Home > Insider Trading > Latest 13D and 13G Filings > 13G Filing (0001140361-18-019594)

Filing Details

Accession Number:: 0001140361-18-019594
Form Type:: 13G Filing
Publication Date:: 2018-04-25 19:01:26

Filed By:: Baulch Thomas Donald Jr.
Company:: Morgan Group Holding Co (OTCMKTS:MGHL)
Filing Date:: 2018-04-26
SEC Url:: 13G Filing

Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name	Sole Voting Power	Shared Voting Power	Sole Dispositive Power	Shared Dispositive Power	Aggregate Amount Owned Power	Percent of Class
Thomas Donald Baulch Jr	357,476	124,427	357,476	124,427	481,903	9.92%

Filing

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 8)*

MORGAN GROUP HOLDING CO.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

61735R104

(CUSIP Number)

March 23, 2018

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d-1(b)

x Rule 13d-1(c)

o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No.

61735R104


1	NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
	Thomas Donald Baulch Jr

2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
	(a) o
	(b) o

3	SEC USE ONLY



4	CITIZENSHIP OR PLACE OF ORGANIZATION

	USA

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:		5	SOLE VOTING POWER

			357,476

		6	SHARED VOTING POWER

			124,427

		7	SOLE DISPOSITIVE POWER

			357,476

		8	SHARED DISPOSITIVE POWER

			124,427

9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

	481,903

10	CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

	o

11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

	9.92%

12	TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

	IN
	FOOTNOTES

	6 - Securities held of record by the wife of T. Baulch. 8 - Securities held of record by the wife of T. Baulch.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.



Date: April 25, 2018	By:	/s/ Thomas Donald Baulch Jr
		Name: Thomas Donald Baulch Jr

Footnotes:

Item 4(c)(ii) - Securities held of record by the wife of T. Baulch.
Item 4(c)(iv) - Securities held of record by the wife of T. Baulch.

Attention:

Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)