Filing Details
- Accession Number:
- 0001193125-18-103405
- Form Type:
- 13D Filing
- Publication Date:
- 2018-03-30 16:45:03
- Filed By:
- Quintana Capital Group, L.p.
- Company:
- Quintana Energy Services Inc. (NYSE:"QES")
- Filing Date:
- 2018-03-30
- SEC Url:
- 13D Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Quintana Capital Group | 0 | 0 | (3) 76.3% | |||
Quintana Capital Group GP Ltd. 86-117 | 0 | 0 | (3) 76.3% | |||
Quintana Energy Partners | 0 | 0 | (3) 76.3% | |||
Quintana Energy Fund 151 FI | 0 | 0 | (3) 76.3% | |||
Quintana Energy Fund 151 TE | 0 | 0 | (3) 76.3% | |||
Quintana Energy Partners 151 QES Holdings | 0 | 0 | (3) 76.3% | |||
QEP Management Co. | 0 | 0 | (3) 76.3% | |||
QEP Management Co. GP | 0 | 0 | (3) 76.3% | |||
Robertson QES Investment | 0 | 0 | (2) 76.3% | |||
Corbin J. Robertson, Jr | 0 | 0 | (6) 76.3% | |||
Archer Limited | 0 | 0 | (3) 76.3% | |||
Archer Assets UK Limited | 0 | 0 | (3) 76.3% | |||
( | 0 | 0 | (3) 76.3% | |||
Archer Holdco | 0 | 0 | (3) 76.3% | |||
John Fredriksen | 0 | 0 | (3) 76.3% | |||
C.K. Limited | 0 | 0 | (3) 76.3% | |||
Greenwich Holdings Limited | 0 | 0 | (3) 76.3% | |||
Famatown Finance Limited | 0 | 0 | (3) 76.3% | |||
Geveran Investments Limited | (3) 76.3% |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)
Quintana Energy Services Inc.
(Name of Issuer)
Common Stock, par value of $0.01 per share
(Title of Class of Securities)
74875T 10 3
(CUSIP Number)
Max L. Bouthillette
Executive Vice President, General Counsel, Chief Compliance Officer and
Corporate Secretary
1415 Louisiana Street, Suite 2900
Houston, Texas 77002
Tel: (832) 518-4094
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
March 29, 2018
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box: ☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following pages)
Common Stock CUSIP No. 74875T 10 3 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Quintana Capital Group, L.P. 86-1172016 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 shares | ||||
8 | SHARED VOTING POWER (1)
25,654,384 shares | |||||
9 | SOLE DISPOSITIVE POWER
0 shares | |||||
10 | SHARED DISPOSITIVE POWER (2)
6,459,524 shares |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
25,654,384 shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (3)
76.3% | |||||
14 | TYPE OF REPORTING PERSON
PN |
(1) | Consists of 25,654,384 aggregate shares of common stock held of record by certain of the Reporting Persons, of which Quintana Capital Group, L.P. may be deemed to have shared voting power and beneficial ownership by virtue of the Equity Rights Agreement discussed in Item 6 hereof. |
(2) | Consists of 5,345,505 shares of common stock for which Quintana Energy PartnersQES Holdings, L.L.C. is the record owner, 795,018 shares of common stock for which Quintana Energy FundFI, LP is the record owner, and 319,001 shares of common stock for which Quintana Energy FundTE, LP is the record owner. Quintana Energy Partners, L.P. controls Quintana Energy PartnersQES Holdings L.L.C. The general partner of each of Quintana Energy Partners, L.P., Quintana Energy FundFI, LP and Quintana Energy FundTE, LP is Quintana Capital Group, L.P. Quintana Capital Group, L.P. may be deemed to have beneficial ownership of the shares directly held by Quintana Energy PartnersQES Holdings, L.L.C., Quintana Energy FundTE, LP and Quintana Energy Fund FI, LP. |
(3) | Based on 33,630,934 shares of Common Stock outstanding as of March 27, 2018, as reported in the Issuers Annual Report on Form 10-K for the year ended December 31, 2017, as filed with the Securities and Exchange Commission on March 29, 2018. |
2
Common Stock CUSIP No. 74875T 10 3 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Quintana Capital Group GP Ltd. 86-1172015 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 shares | ||||
8 | SHARED VOTING POWER (1)
25,654,384 shares | |||||
9 | SOLE DISPOSITIVE POWER
0 shares | |||||
10 | SHARED DISPOSITIVE POWER (2)
6,459,524 shares |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
25,654,384 shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (3)
76.3% | |||||
14 | TYPE OF REPORTING PERSON
OO |
(1) | Consists of 25,654,384 aggregate shares of common stock held of record by certain of the Reporting Persons, of which Quintana Capital Group GP Ltd. may be deemed to have shared voting power and beneficial ownership by virtue of the Equity Rights Agreement discussed in Item 6 hereof. |
