Filing Details

Accession Number:
0001193125-18-140845
Form Type:
13G Filing
Publication Date:
2018-04-30 07:53:03
Filed By:
Henry Partners L P
Company:
Smith Midland Corp (OTCMKTS:SMID)
Filing Date:
2018-04-30
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Henry Partners 6. 7. 8. 9. 10. 12. Type of Reporting Person (See Instructions) PN See Item 5 herein 150 less than 5%
Matthew Partners 6. 7. 8. 9. 10. 12. Type of Reporting Person (See Instructions) PN See Item 5 herein 150 less than 5%
Henry Investment Trust 6. 7. 8. 9. 10. 12. Type of Reporting Person (See Instructions) PN See Item 5 herein 150 less than 5%
David W. Wright 6. 7. 8. 9. 12. Type of Reporting Person (See Instructions) PN See Item 5 herein 150 less than 5%
Filing

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934

(Amendment No. 4)*

 

 

Smith-Midland Corporation

(Name of Issuer)

Common Stock, par value $.01 per share

(Title of Class of Securities)

832156103

(CUSIP Number)

April 12, 2018

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☒ Rule 13d-1(c)

☐ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


Schedule 13G   Page 2 of 7 Pages
CUSIP NO. 832156103  

 

  1.  

Names of Reporting Persons

 

Henry Partners, L.P.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☒        (b)  ☐

 

  3.  

SEC USE ONLY

 

    

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

  Beneficially  

Owned by

Each

Reporting

Person

With

   5.    

Sole Voting Power

 

*

   6.   

Shared Voting Power

 

*

   7.   

Sole Dispositive Power

 

*

   8.   

Shared Dispositive Power

 

*

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

Henry Partners, L.P. *

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  ☐

 

    

11.  

Percent of Class Represented by Amount in Row (9)*

 

*

12.  

Type of Reporting Person (See Instructions)

 

PN

 

* See Item 5 herein less than 5%.

Schedule 13G   Page 3 of 7 Pages
CUSIP NO. 832156103  

 

  1.  

Names of Reporting Persons

 

Matthew Partners, L.P.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☒        (b)  ☐

 

  3.  

SEC USE ONLY

 

    

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

  Beneficially  

Owned by

Each

Reporting

Person

With

   5.    

Sole Voting Power

 

*

   6.   

Shared Voting Power

 

*

   7.   

Sole Dispositive Power

 

*

   8.   

Shared Dispositive Power

 

*

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

*

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  ☐

 

    

11.  

Percent of Class Represented by Amount in Row (9)*

 

*

12.  

Type of Reporting Person (See Instructions)

 

PN

 

* See Item 5 herein less than 5%.

Schedule 13G   Page 4 of 7 Pages
CUSIP NO. 832156103  

 

  1.  

Names of Reporting Persons

 

Henry Investment Trust, L.P.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☒*        (b)  ☐

 

  3.  

SEC USE ONLY

 

    

  4.  

Citizenship or Place of Organization

 

Pennsylvania

Number of

Shares

  Beneficially  

Owned by

Each

Reporting

Person

With

   5.    

Sole Voting Power

 

*

   6.   

Shared Voting Power

 

*

   7.   

Sole Dispositive Power

 

*

   8.   

Shared Dispositive Power

 

*

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person*

 

*

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  ☐

 

    

11.  

Percent of Class Represented by Amount in Row (9)

 

*

12.  

Type of Reporting Person (See Instructions)

 

PN

 

* See Item 5 herein less than 5%.

Schedule 13G   Page 5 of 7 Pages
CUSIP NO. 832156103  

 

  1.  

Names of Reporting Persons

 

David W. Wright

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☒*        (b)  ☐

 

  3.  

SEC USE ONLY

 

    

  4.  

Citizenship or Place of Organization

 

Pennsylvania

Number of

Shares

  Beneficially  

Owned by

Each

Reporting

Person

With

   5.    

Sole Voting Power

 

*

   6.   

Shared Voting Power

 

*

   7.   

Sole Dispositive Power

 

*

   8.   

Shared Dispositive Power

 

*

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person*

 

*

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  ☐

 

    

11.  

Percent of Class Represented by Amount in Row (9)

 

*

12.  

Type of Reporting Person (See Instructions)

 

PN

 

* See Item 5 herein less than 5%.

Schedule 13G   Page 6 of 7 Pages
CUSIP NO. 832156103  

 

Item 1.(a)    Name of Issuer:
   Smith-Midland Corporation
Item 1.(b)    Address of Issuers Principal Executive Offices:
   5119 Catlett Road, P.O. Box 300
   Midland, VA 22728
Item 2.(a)    Name of Person Filing:
   (1)   Henry Partners, L.P.
   (2)   Matthew Partners, L.P.
   (3)   Henry Investment Trust, L.P.
   (4)   David W. Wright
Item 2.(b)    Address of Principal Business Office or, if none, Residence:
   (1)   255 South 17th Street, Suite 1102
     Philadelphia, PA 19103
   (2)   255 South 17th Street, Suite 1102
     Philadelphia, PA 19103
   (3)   255 South 17th Street, Suite 1102
     Philadelphia, PA 19103
   (4)   255 South 17th Street, Suite 1102
     Philadelphia, PA 19103
Item 2.(c)    Citizenship:
   (1)   Delaware
   (2)   Delaware
   (3)   Pennsylvania
   (4)   Pennsylvania
Item 2.(d)    Title of Class of Securities:
   Common Stock, par value $.01 per share
Item 2.(e)    CUSIP Number:
   832156103  
Item 3.    Ownership of Five Percent or Less of a Class.
   If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following.  ☒

Schedule 13G   Page 7 of 7 Pages
CUSIP NO. 832156103  

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

    HENRY PARTNERS, L.P. by its General Partner,
      HENRY INVESTMENT TRUST, L.P., by its
      General Partner, CANINE PARTNERS, LLC
Date: April 26, 2018     By:  

/s/ David W. Wright

      David W. Wright,
      President
    MATTHEW PARTNERS, L.P. by its General Partner,
      HENRY INVESTMENT TRUST, L.P., by its
      General Partner, CANINE PARTNERS, LLC
Date: April 26, 2018     By:  

/s/ David W. Wright

      David W. Wright,
      President
    HENRY INVESTMENT TRUST, L.P., by its
      General Partner, CANINE PARTNERS, LLC
Date: April 26, 2018     By:  

/s/ David W. Wright

      David W. Wright,
      President
Date: April 26, 2018    

/s/ David W. Wright

    David W. Wright