Securities of the Issuer
Item 5 of the Schedule 13D is hereby amended and supplemented by adding the following information:
(a) As of 4:00 pm, New York City time, on September 13, 2018, the Reporting Persons beneficially owned (as that term is defined in Rule 13d-3), in the aggregate, 37,656,181 Shares, representing approximately 7.24% of the Issuer's outstanding Shares (calculated based on 519,774,992 Shares outstanding as of August 10, 2018, as reported in the Issuer's Annual Report on Form 10-K for the fiscal year ended June 30, 2018).
(b) Each of Trian Onshore, Trian Offshore, Parallel Fund I, TPSIF II, Strategic Fund-A, Coinvest Fund-A, Strategic Fund-N, Strategic Fund-D, Fund G, Strategic Fund-G II, Strategic Fund-G III, Co-Investment Fund, SPV XI, Strategic Fund-K and Strategic Fund-C beneficially and directly owns and has sole voting power and sole dispositive power with regard to 2,664,328; 4,417,385; 554,835; 2,409,038; 3,205,520; 630,889; 1,792,683; 881,872; 215,254; 758,014; 399,214; 9,402,611; 8,812,432; 775,768; and 728,328 Shares, respectively, except to the extent that other Reporting Persons as described in this Item 5 may be deemed to have shared voting power and shared dispositive power with regard to such Shares. Mr. Peltz beneficially owns and has sole voting power and sole dispositive power with regard to 1,047 Director Shares and 2,958 Restricted Shares, and Mr. Frank beneficially owns and has sole voting power and sole dispositive power with regard to 1,047 Director Shares and 2,958 Restricted Shares, except in each case, to the extent that other members of the Trian Group as described in Item 5 of this Schedule 13D may be deemed to have shared voting power and shared dispositive power with regard to such Director Shares and Restricted Shares.
(c) Set forth below is a list of all transactions with respect to the Shares effected during the past sixty (60) days by any of the Reporting Persons, inclusive of any transactions effected through 4:00 pm, New York City time, on September 13, 2018. All such transactions in the table were effected in the open market. The prices set forth in the table do not include commissions.
Fund | | Date | | Shares | | Price | | Type |
Trian Partners, L.P. | 9/5/2018 | 282,747 | $ 74.9988 | Sale | ||||
Trian Partners, L.P. | 9/6/2018 | 393,008 | $ 75.0218 | Sale | ||||
Trian Partners, L.P. | 9/7/2018 | 268,896 | $ 75.0634 | Sale | ||||
Trian Partners, L.P. | 9/9/2018 | 369,260 | $ 75.0893 | Sale | ||||
Trian Partners, L.P. | 9/10/2018 | 72,856 | $ 75.1177 | Sale | ||||
Trian Partners Master Fund, L.P. | 9/5/2018 | 493,431 | $ 74.9988 | Sale | ||||
Trian Partners Master Fund, L.P. | 9/6//2018 | 685,853 | $ 75.0218 | Sale | ||||
Trian Partners Master Fund, L.P. | 9/7/2018 | 469,261 | $ 75.0634 | Sale | ||||
Trian Partners Master Fund, L.P. | 9/10/2018 | 644,406 | $ 75.0893 | Sale | ||||
Trian Partners Master Fund, L.P. | 9/11/2018 | 127,144 | $ 75.1177 | Sale | ||||
Trian Partners Co-Investment Opportunities Fund, L.P. | 9/5/2018 | 36,267 | $ 74.9988 | Sale | ||||
Trian Partners Co-Investment Opportunities Fund, L.P. | 9/6/2018 | 50,410 | $ 75.0218 | Sale | ||||