(2) | Consists of 5,345,505 shares of common stock for which Quintana Energy PartnersQES Holdings, L.L.C. is the record owner, 795,018 shares of common stock for which Quintana Energy FundFI, LP is the record owner, and 319,001 shares of common stock for which Quintana Energy FundTE, LP is the record owner. Quintana Energy Partners, L.P. controls Quintana Energy PartnersQES Holdings L.L.C. The general partner of each of Quintana Energy Partners, L.P., Quintana Energy FundFI, LP and Quintana Energy FundTE, LP is Quintana Capital Group, L.P. Quintana Capital Group GP, Ltd. is the general partner of Quintana Capital Group, L.P. and may be deemed to have beneficial ownership of the shares directly held by Quintana Energy PartnersQES Holdings, L.L.C., Quintana Energy FundTE, LP and Quintana Energy Fund FI, LP. |
(3) | Based on 33,630,934 shares of Common Stock outstanding as of March 27, 2018, as reported in the Issuers Annual Report on Form 10-K for the year ended December 31, 2017, as filed with the Securities and Exchange Commission on March 29, 2018. |
3
Common Stock CUSIP No. 74875T 10 3 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Quintana Energy Partners, L.P. 86-1172018 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 shares | ||||
8 | SHARED VOTING POWER (1)
25,654,384 shares | |||||
9 | SOLE DISPOSITIVE POWER
0 shares | |||||
10 | SHARED DISPOSITIVE POWER (2)
5,345,505 shares |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
25,654,384 shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (3)
76.3% | |||||
14 | TYPE OF REPORTING PERSON
PN |
(1) | Consists of 25,654,384 aggregate shares of common stock held of record by certain of the Reporting Persons, of which Quintana Energy Partners, L.P. may be deemed to have shared voting power and beneficial ownership by virtue of the Equity Rights Agreement discussed in Item 6 hereof. |
(2) | Quintana Energy PartnersQES Holdings, L.L.C. is the record owner of these shares. Quintana Energy Partners, L.P. controls Quintana Energy PartnersQES Holdings L.L.C. and may be deemed to have beneficial ownership of the shares. |
(3) | Based on 33,630,934 shares of Common Stock outstanding as of March 27, 2018, as reported in the Issuers Annual Report on Form 10-K for the year ended December 31, 2017, as filed with the Securities and Exchange Commission on March 29, 2018. |
4
Common Stock CUSIP No. 74875T 10 3 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Quintana Energy FundFI, LP 03-0604623 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 shares | ||||
8 | SHARED VOTING POWER (1)
25,654,384 shares | |||||
9 | SOLE DISPOSITIVE POWER
0 shares | |||||
10 | SHARED DISPOSITIVE POWER (2)
795,018 shares |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
25,654,384 shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (3)
76.3% | |||||
14 | TYPE OF REPORTING PERSON
PN |
(1) | Consists of 25,654,384 aggregate shares of common stock held of record by certain of the Reporting Persons, of which Quintana Energy FundFI, LP may be deemed to have shared voting power and beneficial ownership by virtue of the Equity Rights Agreement discussed in Item 6 hereof. |
(2) | Quintana Energy FundFI, LP is the record owner of these shares. |
(3) | Based on 33,630,934 shares of Common Stock outstanding as of March 27, 2018, as reported in the Issuers Annual Report on Form 10-K for the year ended December 31, 2017, as filed with the Securities and Exchange Commission on March 29, 2018. |
5
Common Stock CUSIP No. 74875T 10 3 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Quintana Energy FundTE, LP 03-0604624 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 shares | ||||
8 | SHARED VOTING POWER (1)
25,654,384 shares | |||||
9 | SOLE DISPOSITIVE POWER
0 shares | |||||
10 | SHARED DISPOSITIVE POWER (2)
319,001 shares |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
25,654,384 shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (3)
76.3% | |||||
14 | TYPE OF REPORTING PERSON
PN |
(1) | Consists of 25,654,384 aggregate shares of common stock held of record by certain of the Reporting Persons, of which Quintana Energy FundTE, LP may be deemed to have shared voting power and beneficial ownership by virtue of the Equity Rights Agreement discussed in Item 6 hereof. |
(2) | Quintana Energy FundTE, LP is the record owner of these shares. |
(3) | Based on 33,630,934 shares of Common Stock outstanding as of March 27, 2018, as reported in the Issuers Annual Report on Form 10-K for the year ended December 31, 2017, as filed with the Securities and Exchange Commission on March 29, 2018. |
6
Common Stock CUSIP No. 74875T 10 3 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Quintana Energy PartnersQES Holdings, L.L.C. 82-4267266 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware, United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 shares | ||||
8 | SHARED VOTING POWER (1)
25,654,384 shares | |||||
9 | SOLE DISPOSITIVE POWER
0 shares | |||||
10 | SHARED DISPOSITIVE POWER (2)
5,345,505 shares |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
25,654,384 shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (3)
76.3% | |||||
14 | TYPE OF REPORTING PERSON
