Filing Details

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

SCHEDULE 13G

INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2

UNDER THE SECURITIES EXCHANGE ACT OF 1934

MATTERSIGHT CORPORATION

(Name of Issuer)

COMMON STOCK

(Title of Class of Securities)

577097108

(CUSIP Number)

April 26, 2018

(Date of Event Which Requires Filing of This Statement)

Check the Appropriate box to designate the rule pursuant to which this schedule is filed:

 

☐ Rule 13d-1(b)

☒ Rule 13d-1(c)

☐ Rule 13d-1(d)

CUSIP No. 577097108

13G

Page 2 of 6 Pages

 

1	NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
	MMCAP International Inc. SPC
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☑                                                                                                                            (b) ☐
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION
	Cayman Islands
		5	SOLE VOTING POWER
NUMBER OF			0
SHARES		6	SHARED VOTING POWER
BENEFICIALLY			2,069,979
OWNED BY		7	SOLE DISPOSITIVE POWER
EACH			0
REPORTING		8	SHARED DISPOSITIVE POWER
PERSON WITH			2,069,979
9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
	2,069,979
10	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
	6.2314%* *The percentages used herein are calculated based upon 33,218,345 outstanding shares of the Issuer as of March 2, 2018.
12	TYPE OF REPORTING PERSON*
	CO

*SEE INSTRUCTIONS BEFORE FILLING OUT!

CUSIP No. 577097108

13G

Page 3 of 6 Pages

 

1	NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
	MM Asset Management Inc.
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                 (a) ☑                                                                                                                                       (b) ☐
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION
	Ontario, Canada
		5	SOLE VOTING POWER
NUMBER OF			0
SHARES		6	SHARED VOTING POWER
BENEFICIALLY			2,069,979
OWNED BY		7	SOLE DISPOSITIVE POWER
EACH			0
REPORTING		8	SHARED DISPOSITIVE POWER
PERSON WITH			2,069,979
9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
	2,069,979
10	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
	6.2314%* *The percentages used herein are calculated based upon 33,218,345 outstanding shares of the Issuer as of March 2, 2018.
12	TYPE OF REPORTING PERSON*
	CO

*SEE INSTRUCTIONS BEFORE FILLING OUT!

CUSIP No. 577097108

13G

Page 4 of 6 Pages

 

Mattersight Corporation

200 W. Madison Street, Suite 3100
Chicago, Illinois 60606

i)  MMCAP International Inc. SPC

 

i)  P.O. Box 259

    George Town Financial Center

    90 Fort Street

    Grand Cayman, Cayman Islands KY1-1208

 

ii) 66 Wellington Street West, Suite 2707
       Toronto, Ontario M5K 1H6 Canada

 

i)  Cayman Islands
ii) Ontario, Canada

Common Stock

577097108

Item 3.

If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

(b)   ☐

Bank as defined in Section 3(a)(6) of the Act;

(c)   ☐

Insurance Company as defined in Section 3(a)(19) of the Act;

(d)   ☐

Investment Company registered under Section 8 of the Investment Company Act;

(e)   ☐

Investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

(f)   ☐

Employee benefit plan or endowment plan in accordance with Rule 13d-1(b)(1)(ii)(F);

(g)   ☐

Parent holding company or control person, in accordance with Rule 13d-1(b)(1)(ii)(G);

(h)   ☐

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;

(i)   ☐

A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940:

CUSIP No. 577097108

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Page 5 of 6 Pages

 

(j)   ☐

Group, in accordance with Rule 13d-1(b)(1)(ii)(j).

☑

If this statement is filed pursuant to Rule 13d-1(c), check this box.

Item 4.

Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities identified in Item 1.

(a)

Amount beneficially owned: 2,069,979

 

(b)

Percent of class:  6.2314%*

(c)

Number of shares as to which such person has:

 

*The percentages used herein are calculated based upon 33,218,345 outstanding shares of the Issuer as of March 2, 2018.

Instruction.  For computations regarding securities which represent a right to acquire an underlying security, see Rule 13d-3(d)(1).

Item 5.

Ownership of Five Percent or Less of a Class.

If the statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [   ].

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

N/A

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

N/A

Item 8.

Identification and Classification of Members of the Group.

N/A

Item 9.

Notice of Dissolution of Group.

N/A

CUSIP No. 577097108

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Page 6 of 6 Pages

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

	May  4 , 2018
	(Date)
	MMCAP International Inc. SPC
	By: /s/ Matthew MacIsaac                                  Matthew MacIsaac, Director
	May 4, 2018
	(Date)
	MM Asset Management Inc.
	By:  /s/ Hillel Meltz                                              Hillel Meltz, President