Filing Details
- Accession Number:
- 0001520138-18-000169
- Form Type:
- 13G Filing
- Publication Date:
- 2018-08-06 13:25:47
- Filed By:
- Sugarmade, Inc.
- Company:
- Sugarmade Inc. (OTCMKTS:SGMD)
- Filing Date:
- 2018-08-06
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
LMK CAPITAL | 20,644,733 | 0 | 20,644,733 | 0 | 20,644,733 | 8.4% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. ________) *
SUGARMADE, INC.
(Name of Issuer)
Common Stock $ 0.001 Par Value
(Title of Class of Securities)
865040 10 9
(CUSIP Number)
JIMMY CHAN
750 ROYAL OAKS DR., SUITE 108
MONROVIA, CA 91016
818-929-8013
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
October 28, 2014 [1]
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
CUSIP No. 865040 10 9
1. | NAMES OF REPORTING PERSONS |
LMK CAPITAL LLC, DBA PREMIER PAPER & PLASTIC INTERNATIONAL, a California Limited Liability Company
Amy Thai
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
45-5594305
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) |
(a) ☒
(b) ☐ Not Applicable
3. | SEC USE ONLY |
4. | CITIZENSHIP OR PLACE OF ORGANIZATION |
State of California
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
5. | SOLE VOTING POWER 20,644,733 |
6. | SHARED VOTING POWER 0 |
7. | SOLE DISPOSITIVE POWER 20,644,733 |
8. | SHARED DISPOSITIVE POWER 0 |
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
20,644,733
-1-
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions).
Not Applicable
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.4%
12. TYPE OF REPORTING PERSON (see instructions)
OO – Other [Limited Liability Company - Passive Investor – Rule 13d- 1(c)]
Item 1.
(a) Name of Issuer:
The name of the issuer is SUGARMADE, INC., a Delaware corporation (the “Company”).
(b) Address of Issuer’s Principal Executive Offices:
The Company’s principal executive office is located at 750 Royal Oaks Drive, Suite 108, Monrovia, CA 91016
Item 2.
(a) Name of Person Filing:
LMK CAPITAL LLC, DBA PREMIER PAPER & PLASTIC INTERNATIONAL, a California Limited Liability Company (“LMK”)
(b) Address of the Principal Office or, if none, residence:
750 Royal Oaks Drive, Suite 108, Monrovia, CA 91016
(c) Citizenship:
California Limited Liability Company [File Number 30216810003]
(d) Title of Class of Securities:
Common Stock, $ 0.001 Par Value
(e) CUSIP Number:
865040 10 9
-2-
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a) | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
(b) | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
(c) | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
(d) | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
(e) | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
(f) | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
(g) | A parent holding company or control person in accordance with §240.13d- 1(b)(1)(ii)(G); |
(h) | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
(i) | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
Item 4. Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) | Amount beneficially owned: 20,644,733 |
(b) | Percent of class: 8.4% |
(c) | Number of shares as to which the person has: 20,644,33 |
-3-
Item 5. Ownership of Five Percent or Less of a Class.
Not Applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
The sole Member of LMK consists Amy Thai and she has an equitable interest in the assets of LMK to include, but not limited, to the shares of stock of Sugarmade, Inc. [Jimmy Chan, the Chief Executive Officer and Director of Sugarmade, Inc., is a management consultant to LMK. He is the owner of 14,063,502 (5.71%) of the issuer. LMK, Amy Thai and Jimmy Chan, each disclaims ownership of the shares of stock of the other.]
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
LMK is a California Limited Liability Company, managed under an Operating Agreement wherein management is by all of the members. The sole Member of LMK consists of Amy Thai. Jimmy Chan is a management consultant to LMK and he may participate, directly or indirectly, in the profits of LMK. He disclaims membership in the group. Jimmy Chan is also the Chief Executive Officer and Director of Sugarmade, Inc.
Item 8. Identification and Classification of Members of the Group
LMK is a California Limited Liability Company, managed under an Operating Agreement wherein management is by all members. The sole Member of LMK consists Amy Thai. Jimmy Chan is the management consultant and may participate, directly or indirectly, in the profits of LMK. He disclaims membership in the group. Jimmy Chan is also the Chief Executive Officer and Director of Sugarmade, Inc.
Item 9. Notice of Dissolution of Group.
Not Applicable
-4-
Item 10. Certification.
(a) The following certification shall be included if the statement is filed pursuant to §240.13d-1(b):
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
(b) The following certification shall be included if the statement is filed pursuant to §240.13d-1(c):
By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
August 6, 2018
Date
/s/ Amy Thai
Signature
/s/ Amy Thai
Amy Thai
Member and Manager
Name/Title
[1] All information contained herein is also contained in the Issuer’s filings with the Securities and Exchange Commission.
-5-