OO |
(1) | Consists of 25,654,384 aggregate shares of common stock held of record by certain of the Reporting Persons, of which Quintana Energy PartnersQES Holdings, L.L.C. may be deemed to have shared voting power and beneficial ownership by virtue of the Equity Rights Agreement discussed in Item 6 hereof. |
(2) | Quintana Energy PartnersQES Holdings L.L.C. is the record owner of these shares. |
(3) | Based on 33,630,934 shares of Common Stock outstanding as of March 27, 2018, as reported in the Issuers Annual Report on Form 10-K for the year ended December 31, 2017, as filed with the Securities and Exchange Commission on March 29, 2018. |
7
Common Stock CUSIP No. 74875T 10 3 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
QEP Management Co., LP 86-1172021 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
WC (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware, United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 shares | ||||
8 | SHARED VOTING POWER (1)
25,654,384 shares | |||||
9 | SOLE DISPOSITIVE POWER
0 shares | |||||
10 | SHARED DISPOSITIVE POWER (2)
100,000 shares |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
25,654,384 shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (3)
76.3% | |||||
14 | TYPE OF REPORTING PERSON
PN |
(1) | Consists of 25,654,384 aggregate shares of common stock held of record by certain of the Reporting Persons, of which QEP Management Co., LP may be deemed to have shared voting power and beneficial ownership by virtue of the Equity Rights Agreement discussed in Item 6 hereof. |
(2) | QEP Management Co., LP is the record owner of these shares. |
(3) | Based on 33,630,934 shares of Common Stock outstanding as of March 27, 2018, as reported in the Issuers Annual Report on Form 10-K for the year ended December 31, 2017, as filed with the Securities and Exchange Commission on March 29, 2018. |
8
Common Stock CUSIP No. 74875T 10 3 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
QEP Management Co. GP, LLC 86-1172020 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware, United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 shares | ||||
8 | SHARED VOTING POWER (1)
25,654,384 shares | |||||
9 | SOLE DISPOSITIVE POWER
0 shares | |||||
10 | SHARED DISPOSITIVE POWER (2)
100,000 shares |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
25,654,384 shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (3)
76.3% | |||||
14 | TYPE OF REPORTING PERSON
OO |
(1) | Consists of 25,654,384 aggregate shares of common stock held of record by certain of the Reporting Persons, of which QEP Management Co. GP, LLC may be deemed to have shared voting power and beneficial ownership by virtue of the Equity Rights Agreement discussed in Item 6 hereof. |
(2) | QEP Management Co., LP is the record owner of these shares. QEP Management Co. GP, LLC is the general partner of QEP Management Co., LP and therefore may be deemed to beneficially own these shares. |
(3) | Based on 33,630,934 shares of Common Stock outstanding as of March 27, 2018, as reported in the Issuers Annual Report on Form 10-K for the year ended December 31, 2017, as filed with the Securities and Exchange Commission on March 29, 2018. |
9
Common Stock CUSIP No. 74875T 10 3 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Robertson QES Investment LLC 81-4676115 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware, United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 shares | ||||
8 | SHARED VOTING POWER (1)
25,654,384 shares | |||||
9 | SOLE DISPOSITIVE POWER
0 shares | |||||
10 | SHARED DISPOSITIVE POWER (2)
2,886,041 shares |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
25,654,384 shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (2)
76.3% | |||||
14 | TYPE OF REPORTING PERSON
OO |
(1) | Consists of 25,654,384 aggregate shares of common stock held of record by certain of the Reporting Persons, of which Robertson QES Investment LLC may be deemed to have shared voting power and beneficial ownership by virtue of the Equity Rights Agreement discussed in Item 6 hereof. |
(2) | Robertson QES Investment LLC is the record owner of these shares. |
(3) | Based on 33,630,934 shares of Common Stock outstanding as of March 27, 2018, as reported in the Issuers Annual Report on Form 10-K for the year ended December 31, 2017, as filed with the Securities and Exchange Commission on March 29, 2018. |
10
Common Stock CUSIP No. 74875T 10 3 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Corbin J. Robertson, Jr. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
PF, OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER (1)
111,825 shares | ||||
8 | SHARED VOTING POWER (2)
25,654,384 shares | |||||
9 | SOLE DISPOSITIVE POWER (1)
111,825 shares | |||||
10 | SHARED DISPOSITIVE POWER (3)(4)(5)