Trian Partners Co-Investment Opportunities Fund, L.P. | 9/7/2018 | 90,271 | $ 75.0634 | Sale | ||||
Trian Partners Co-Investment Opportunities Fund, L.P. | 9/12/2018 | 277,372 | $ 74.4212 | Sale | ||||
Trian Fund Management, L.P. | 9/5/2018 | 4,195 | $ 74.9988 | Sale | ||||
Trian Fund Management, L.P. | 9/6/2018 | 5,829 | $ 75.0218 | Sale | ||||
Trian Fund Management, L.P. | 9/7/2018 | 10,542 | $ 75.0634 | Sale | ||||
Trian Partners Parallel Fund, L.P. | 9/12/2018 | 16,367 | $ 74.4212 | Sale | ||||
Trian Partners Strategic Investment Fund II, L.P. | 9/12/2018 | 71,066 | $ 74.4212 | Sale | ||||
Trian Partners Strategic Investment Fund-A, L.P. | 9/12/2018 | 94,560 | $ 74.4212 | Sale | ||||
Trian Partners Strategic Co-Investment Fund-A, L.P. | 9/12/2018 | 18,611 | $ 74.4212 | Sale | ||||
Trian Partners Strategic Investment Fund-N, L.P. | 9/12/2018 | 52,883 | $ 74.4212 | Sale | ||||
Trian Partners Strategic Investment Fund-D, L.P. | 9/12/2018 | 26,014 | $ 74.4212 | Sale | ||||
Trian Partners Fund (SUB)-G, L.P. | 9/12/2018 | 6,351 | $ 74.4212 | Sale | ||||
Trian Partners Strategic Investment Fund G-II, L.P. | 9/12/2018 | 22,361 | $ 74.4212 | Sale | ||||
Trian Partners Strategic Investment Fund G-III, L.P. | 9/12/2018 | 11,776 | $ 74.4212 | Sale | ||||
Trian SPV (SUB) IX, L.P. | 9/12/2018 | 259,961 | $ 74.4212 | Sale | ||||
Trian Partners Strategic Investment Fund-K, L.P. | 9/12/2018 | 22,885 | $ 74.4212 | Sale | ||||
Trian Partners Strategic Investment Fund-C, L.P. | 9/12/2018 | 21,485 | $ 74.4212 | Sale | ||||
[INTENTIONALLY LEFT BLANK]
SIGNATURE
After reasonable inquiry and to the best of each of the undersigned knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: September 13, 2018
TRIAN FUND MANAGEMENT, L.P. | |||
By: | Trian Fund Management GP, LLC, its general partner | ||
By: | /s/ EDWARD P. GARDEN | ||
Name: | Edward P. Garden | ||
Title: | Member | ||
TRIAN FUND MANAGEMENT GP, LLC | |||
By: | /s/ EDWARD P. GARDEN | ||
Name: | Edward P. Garden | ||
Title: | Member | ||
TRIAN PARTNERS, L.P. | |||
By: | Trian Partners GP, L.P., its general partner | ||
By: | Trian Partners General Partner, LLC, its general partner | ||
By: | /s/ EDWARD P. GARDEN | ||
Name: | Edward P. Garden | ||
Title: | Member | ||
TRIAN PARTNERS MASTER FUND, L.P. | |||||
By: | Trian Partners GP, L.P., its general partner | ||||
By: | Trian Partners General Partner, LLC, its general partner | ||||
By: | /s/ EDWARD P. GARDEN | ||||
Name: | Edward P. Garden | ||||
Title: | Member | ||||
TRIAN PARTNERS PARALLEL FUND I, L.P. | |||||
By: | Trian Partners Parallel Fund I General Partner, LLC, its general partner | ||||
By: | /s/ EDWARD P. GARDEN | ||||
Name: | Edward P. Garden | ||||
Title: | Member | ||||
TRIAN PARTNERS STRATEGIC INVESTMENT FUND-A, L.P. | |||||
By: | Trian Partners Strategic Investment Fund-A GP, L.P., its general partner | ||||
By: | Trian Partners Strategic Investment Fund-A General Partner, LLC, its general partner | ||||
By: | /s/ EDWARD P. GARDEN | ||||
Name: | Edward P. Garden | ||||
Title: | Member | ||||
TRIAN PARTNERS STRATEGIC CO-INVESTMENT FUND-A, L.P. | |||||
By: | Trian Partners Strategic Co-Investment Fund-A GP, L.P., its general partner | ||||
