Filing Details
- Accession Number:
- 0001193125-18-263516
- Form Type:
- 13D Filing
- Publication Date:
- 2018-08-30 15:44:58
- Filed By:
- Novelty Capital Partners Lp
- Company:
- Hopto Inc. (OTCMKTS:HPTO)
- Filing Date:
- 2018-08-30
- SEC Url:
- 13D Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Novelty Capital Partners | 975,711 | 11 | 975,711 | 9.95% | ||
| Novelty Capital Partners GP | 975,711 | 11 | 975,711 | 9.95% | ||
| Novelty Capital | 975,711 | 11 | 975,711 | 9.95% | ||
| Jonathon R. Skeels | 975,711 | 11 | 975,711 | 9.95% |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 1)*
hopTo Inc.
(Name of Issuer)
Common Stock, par value $.0001 per share
(Title of Class of Securities)
440271004
(CUSIP Number)
Jonathon R. Skeels
Novelty Capital, LLC
620 Newport Center Drive, 11th Floor
Newport Beach, CA 92660
(949) 415-6896
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
August 29, 2018
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
| * | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (Exchange Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Exchange Act (however, see the Notes).
CUSIP No. 440271004
| 1 | NAME OF REPORTING PERSON
Novelty Capital Partners LP | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ☐ (b) ☒
| |||||
| 3 | SEC USE ONLY
| |||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS)
WC (See Item 3) | |||||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
NONE | ||||
| 8 | SHARED VOTING POWER
975,711 | |||||
| 9 | SOLE DISPOSITIVE POWER
NONE | |||||
| 10 | SHARED DISPOSITIVE POWER
| |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
975,711 | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.95% | |||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IA | |||||
CUSIP No. 440271004
| 1 | NAME OF REPORTING PERSON
Novelty Capital Partners GP LLC | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ☐ (b) ☒
| |||||
| 3 | SEC USE ONLY
| |||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO (See Item 3) | |||||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
NONE | ||||
| 8 | SHARED VOTING POWER
975,711 | |||||
| 9 | SOLE DISPOSITIVE POWER
NONE | |||||
| 10 | SHARED DISPOSITIVE POWER
| |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
975,711 | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.95% | |||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO | |||||
CUSIP No. 440271004
| 1 | NAME OF REPORTING PERSON
Novelty Capital, LLC | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ☐ (b) ☒
| |||||
| 3 | SEC USE ONLY
| |||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO (See Item 3) | |||||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
NONE | ||||
| 8 | SHARED VOTING POWER
975,711 | |||||
| 9 | SOLE DISPOSITIVE POWER
NONE | |||||
| 10 | SHARED DISPOSITIVE POWER
| |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
975,711 | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.95% | |||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO | |||||
CUSIP No. 440271004
| 1 | NAME OF REPORTING PERSON
Jonathon R. Skeels | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ☐ (b) ☒
| |||||
| 3 | SEC USE ONLY
| |||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO (See Item 3) | |||||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
NONE | ||||
| 8 | SHARED VOTING POWER
975,711 | |||||
| 9 | SOLE DISPOSITIVE POWER
NONE | |||||
| 10 | SHARED DISPOSITIVE POWER
| |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
975,711 | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.95% | |||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN | |||||
This statement constitutes an amendment to the Schedule 13D filed by the undersigned reporting persons on April 2, 2018 (the Schedule 13D) with respect to shares of common stock, par value $.0001 per share (the Common Stock), of hopTo Inc., a Delaware corporation (the Issuer).
Item 4. Purpose of Transaction
Item 4 of the Schedule 13D is amended by adding the following disclosure.
On August 29, 2018, the Issuer disclosed that Novelty Capitals proposed directors, consisting of Jonathon R. Skeels, Richard S. Chernicoff and Thomas C. Stewart, were all elected to the board of directors at the Issuers annual meeting held on August 23, 2018.
The directors may engage, independently of the reporting persons, in any number of the activities specified in Item 4 of schedule 13D without the requirement to disclose such activities in an amendment to this Schedule 13D.
1
SIGNATURE
After reasonable inquiry and to the best of each of the undersigneds knowledge and belief, each of the undersigned certify that the information set forth in this statement is true, complete and correct.
Dated: August 30, 2018
| NOVELTY CAPITAL PARTNERS LP | ||
| By: Novelty Capital Partners GP LLC, its General Partner | ||
| By: Novelty Capital, LLC, sole member of the General Partner | ||
| By | /s/ Jonathon R. Skeels | |
| Jonathon R. Skeels | ||
| Managing Partner | ||
| NOVELTY CAPITAL PARTNERS GP LLC | ||
| By: | Novelty Capital, LLC, sole member of the General Partner | |
| By: | /s/ Jonathon R. Skeels | |
| Jonathon R. Skeels | ||
| Managing Partner | ||
| NOVELTY CAPITAL, LLC | ||
| By: | /s/ Jonathon R. Skeels | |
| Jonathon R. Skeels | ||
| Managing Partner | ||
| By: | /s/ Jonathon R. Skeels | |
| Jonathon R. Skeels | ||
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