9,445,565 shares | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (2)
25,654,384 shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (6)
76.3% | |||||
14 | TYPE OF REPORTING PERSON
IN |
(1) | These shares are directly held by Corbin J. Robertson, Jr. |
(2) | Consists of 25,654,384 aggregate shares of common stock held of record by certain of the Reporting Persons, of which Corbin J. Robertson, Jr. may be deemed to have shared voting power and beneficial ownership by virtue of the Equity Rights Agreement discussed in Item 6 hereof. |
(3) | Includes 5,345,505 shares of common stock for which Quintana Energy PartnersQES Holdings, L.L.C. is the record owner, 795,018 shares of common stock for which Quintana Energy FundFI, LP is the record owner, and 319,001 shares of common stock for which Quintana Energy FundTE, LP is the record owner. Quintana Energy Partners, L.P. controls Quintana Energy PartnersQES Holdings L.L.C. The general partner of each of Quintana Energy Partners, L.P., Quintana Energy FundFI, LP and Quintana Energy FundTE, LP is Quintana Capital Group, L.P. Quintana Capital Group GP, Ltd. is the general partner of Quintana Capital Group, L.P. and may be deemed to have beneficial ownership of the shares directly held by Quintana Energy PartnersQES Holdings, L.L.C., Quintana Energy FundTE, LP and Quintana Energy Fund FI, LP. Corbin J. Robertson, Jr. is a member of the board of directors of Quintana Capital Group GP Ltd. and may be deemed to beneficially own these shares due to his additional rights regarding the management of Quintana Capital Group GP Ltd. |
(4) | QEP Management Co., LP is the record owner of 100,000 of these shares. QEP Management Co. GP, LLC, the general partner of QEP Management Co., LP, may also be deemed to be the beneficial owner of these shares. Corbin J. Robertson, Jr. is a member of the board of directors of QEP Management Co. GP, LLC and may be deemed to beneficially own these shares due to his additional rights regarding the management of QEP Management Co. GP LLC. |
(5) | Robertson QES Investment LLC is the record owner of 2,886,041 of these shares. As the sole manager of Robertson QES Investment LLC, Corbin J. Robertson Jr. may be deemed to beneficially own these shares. |
(6) | Based on 33,630,934 shares of Common Stock outstanding as of March 27, 2018, as reported in the Issuers Annual Report on Form 10-K for the year ended December 31, 2017, as filed with the Securities and Exchange Commission on March 29, 2018. |
11
Common Stock CUSIP No. 74875T 10 3 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Archer Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Bermuda |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 shares | ||||
8 | SHARED VOTING POWER (1)
25,654,384 shares | |||||
9 | SOLE DISPOSITIVE POWER
0 shares | |||||
10 | SHARED DISPOSITIVE POWER (2)
9,494,306 shares |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
25,654,384 shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (3)
76.3% | |||||
14 | TYPE OF REPORTING PERSON
OO |
(1) | Consists of 25,654,384 aggregate shares of common stock held of record by certain of the Reporting Persons, of which Archer Limited may be deemed to have shared voting power and beneficial ownership by virtue of the Equity Rights Agreement discussed in Item 6 hereof. |
(2) | Archer Holdco LLC is the record owner of these shares. Archer Holdco LLC is wholly-owned by Archer Well Company Inc., which is wholly-owned by Archer Assets UK Limited, which is wholly-owned by Archer Limited. The board of directors of Archer Limited has voting and dispositive power over these shares and therefore may also be deemed to be the beneficial owner of these shares. |
(3) | Based on 33,630,934 shares of Common Stock outstanding as of March 27, 2018, as reported in the Issuers Annual Report on Form 10-K for the year ended December 31, 2017, as filed with the Securities and Exchange Commission on March 29, 2018. |
12
Common Stock CUSIP No. 74875T 10 3 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Archer Assets UK Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 shares | ||||
8 | SHARED VOTING POWER (1)
25,654,384 shares | |||||
9 | SOLE DISPOSITIVE POWER
0 shares | |||||
10 | SHARED DISPOSITIVE POWER (2)
9,494,306 shares |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
25,654,384 shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (3)
76.3% | |||||
14 | TYPE OF REPORTING PERSON
OO |
(1) | Consists of 25,654,384 aggregate shares of common stock held of record by certain of the Reporting Persons, of which Archer Assets UK Limited may be deemed to have shared voting power and beneficial ownership by virtue of the Equity Rights Agreement discussed in Item 6 hereof. |
