Filing Details
- Accession Number:
- 0001654954-18-007063
- Form Type:
- 13G Filing
- Publication Date:
- 2018-06-28 08:00:35
- Filed By:
- Brauser Michael
- Company:
- Polarityte Inc. (NASDAQ:PTE)
- Filing Date:
- 2018-06-28
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Michael Brauser | 1,149,413 | 282,225 | 1,149,413 | 282,225 | 1,431,638 | 6.72% |
Filing
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
SCHEDULE 13G/A
(Rule 13d-102)
INFORMATION
TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT
TO
RULE 13d-2(b)
|
POLARITYTE, INC. |
| (Name of
Issuer) |
| |
| COMMON STOCK, PAR
VALUE $0.001 PER SHARE |
| (Title of Class of
Securities) |
| |
| 731094108 |
| (CUSIP
Number) |
| |
| June 14,
2018 |
| (Date of Event
Which Requires Filing of This Statement) |
Check
the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[ ]
Rule 13d-1(b)
[ x]
Rule 13d-1(c)
[ ]
Rule 13d-1(d)
| CUSIP
No. 731094108 |
| 1 | NAME OF
REPORTING PERSONS S.S. OR
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES
ONLY) Michael
Brauser |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)
☐
(b) ☐ |
| 3 | SEC USE
ONLY |
| 4 | CITIZENSHIP OR
PLACE OF ORGANIZATION United
States |
| NUMBER
OF SHARES | 5 | SOLE
VOTING POWER 1,149,413 |
| BENEFICIALLY OWNED
BY | 6 | SHARED
VOTING POWER 282,225 |
| EACH REPORTING | 7 | SOLE
DISPOSITIVE POWER 1,149,413 |
| PERSON
WITH | 8 | SHARED
DISPOSITIVE POWER 282,225 |
| 9 | AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,431,638 (1) |
| 10 | CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.72%
(based on 21,304,370 shares issued and outstanding as of June 14,
2018) |
| 12 | TYPE OF
REPORTING PERSON* IN |
(1). Includes 1,113,716 shares of common stock
held by Michael Brauser; 263,692 shares of common stock held
by Grander Holdings, Inc.
401K (“401K”), (ii) 35,697 shares of common stock held
by Michael & Betsy Brauser Tenants by Entirety
(“TBE”) and (iii) 18,533 shares of common stock held by
Betsy & Michael Brauser Charitable Family Foundation (the
“Foundation”). Mr. Brauser is the Trustee of 401K and
Chairman of the Foundation and
in such capacities is deemed to hold voting and dispositive power
over the securities held by such entities. Mr. Brauser and his
wife, Betsy Brauser, jointly hold the securities held by TBE. As a
tenant by entirety with Mrs. Brauser, Mr. Brauser holds voting and
dispositive power over the securities jointly
held.
Item
1(a).
Name of Issuer:
PolarityTE,
Inc., a Delaware corporation (“Issuer”)
Item 1(b).
Address of Issuer's Principal Executive Offices:
1960 S 4250 W, Salt Lake City, UT 84104
Item
2(a). Name of Person Filing.
This
statement is being filed by Michael Brauser, 401K, Foundation and
TBE (collectively, the “Reporting
Persons”).
Item 2(b).
Address of Principal Business Office or, if None,
Residence.
The Reporting Persons’ business address
is 4400 Biscayne Blvd.,
Miami, FL 33137.
Item 2(c).
Citizenship.
United
States/Florida.
Item 2(d).
Title of Class of Securities.
Common
Stock, par value $0.001.
Item 2(e).
CUSIP Number.
731094108
Item 3. Type
of Person
Not
applicable.
Item 4.
Ownership.
(a)
Amount beneficially owned: 1,431,638
(b)
Percent of class: 6.72 % (based on
21,304,370 shares issued and outstanding as of June 14,
2018)
(c)
Number of shares as to which the person has:
(i)
Sole power to vote or to direct the vote: 1,149,413
(ii)
Shared power to vote or to direct the vote:
282,225
(iii)
Sole power to dispose or to direct the disposition of: 1,149,413
(iv)
Shared power to dispose or to direct the disposition of:
282,225
Item 5.
Ownership of Five Percent or Less of a Class.
Not
applicable.
Item 6.
Ownership of More than Five Percent on Behalf of Another
Person.
Not
applicable.
Item 7.
Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported by the Parent Holding
Company.
Not
applicable.
Item 8.
Identification and Classification of Members of the
Group.
Not
applicable.
Item 9.
Notice of Dissolution of Group.
Not
applicable.
Item 10.
Certifications.
By
signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or
effect.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true,
complete and correct.
| Dated:
June 27, 2018 | | /s/
Michael Brauser |
| | | Michael
Brauser |
| Dated:
June 27, 2018 | GRANDER
HOLDINGS INC. 401K | |
| | | |
| | By: | /s/
Michael Brauser |
| | | Michael
Brauser, Trustee |
| Dated:
June 27, 2018 | BETSY
& MICHAEL BRAUSER CHARITABLE | |
| | | FAMILY
FOUNDATION |
| | By: | /s/
Michael Brauser |
| | | Michael
Brauser, Trustee |
| Dated:
June 27, 2018 | MICHAEL
& BETSY BRAUSER TENANTS BY ENTIRETY | |
| | | |
| | By: | /s/
Michael Brauser |
| | | Michael
Brauser |
| | | |
| | By: | /s/
Betsy Brauser |
| | | Betsy
Brauser |
| | | |