Filing Details
- Accession Number:
- 0001140361-18-036980
- Form Type:
- 13G Filing
- Publication Date:
- 2018-08-27 09:09:45
- Filed By:
- Hainan Airlines Holding Co., Ltd.
- Company:
- Azul Sa (NYSE:AZUL)
- Filing Date:
- 2018-08-27
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Hainan Airlines Holding Co., Ltd | 0 | 0 | 0 | 0 | 0 | 0.0% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
| Azul S.A. |
| (Name of Issuer) |
| Preferred Stock |
| (Title of Class of Securities) |
| 05501U1061 |
| (CUSIP Number) |
| August 24, 2018 |
| (Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| ☐ | Rule 13d-1(b) |
| ☐ | Rule 13d-1(c) |
| ☒ | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
1 Listed CUSIP number relates to the American Depository Receipts of the Issuer.
CUSIP No. 05501U106
| 1 | NAME OF REPORTING PERSONS | | | ||
| I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | |||
| Hainan Airlines Holding Co., Ltd. | | | |||
| | | ||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||
| (a)☐ | |||||
| (b)☐ | | | |||
| 3 | SEC USE ONLY | | | ||
| | | | |||
| | | ||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
| People’s Republic of China | | | |||
| | | ||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
| 0 | | | |||
| | | ||||
| 6 | SHARED VOTING POWER | | | ||
| 0 | | | |||
| | | ||||
| 7 | SOLE DISPOSITIVE POWER | | | ||
| 0 | | | |||
| | | ||||
| 8 | SHARED DISPOSITIVE POWER | | | ||
| 0 | | | |||
| | | ||||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
| 0 | | | |||
| | | ||||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
| ☐ | | | |||
| | | ||||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
| 0.0% | | | |||
| | | ||||
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
| CO | | | |||
| | | ||||
| Item 1. | (a) | Name of Issuer: |
| Azul S.A. | ||
| (b) | Address of issuer's principal executive offices: | |
| Edificio Jatobá | ||
| 8th Floor | ||
| Castelo Branco Office Park | ||
| Avenida Marcos Penteado de Ulhôa Rodigues, No. 939 | ||
| Tamboré, Barueri, | ||
| São Paulo, SP 64600-040 | ||
| Brazil | ||
| Item 2. | (a) | Name of person filing: |
| This statement is filed by: | ||
| (i) Hainan Airlines Holding Co., Ltd. | ||
| (b) | Address or principal business office or, if none, residence: | |
| The address of Hainan Airlines Holding Co., Ltd is: | ||
| HNA Plaza | ||
| No, 7 Guoxing Road | ||
| Haikou City, Hainan Province | ||
| People’s Republic of China | ||
| (c) | Citizenship: | |
| People’s Republic of China | ||
| (d) | Title of class of securities: | |
| Preferred Stock | ||
| (e) | CUSIP No.: | |
| 05501U106 |
| Item 3. | If This Statement is filed pursuant to §§.240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is a |
| (a) | ☐ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | |
| (b) | ☐ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | |
| (c) | ☐ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | |
| (d) | ☐ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | |
| (e) | ☐ An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); | |
| (f) | ☐ An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); | |
| (g) | ☐ A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); | |
| (h) | ☐ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.1813); | |
| (i) | ☐ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15
U.S.C. 80a-3); | |
| (j) | ☐ A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J); | |
| (k) | ☐ Group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1) (ii)(J), please
specify the type of institution: |
| Item 4. | Ownership. |
| (a) | Amount beneficially owned: | |
| | 0 shares of Preferred Stock | |
| (b) | Percent of class: | |
| | 0.0% | |
| (c) | Number of shares as to which the person has: |
| (i) | Sole power to vote or to direct the vote | |
| | 0 | |
| (ii) | Shared power to vote or to direct the vote | |
| | 0 | |
| (iii) | Sole power to dispose or to direct the disposition of | |
| 0 | ||
| (iv) | Shared power to dispose or to direct the disposition of | |
| | 0 |
| Instruction: For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1). | |
| Item 5. | Ownership of Five Percent or Less of a Class. |
| If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more
than five percent of the class of securities, check the following ☒. | |
| Instruction: Dissolution of a group requires a response to this item. | |
| Item 6. | Ownership of More Than Five Percent on Behalf of Another Person. |
| Not applicable | |
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
| Not Applicable | |
| Item 8. | Identification and Classification of Members of the Group. |
| Not Applicable | |
| Item 9. | Notice of Dissolution of Group. |
| Not Applicable | |
| Item 10. | Certification. |
| Not Applicable |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
| August 27, 2018 | |
| (Date) | |
| /s/ Qifa Bao | |
| (Signature) | |
| Qifa Bao Chairman, Hainan Airlines Holding Co., Ltd. | |
| (Name/Title) |
The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on
behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided,
however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See s.240.13d-7 for other
parties for whom copies are to be sent.
Attention. Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001).
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