(2) | Archer Holdco LLC is the record owner of these shares. Archer Holdco LLC is wholly-owned by Archer Well Company Inc., which is wholly-owned by Archer Assets UK Limited, which is wholly-owned by Archer Limited. The board of directors of Archer Limited has voting and dispositive power over these shares and therefore may also be deemed to be the beneficial owner of these shares. |
(3) | Based on 33,630,934 shares of Common Stock outstanding as of March 27, 2018, as reported in the Issuers Annual Report on Form 10-K for the year ended December 31, 2017, as filed with the Securities and Exchange Commission on March 29, 2018. |
13
Common Stock CUSIP No. 74875T 10 3 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (2)
Archer Well Company Inc. 26-2480765 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Texas, United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 shares | ||||
8 | SHARED VOTING POWER (1)
25,654,384 shares | |||||
9 | SOLE DISPOSITIVE POWER
0 shares | |||||
10 | SHARED DISPOSITIVE POWER (2)
9,494,306 shares |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
25,654,384 shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (3)
76.3% | |||||
14 | TYPE OF REPORTING PERSON
CO |
(1) | Consists of 25,654,384 aggregate shares of common stock held of record by certain of the Reporting Persons, of which Archer Well Company Inc. may be deemed to have shared voting power and beneficial ownership by virtue of the Equity Rights Agreement discussed in Item 6 hereof. |
(2) | Archer Holdco LLC is the record owner of these shares. Archer Holdco LLC is wholly-owned by Archer Well Company Inc., which is wholly-owned by Archer Assets UK Limited, which is wholly-owned by Archer Limited. The board of directors of Archer Limited has voting and dispositive power over these shares and therefore may also be deemed to be the beneficial owner of these shares. |
(3) | Based on 33,630,934 shares of Common Stock outstanding as of March 27, 2018, as reported in the Issuers Annual Report on Form 10-K for the year ended December 31, 2017, as filed with the Securities and Exchange Commission on March 29, 2018. |
14
Common Stock CUSIP No. 74875T 10 3 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Archer Holdco LLC 32-0528346 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Texas, United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 shares | ||||
8 | SHARED VOTING POWER (1)
25,654,384 shares | |||||
9 | SOLE DISPOSITIVE POWER
0 shares | |||||
10 | SHARED DISPOSITIVE POWER (2)
9,494,306 shares |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
25,654,384 shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (3)
76.3% | |||||
14 | TYPE OF REPORTING PERSON
OO |
(1) | Consists of 25,654,384 aggregate shares of common stock held of record by certain of the Reporting Persons, of which Archer Holdco LLC may be deemed to have shared voting power and beneficial ownership by virtue of the Equity Rights Agreement discussed in Item 6 hereof. |
(2) | Archer Holdco LLC is the record owner of these shares. |
(3) | Based on 33,630,934 shares of Common Stock outstanding as of March 27, 2018, as reported in the Issuers Annual Report on Form 10-K for the year ended December 31, 2017, as filed with the Securities and Exchange Commission on March 29, 2018. |
15
Common Stock CUSIP No. 74875T 10 3 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
John Fredriksen | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cyprus |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 shares | ||||
8 | SHARED VOTING POWER (1)
25,654,384 shares | |||||
9 | SOLE DISPOSITIVE POWER
0 shares | |||||
10 | SHARED DISPOSITIVE POWER (2)
6,602,688 shares |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
25,654,384 shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (3)
76.3% | |||||
14 | TYPE OF REPORTING PERSON
IN |
(1) | Consists of 25,654,384 aggregate shares of common stock held of record by certain of the Reporting Persons, of which John Fredriksen may be deemed to have shared voting power and beneficial ownership by virtue of the Equity Rights Agreement discussed in Item 6 hereof. |
(2) | Geveran Investments Limited is the record owner of 4,602,688 of these shares. Famatown Finance Limited is the record owner of 2,000,000 of these shares. Geveran Investments Limited and Famatown Finance Limited are wholly-owned subsidiaries of Greenwich Holdings Limited. C.K. Limited is the trustee of various trusts established by Mr. Fredriksen for the benefit of his immediate family, which trusts are the sole shareholders of Greenwich Holdings Limited and the indirect owners of Geveran Investments Limited and Famatown Finance Limited. Mr. Fredriksen may be deemed to beneficially own these 6,602,688 shares through his indirect influence over Geveran Investments Limited, Famatown Finance Limited, and Greenwich Holdings Limited. Mr. Fredriksen disclaims beneficial ownership of these 6,602,688 shares except to the extent of his voting and dispositive interest in such shares. Mr. Fredriksen has no pecuniary interest in these 6,602,688 shares. |