By: | Trian Partners Strategic Co-Investment Fund-A General Partner LLC, its general partner | ||||
By: | /s/ EDWARD P. GARDEN | ||||
Name: | Edward P. Garden | ||||
Title: | Member | ||||
TRIAN PARTNERS STRATEGIC INVESTMENT FUND-N, L.P. | |||||
By: | Trian Partners Strategic Investment Fund-N GP, L.P., its general partner | ||||
By: | Trian Partners Strategic Investment Fund-N General Partner, LLC, its general partner | ||||
By: | /s/ EDWARD P. GARDEN | ||||
Name: | Edward P. Garden | ||||
Title: | Member | ||||
TRIAN PARTNERS STRATEGIC INVESTMENT FUND II, L.P. | |||||
By: | Trian Partners Strategic Investment Fund II GP, L.P., its general partner | ||||
By: | Trian Partners Strategic Investment Fund-II General Partner, LLC, its general partner | ||||
By: | /s/ EDWARD P. GARDEN | ||||
Name: | Edward P. Garden | ||||
Title: | Member | ||||
TRIAN PARTNERS STRATEGIC INVESTMENT FUND-D, L.P. | |||||
By: | Trian Partners Strategic Investment Fund-D GP, L.P., its general partner | ||||
By: | Trian Partners Strategic Investment Fund-D General Partner, LLC, its general partner | ||||
By: | /s/ EDWARD P. GARDEN | ||||
Name: | Edward P. Garden | ||||
Title: | Member | ||||
TRIAN PARTNERS FUND (SUB)-G, L.P. | |||||
By: | Trian Partners Investment Fund-G GP, L.P., its general partner | ||||
By: | Trian Partners Investment Fund-G General Partner, LLC, its general partner | ||||
By: | /s/ EDWARD P. GARDEN | ||||
Name: | Edward P. Garden | ||||
Title: | Member | ||||
TRIAN PARTNERS STRATEGIC FUND-G II, L.P. | |||||
By: | Trian Partners Strategic Fund-G II GP, L.P., its general partner | ||||
By: | Trian Partners Strategic Fund-G II General Partner, LLC, its general partner | ||||
By: | /s/ EDWARD P. GARDEN | ||||
Name: | Edward P. Garden | ||||
Title: | Member | ||||
TRIAN PARTNERS STRATEGIC FUND-G III, L.P. | |||||
By: | Trian Partners Strategic Fund-G III GP, L.P., its general partner | ||||
By: | Trian Partners Strategic Fund-G III General Partner, LLC, its general partner | ||||
By: | /s/ EDWARD P. GARDEN | ||||
Name: | Edward P. Garden | ||||
Title: | Member | ||||
TRIAN PARTNERS CO-INVESTMENT OPPORTUNITIES FUND, LTD. | |||||
By: | /s/ EDWARD P. GARDEN | ||||
Name: | Edward P. Garden | ||||
Title: | Director | ||||
TRIAN SPV (SUB) XI, L.P. | |||||
By: | Trian Partners SPV XI GP, L.P., its general partner | ||||
By: | Trian Partners SPV XI General Partner, LLC, its general partner | ||||
By: | /s/ EDWARD P. GARDEN | ||||
Name: | Edward P. Garden | ||||
Title: | Member | ||||
TRIAN PARTNERS STRATEGIC FUND-K, L.P. | |||||
By: | Trian Partners Strategic Fund-K GP, L.P., its general partner | ||||
By: | Trian Partners Strategic Fund-K General Partner, LLC, its general partner | ||||
By: | /s/ EDWARD P. GARDEN | ||||
Name: | Edward P. Garden | ||||
Title: | Member | ||||
TRIAN PARTNERS STRATEGIC FUND-C, L.P. | |||||
By: | Trian Partners Strategic Fund-C GP, L.P., its general partner | ||||
By: | Trian Partners Strategic Fund-C General Partner, LLC, its general partner | ||||
By: | /s/ EDWARD P. GARDEN | ||||
Name: | Edward. P. Garden | ||||
Title: | Member | ||||
/s/ NELSON PELTZ Nelson Peltz | |||||
/s/ PETER W. MAY Peter W. May | |||||
/s/ EDWARD P. GARDEN Edward P. Garden /s/ JOSHUA D. FRANK Joshua D. Frank |