Filing Details
- Accession Number:
- 0001654954-18-004307
- Form Type:
- 13G Filing
- Publication Date:
- 2018-04-24 21:41:55
- Filed By:
- Brauser Michael
- Company:
- Polarityte Inc. (NASDAQ:PTE)
- Filing Date:
- 2018-04-25
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Michael Brauser | 1,169,246 | 243,755 | 1,169,246 | 243,755 | 1,413,001 | 8.58% |
Filing
SECURITIES AND
EXCHANGE COMMISSION
WASHINGTON, DC
20549
SCHEDULE
13G
(Rule
13d-102)
INFORMATION
TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO
RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT
TO
RULE
13d-2(b)
|
POLARITYTE, INC. |
| (Name of
Issuer) |
| |
| COMMON STOCK, PAR
VALUE $0.001 PER SHARE |
| (Title of Class of
Securities) |
| |
| 731094108 |
| (CUSIP
Number) |
| |
| December 31,
2017 |
| (Date of Event
Which Requires Filing of This Statement) |
Check the
appropriate box to designate the rule pursuant to which this
Schedule is filed:
[ ] Rule
13d-1(b)
[ x] Rule
13d-1(c)
[ ] Rule
13d-1(d)
| CUSIP No.
731094108 | |
| 1 | NAME OF REPORTING
PERSONS S.S. OR I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Michael
Brauser |
| 2 | CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐
(b) ☐ |
| 3 | SEC USE
ONLY |
| 4 | CITIZENSHIP OR
PLACE OF ORGANIZATION United
States |
| NUMBER OF
SHARES | 5 | SOLE VOTING
POWER 1,169,246 |
| BENEFICIALLY OWNED
BY | 6 | SHARED VOTING
POWER 243,755 |
| EACH REPORTING | 7 | SOLE DISPOSITIVE
POWER 1,169,246 |
| PERSON
WITH | 8 | SHARED DISPOSITIVE
POWER 243,755 |
| 9 | AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,413,001 (1) |
| 10 | CHECK IF THE
AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) |
| 11 | PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW 9 8.58%
(based on 16,457,665 shares issued and outstanding as of March 8,
2018) |
| 12 | TYPE OF REPORTING
PERSON* IN |
(1). Includes 1,114,816 shares of common stock
held by Michael Brauser; 243,755 shares of common stock held
by Grander Holdings, Inc.
401K (“401K”), (ii) 35,897 shares of common stock held
by Michael & Betsy Brauser Tenants by Entirety
(“TBE”) and (iii) 18,533 shares of common stock held by
Betsy & Michael Brauser Charitable Family Foundation (the
“Foundation”). Mr. Brauser is the Trustee of 401K and
Chairman of the Foundation and
in such capacities is deemed to hold voting and dispositive power
over the securities held by such entities. Mr. Brauser and his
wife, Betsy Brauser, jointly hold the securities held by TBE. As a
tenant by entirety with Mrs. Brauser, Mr. Brauser holds voting and
dispositive power over the securities jointly
held.
Item
1(a).
Name of
Issuer:
PolarityTE, Inc., a
Delaware corporation (“Issuer”)
Item
1(b).
Address of Issuer's
Principal Executive Offices:
615
Arapeen Drive, Salt Lake City, UT 84108
Item
2(a).
Name of Person
Filing.
This
statement is being filed by Michael Brauser, 401K, Foundation and
TBE (collectively, the “Reporting
Persons”).
Item
2(b).
Address of
Principal Business Office or, if None, Residence.
The Reporting Persons’ business address
is 4400 Biscayne Blvd.,
Miami, FL 33137.
Item
2(c).
Citizenship.
United
States/Florida.
Item
2(d).
Title of Class of
Securities.
Common Stock, par
value $0.001.
Item
2(e).
CUSIP
Number.
731094108
Item
3.
Type of
Person
Not
applicable.
Item
4.
Ownership.
(a) Amount
beneficially owned: 1,400,738
(b) Percent of
class: 8.58 % (based on 16,457,665
shares issued and outstanding as of March 8,
2018)
(c) Number of
shares as to which the person has:
(i) Sole power to
vote or to direct the vote: 1,169,246
(ii) Shared power
to vote or to direct the vote: 243,755
(iii) Sole power to
dispose or to direct the disposition of: 1,169,246
(iv) Shared power
to dispose or to direct the disposition of: 243,755
Item
5.
Ownership of Five
Percent or Less of a Class.
Not
applicable.
Item
6.
Ownership of More
than Five Percent on Behalf of Another Person.
Not
applicable.
Item
7.
Identification and
Classification of the Subsidiary Which Acquired the Security Being
Reported by the Parent Holding Company.
Not
applicable.
Item
8.
Identification and
Classification of Members of the Group.
Not
applicable.
Item
9.
Notice of
Dissolution of Group.
Not
applicable.
Item
10.
Certifications.
By signing below I
certify that, to the best of my knowledge and belief, the
securities referred to above were not acquired and are not held for
the purpose of or with the effect of changing or influencing the
control of the issuer of the securities and were not acquired and
are not held in connection with or as a participant in any
transaction having that purpose or effect.
SIGNATURE
After reasonable
inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and
correct.
| Dated: April 24,
2018 | /s/ Michael
Brauser |
| | Michael
Brauser |
| Dated: April 24,
2018 | GRANDER HOLDINGS
INC. 401K | |
| | | |
| | By: | /s/ Michael
Brauser |
| | | Michael Brauser,
Trustee |
| Dated: April 24,
2018 | BETSY & MICHAEL
BRAUSER CHARITABLE | |
| | | FAMILY
FOUNDATION |
| | By: | /s/ Michael
Brauser |
| | | Michael Brauser,
Trustee |
| Dated: April 24,
2018 | MICHAEL & BETSY
BRAUSER TENANTS BY ENTIRETY | |
| | | |
| | By: | /s/ Michael
Brauser |
| | | Michael
Brauser |
| | | |
| | By: | /s/ Betsy
Brauser |
| | | Betsy
Brauser |
| | | |