(3) | Based on 33,630,934 shares of Common Stock outstanding as of March 27, 2018, as reported in the Issuers Annual Report on Form 10-K for the year ended December 31, 2017, as filed with the Securities and Exchange Commission on March 29, 2018. |
16
Common Stock CUSIP No. 74875T 10 3 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
C.K. Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Jersey |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 shares | ||||
8 | SHARED VOTING POWER (1)
25,654,384 shares | |||||
9 | SOLE DISPOSITIVE POWER
0 shares | |||||
10 | SHARED DISPOSITIVE POWER (2)
6,602,688 shares |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
25,654,384 shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (3)
76.3% | |||||
14 | TYPE OF REPORTING PERSON
OO |
(1) | Consists of 25,654,384 aggregate shares of common stock held of record by certain of the Reporting Persons, of which C.K. Limited may be deemed to have shared voting power and beneficial ownership by virtue of the Equity Rights Agreement discussed in Item 6 hereof. |
(2) | Geveran Investments Limited is the record owner of 4,602,688 of these shares. Famatown Finance Limited is the record owners of 2,000,000 of these shares. Geveran Investments Limited and Famatown Finance Limited are wholly-owned subsidiaries of Greenwich Holdings Limited. C.K. Limited is the trustee of various trusts established by Mr. Fredriksen for the benefit of his immediate family, which trusts are the sole shareholders of Greenwich Holdings Limited and the indirect owners of Geveran Investments Limited and Famatown Finance Limited. As such, C.K. Limited may be deemed to beneficially own these 6,602,688 shares that Geveran Investments Limited and Famatown Finance Limited beneficially own. |
(3) | Based on 33,630,934 shares of Common Stock outstanding as of March 27, 2018, as reported in the Issuers Annual Report on Form 10-K for the year ended December 31, 2017, as filed with the Securities and Exchange Commission on March 29, 2018. |
17
Common Stock CUSIP No. 74875T 10 3 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Greenwich Holdings Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cyprus |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 shares | ||||
8 | SHARED VOTING POWER (1)
25,654,384 shares | |||||
9 | SOLE DISPOSITIVE POWER
0 shares | |||||
10 | SHARED DISPOSITIVE POWER (2)
6,602,688 shares |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
25,654,384 shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (3)
76.3% | |||||
14 | TYPE OF REPORTING PERSON
OO |
(1) | Consists of 25,654,384 aggregate shares of common stock held of record by certain of the Reporting Persons, of which Greenwich Holdings Limited may be deemed to have shared voting power and beneficial ownership by virtue of the Equity Rights Agreement discussed in Item 6 hereof. |
(2) | Geveran Investments Limited is the record owner of 4,602,688 of these shares. Famatown Finance Limited is the record owners of 2,000,000 of these shares. Geveran Investments Limited and Famatown Finance Limited are wholly-owned subsidiaries of Greenwich Holdings Limited. |
(3) | Based on 33,630,934 shares of Common Stock outstanding as of March 27, 2018, as reported in the Issuers Annual Report on Form 10-K for the year ended December 31, 2017, as filed with the Securities and Exchange Commission on March 29, 2018. |
18
Common Stock CUSIP No. 74875T 10 3 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Famatown Finance Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
WC (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cyprus |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 shares | ||||
8 | SHARED VOTING POWER (1)
25,654,384 shares | |||||
9 | SOLE DISPOSITIVE POWER
0 shares | |||||
10 | SHARED DISPOSITIVE POWER (2)
2,000,000 shares |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
25,654,384 shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (3)
76.3% | |||||
14 | TYPE OF REPORTING PERSON
OO |
(1) | Consists of 25,654,384 aggregate shares of common stock held of record by certain of the Reporting Persons, of which Famatown Finance Limited may be deemed to have shared voting power and beneficial ownership by virtue of the Equity Rights Agreement discussed in Item 6 hereof. |
(2) | Famatown Finance Limited is the record owner of these shares. |
(3) | Based on 33,630,934 shares of Common Stock outstanding as of March 27, 2018, as reported in the Issuers Annual Report on Form 10-K for the year ended December 31, 2017, as filed with the Securities and Exchange Commission on March 29, 2018. |
19
