Home > Insider Trading > Latest 13D and 13G Filings > 13G Filing (0001193125-18-077314)

Filing Details

Accession Number:: 0001193125-18-077314
Form Type:: 13G Filing
Publication Date:: 2018-03-09 16:07:07

Filed By:: Dodge & Cox
Company:: Johnson Controls International Plc (NYSE:JCI)
Filing Date:: 2018-03-09
SEC Url:: 13G Filing

Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name	Sole Voting Power	Shared Voting Power	Sole Dispositive Power	Shared Dispositive Power	Aggregate Amount Owned Power	Percent of Class
Dodge Cox 94-1441976	89,967,583	0	92,828,834	0	92,828,834	10.0%

Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(AMENDMENT NO. 1)*

JOHNSON CONTROLS INTERNATIONAL PLC

(Name of Issuer)

Ordinary Shares

(Title of Class of Securities)

G51502105

(CUSIP Number)

February 28, 2018

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☒ Rule 13d-1(b)

☐ Rule 13d-1(c)

☐ Rule 13d-1(d)

*	The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

PAGE 1 OF 4 PAGES


CUSIP NO. G51502105		13G		PAGE 2 OF 4 PAGES


1	NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Dodge & Cox 94-1441976
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐ N/A
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION California - U.S.A.
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5	SOLE VOTING POWER 89,967,583
		6	SHARED VOTING POWER 0
		7	SOLE DISPOSITIVE POWER 92,828,834
		8	SHARED DISPOSITIVE POWER 0
9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 92,828,834
10	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.0%
12	TYPE OF REPORTING PERSON* IA

PAGE 2 OF 4 PAGES


Item 1(a)		Name of Issuer:

		JOHNSON CONTROLS INTERNATIONAL PLC
Item 1(b)		Address of Issuers Principal Executive Offices:

		One Albert Quay
		Cork
		Ireland
Item 2(a)		Name of Person Filing:

		Dodge & Cox
Item 2(b)		Address of the Principal Office or, if none, Residence:

		555 California Street, 40th Floor
		San Francisco, CA 94104
Item 2(c)		Citizenship:

		California - U.S.A.
Item 2(d)		Title of Class of Securities:

		Ordinary Shares
Item 2(e)		CUSIP Number:

		G51502105
Item 3		If the Statement is being filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a:

		(e) ☒ Investment Advisor registered under section 203 of the Investment Advisors Act of 1940
Item 4		Ownership:

		(a) Amount Beneficially Owned:

		92,828,834

		(b) Percent of Class:

		10.0%

PAGE 3 OF 4 PAGES


		(c) Number of shares as to which such person has:

		(i) sole power to vote or direct the vote:
		89,967,583

		(ii) shared power to vote or direct the vote:
		0

		(iii) sole power to dispose or to direct the disposition of:
		92,828,834

		(iv) shared power to dispose or to direct the disposition of:
		0
Item 5		Ownership of Five Percent or Less of a Class:

		Not applicable
Item 6		Ownership of More than Five Percent on Behalf of Another Person:

		The clients of Dodge & Cox, including investment companies registered under the Investment Company Act of 1940 and other managed accounts, have the right to receive or power to direct the receipt of dividends from, and the proceeds from the sale of, JOHNSON CONTROLS INTERNATIONAL PLC.

Item 7		Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:

		Not applicable.
Item 8		Identification and Classification of Members of the Group:

		Not applicable.
Item 9		Notice of Dissolution of a Group:

		Not applicable.
Item 10		Certification:

		By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: March 9, 2018


DODGE & COX

By:		/s/ Katherine M. Primas
Name:		Katherine M. Primas
Title:		Chief Compliance Officer

PAGE 4 OF 4 PAGES