Common Stock CUSIP No. 74875T 10 3 |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Geveran Investments Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cyprus |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 shares | ||||
8 | SHARED VOTING POWER (1)
25,654,384 shares | |||||
9 | SOLE DISPOSITIVE POWER
0 shares | |||||
10 | SHARED DISPOSITIVE POWER (2)
4,602,688 shares |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
25,654,384 shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (3)
76.3% | |||||
14 | TYPE OF REPORTING PERSON
OO |
(1) | Consists of 25,654,384 aggregate shares of common stock held of record by certain of the Reporting Persons, of which Geveran Investments Limited may be deemed to have shared voting power and beneficial ownership by virtue of the Equity Rights Agreement discussed in Item 6 hereof. |
(2) | Geveran Investments Limited is the record owner of these shares. |
(3) | Based on 33,630,934 shares of Common Stock outstanding as of March 27, 2018, as reported in the Issuers Annual Report on Form 10-K for the year ended December 31, 2017, as filed with the Securities and Exchange Commission on March 29, 2018. |
20
AMENDMENT NO. 1 TO SCHEDULE 13D
This Amendment No. 1 to Schedule 13D (this Amendment) relates to the common stock, par value $0.01 per share (the Common Stock) of Quintana Energy Services Inc., a Delaware corporation (the Issuer), and amends the Schedule 13D filed with the Securities and Exchange Commission on February 26, 2018, by Quintana Capital Group, L.P. (Quintana Capital), Quintana Capital Group GP Ltd. (Quintana Capital GP), Quintana Energy FundFI, LP (QES FI Fund), Quintana Energy FundTE, LP (QES TE Fund), Quintana Energy Partners, L.P. (QEP), Quintana Energy PartnersQES Holdings, L.L.C. (QEP Holdings), QEP Management Co., LP (QEP Management), QEP Management Co. GP, LLC (QEP Management GP), Robertson QES Investment LLC (Robertson QES), Corbin J. Robertson, Jr. (Mr. Robertson), Archer Limited (Archer Limited), Archer Assets UK Limited (Archer UK), Archer Well Company Inc. (Archer Well), Archer Holdco LLC (Archer Holdco), John Fredriksen (Mr. Fredriksen), C.K. Limited (C.K. Limited), Greenwich Holdings Limited (Greenwich), Famatown Finance Limited (Famatown) and Geveran Investments Limited (Geveran Investments and, together with Quintana Capital, Quintana Capital GP, QES FI Fund, QES TE Fund, QEP, QEP Holdings, QEP Management, QEP Management GP, Robertson QES, Mr. Robertson, Archer Limited, Archer UK, Archer Well, Archer Holdco, Mr. Fredriksen, C.K. Limited, Greenwich and Famatown, each a Reporting Person and collectively, the Reporting Persons).
Except as otherwise specified in this Amendment, all items left blank remain unchanged in all material respects and any items which are reported are deemed to amend the corresponding items in the Schedule 13D. Capitalized terms used herein but not defined herein have the respective meanings ascribed to them in the Schedule 13D.
Item 4. Purpose of Transaction.
Item 4 of the Schedule 13D is hereby amended by adding the following paragraph:
On March 29, 2018 the Issuer filed its Form 10-K for the year ended December 31, 2017, which disclosed that the amount of Common Stock issued and outstanding of the Issuer equals 33,630,934 shares of Common Stock. The increase in Common Stock outstanding resulted in a decrease in the percentage ownership of the Common Stock beneficially owned by the Reporting Persons.
Item 5. Interest in Securities of the Issuer.
Sub-Item (a) of Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows:
(a) Based on the 33,630,934 shares of the Issuers common stock outstanding as of March 27, 2018, as reported in the Issuers Annual Report on Form 10-K for the year ended December 31, 2017, as filed with the Securities and Exchange Commission on March 29, 2018, the shares of Common Stock held by the Reporting Persons constitute 76.3% of the outstanding shares of Common Stock of the Issuer.
21
The Reporting Persons may constitute a group for purposes of Rule 13d-5 under the Act with respect to their respective beneficial ownership of the shares of Common Stock at the time of the applicable event requiring disclosure in this Schedule 13D. Pursuant to Rule 13d-5(b)(1) under the Act, if the Reporting Persons constitute such a group, the Reporting Persons would be deemed to have beneficial ownership of all equity securities of the Issuer beneficially owned by any of such Reporting Persons. Each Reporting Person disclaims beneficial ownership of the reported Common Stock except to the extent of such Reporting Persons pecuniary interest therein, and this statement shall not be deemed an admission that such Reporting Person is the beneficial owner of the reported Common Stock for the purposes of Section 13(d) of the Act or any other purpose.
22
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
March 30, 2018 | QUINTANA CAPITAL GROUP, L.P. | |||||
By: Quintana Capital Group GP Ltd., its general partner | ||||||
By: | /s/ Corbin J. Robertson, Jr. | |||||
Name: | Corbin J. Robertson, Jr. | |||||
Title: | Managing Partner and Director |
23
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
March 30, 2018 | QUINTANA CAPITAL GROUP GP LTD. | |||||
By: | /s/ Corbin J. Robertson, Jr. | |||||
Name: | Corbin J. Robertson, Jr. | |||||
Title: | Managing Partner and Director |
24
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
March 30, 2018 | QUINTANA ENERGY FUNDFI, LP | |||||
By: Quintana Capital Group, L.P., its general partner | ||||||
By: Quintana Capital Group GP Ltd., its general partner | ||||||
By: | /s/ Corbin J. Robertson, Jr. | |||||
Name: | Corbin J. Robertson, Jr. | |||||
Title: | Managing Partner and Director |
25
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
March 30, 2018 | QUINTANA ENERGY FUNDTE, LP | |||||
By: Quintana Capital Group, L.P., its general partner | ||||||
By: Quintana Capital Group GP Ltd., its general partner | ||||||
By: | /s/ Corbin J. Robertson, Jr. | |||||
Name: | Corbin J. Robertson, Jr. | |||||
Title: | Managing Partner and Director |
26
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
March 30, 2018 | QUINTANA ENERGY PARTNERS, L.P. | |||||
By: Quintana Capital Group, L.P., its general partner | ||||||
By: Quintana Capital Group GP Ltd., its general partner | ||||||
By: | /s/ Corbin J. Robertson, Jr. | |||||
Name: | Corbin J. Robertson, Jr. | |||||
Title: | Managing Partner and Director |
27
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
March 30, 2018 | QUINTANA ENERGY PARTNERSQES HOLDINGS, L.L.C. | |||||
By: Quintana Energy Partners, L.P., its sole member | ||||||
By: Quintana Capital Group, L.P., its general partner | ||||||
By: Quintana Capital Group GP Ltd., its general partner | ||||||
By: | /s/ Corbin J. Robertson, Jr. | |||||
Name: | Corbin J. Robertson, Jr. | |||||
Title: | Managing Partner and Director |
28
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
March 30, 2018 | QEP MANAGEMENT CO., LP | |||||
By: QEP Management Co. GP, LLC, its general partner | ||||||
By: Quintana Capital Group, L.P., its general partner | ||||||
By: Quintana Capital Group GP Ltd., its general partner | ||||||
By: | /s/ Corbin J. Robertson, Jr. | |||||
Name: | Corbin J. Robertson, Jr. | |||||
Title: | Managing Partner and Director |
29
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
March 30, 2018 | QEP MANAGEMENT CO. GP, LLC | |||||
By: Quintana Capital Group, L.P., its general partner | ||||||
By: Quintana Capital Group GP Ltd., its general partner | ||||||
By: | /s/ Corbin J. Robertson, Jr. | |||||
Name: | Corbin J. Robertson, Jr. | |||||
Title: | Managing Partner and Director |
30
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
March 30, 2018 | ROBERTSON QES INVESTMENT LLC | |||||
By: | /s/ Corbin J. Robertson, Jr. | |||||
Name: | Corbin J. Robertson, Jr. | |||||
Title: | Manager |
31
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
March 30, 2018 | CORBIN J. ROBERTSON, JR. | |||||
/s/ Corbin J. Robertson, Jr. |
32
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
March 30, 2018 | ARCHER LIMITED | |||||
By: | /s/ Adam Todd | |||||
Name: | Adam Todd | |||||
Title: | General Counsel |
33
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
March 30, 2018 | ARCHER ASSETS UK LIMITED | |||||
By: | /s/ Robin Brice | |||||
Name: | Robin Brice | |||||
Title: | Director |
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Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
March 30, 2018 | ARCHER WELL COMPANY INC. | |||||
By: | /s/ Robin Brice | |||||
Name: | Robin Brice | |||||
Title: | Vice President and Secretary |
35
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
March 30, 2018 | ARCHER HOLDCO LLC | |||||
By: | /s/ Robin Brice | |||||
Name: | Robin Brice | |||||
Title: | Vice President and Secretary |
36
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
March 30, 2018 | JOHN FREDRIKSEN | |||||
/s/ John Fredriksen |
37
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
March 30, 2018 | C.K. LIMITED | |||||
By: | /s/ Spyros Episkopou | |||||
Name: | Spyros Episkopou | |||||
Title: | Director |
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Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
March 30, 2018 | GREENWICH HOLDINGS LIMITED | |||||
By: | /s/ Spyros Episkopou | |||||
Name: | Spyros Episkopou | |||||
Title: | Director |
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Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
March 30, 2018 | FAMATOWN FINANCE LIMITED | |||||
By: | /s/ Spyros Episkopou | |||||
Name: | Spyros Episkopou | |||||
Title: | Director |
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Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
March 30, 2018 | GEVERAN INVESTMENTS LIMITED | |||||
By: | /s/ Spyros Episkopou | |||||
Name: | Spyros Episkopou | |||||
Title: | Director |
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