Filing Details
- Accession Number:
- 0001654954-18-001604
- Form Type:
- 13G Filing
- Publication Date:
- 2018-02-15 15:29:29
- Filed By:
- Groussman Mark
- Company:
- Riot Platforms Inc. (NASDAQ:RIOT)
- Filing Date:
- 2018-02-15
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Mark Groussman | 0 | 188,888 | 0 | 188,888 | 188,888 | 1.62% |
| Melechdavid, Inc | 0 | 176,388 | 0 | 176,388 | 176,388 | 1.51% |
| Melechdavid, Inc. Retirement Plan | 0 | 12,500 | 0 | 12,500 | 12,500 | 0.11% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G/A
(Amendment No. 1)
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT
TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT
TO
RULE 13d-2(b)
RIOT
BLOCKCHAIN, INC.
(Name
of Issuer)
Common
Stock
(Title
of Class of Securities)
767292
105
(CUSIP
Number)
December
31, 2017
(Date
of Event Which Requires Filing of This Statement)
Check
the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[ ] Rule
13d-1(b)
[x]
Rule 13d-1(c)
[ ] Rule
13d-1(d)
| CUSIP
No. 767292
105 |
| 1 | NAME OF REPORTING
PERSONS S.S. OR I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Mark
Groussman |
| 2 | CHECK THE
APPROPRIATE BOX IF A MEMBER OF A
GROUP* (a)
◻
(b) ◻ |
| 3 | SEC USE
ONLY |
| 4 | CITIZENSHIP OR
PLACE OF ORGANIZATION United
States |
| NUMBER OF
SHARES | 5 | SOLE VOTING
POWER 0 |
| BENEFICIALLY OWNED
BY | 6 | SHARED VOTING
POWER 188,888
(1) |
| EACH REPORTING | 7 | SOLE DISPOSITIVE
POWER 0 |
| PERSON WITH | 8 | SHARED DISPOSITIVE
POWER 188,888
(1) |
| 9 | AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON 188,888
(1) |
| 10 | CHECK IF THE
AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) ☐ |
| 11 | PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW 9 1.62% (based
on 11,622,112 shares of common stock outstanding as of
December 31, 2017) |
| 12 | TYPE OF REPORTING
PERSON* IN |
(1)
Represents
(i) 131,944 shares of common stock held by Melechdavid, Inc.
(“Melechdavid”), (ii) 44,444 shares of common stock
underlying outstanding warrants held by Melechdavid and (iii)
12,500 shares of common stock held by Melechdavid, Inc. Retirement
Plan (“Retirement Plan”). Mark Groussman is the
President of Melechdavid and the trustee of Retirement Plan and in
such capacities has voting and dispositive power over the
securities held by such entities.
| CUSIP
No. 767292
105 |
| 1 | NAME OF REPORTING
PERSONS S.S. OR I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Melechdavid,
Inc. |
| 2 | CHECK THE
APPROPRIATE BOX IF A MEMBER OF A
GROUP*
(a) ◻ (b)
◻ |
| 3 | SEC USE
ONLY |
| 4 | CITIZENSHIP OR
PLACE OF ORGANIZATION Florida |
| NUMBER OF
SHARES | 5 | SOLE VOTING
POWER 0 |
| BENEFICIALLY OWNED
BY | 6 | SHARED VOTING
POWER 176,388
(1) |
| EACH REPORTING | 7 | SOLE DISPOSITIVE
POWER 0 |
| PERSON WITH | 8 | SHARED DISPOSITIVE
POWER 176,388
(1) |
| 9 | AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON 176,388
(1) |
| 10 | CHECK IF THE
AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) ☐ |
| 11 | PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW 9 1.51% (based
on 11,622,112 shares of common stock outstanding as of
December 31, 2017) |
| 12 | TYPE OF REPORTING
PERSON* CO |
(1)
Represents (i)
131,944 shares of common stock held by Melechdavid and (ii) 44,444
shares of common stock underlying outstanding warrants held by
Melechdavid. Mark Groussman is the President of Melechdavid and in
such capacity has voting and dispositive power over the securities
held by such entity.
| CUSIP
No. 767292
105 |
| 1 | NAME OF REPORTING
PERSONS S.S. OR I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Melechdavid, Inc.
Retirement Plan |
| 2 | CHECK THE
APPROPRIATE BOX IF A MEMBER OF A
GROUP*
(a) ◻ (b)
◻ |
| 3 | SEC USE
ONLY |
| 4 | CITIZENSHIP OR
PLACE OF ORGANIZATION |
| NUMBER OF
SHARES | 5 | SOLE VOTING
POWER 0 |
| BENEFICIALLY OWNED
BY | 6 | SHARED VOTING
POWER 12,500
(1) |
| EACH REPORTING | 7 | SOLE DISPOSITIVE
POWER 0 |
| PERSON WITH | 8 | SHARED DISPOSITIVE
POWER 12,500
(1) |
| 9 | AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,500
(1) |
| 10 | CHECK IF THE
AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) ☐ |
| 11 | PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW 9 0.11% (based
on 11,622,112 shares of common stock outstanding as of
December 31, 2017) |
| 12 | TYPE OF REPORTING
PERSON* OO |
(1)
Mark
Groussman is the trustee of Retirement Plan and in such capacity
has voting and dispositive power over the securities held by such
entity.
Item
1(a).
Name of
Issuer:
Riot
Blockchain, Inc., a Nevada corporation
(“Issuer”).
Item
1(b).
Address of Issuer's
Principal Executive Offices:
202
6th
Street, Suite 401
Castle
Rock, CO 80104
Item
2(a).
Name of Person
Filing.
The
statement is filed on behalf of Mark Groussman, Melechdavid, and
Retirement Plan (together, the “Reporting
Person”).
Item
2(b).
Address of
Principal Business Office or, if None, Residence.
5154 La Gorce Drive, Miami Beach, FL 33140
Item
2(c).
Citizenship.
United
States/Florida
Item
2(d).
Title of Class of
Securities.
Common
Stock, no par value.
Item
2(e).
CUSIP
Number.
767292
105
Item
3.
Type of
Person
Not
applicable.
Item
4.
Ownership.
(a)
Amount beneficially owned: 088,888 (1)
(b)
Percent
of class: 1.62% (based on 11,622,112 shares of common stock
outstanding as of December 31, 2017)
(c)
Number of shares as to which the person has:
(i)
Sole power to vote or to direct the vote: 0
(ii)
Shared power to vote or to direct the vote: 188,888 (1)
(iii)
Sole power to dispose or to direct the disposition of:
0
(iv)
Shared power to dispose or to direct the disposition of: 188,888
(1)
(1)
Represents
(i) 131,944 shares of common stock held by Melechdavid, (ii) 44,444
shares of common stock underlying outstanding warrants held by
Melechdavid and (iii) 12,500 shares of common stock held by
Retirement Plan. Mark Groussman is the President of Melechdavid and
the trustee of Retirement Plan and in such capacities has voting
and dispositive power over the securities held by such
entities.
Item
5.
Ownership of Five
Percent or Less of a Class.
☒
Item
6.
Ownership of More
than Five Percent on Behalf of Another Person.
Not
applicable.
Item
7.
Identification and
Classification of the Subsidiary Which Acquired the Security Being
Reported by the Parent Holding Company.
Not
applicable.
Item
8.
Identification and
Classification of Members of the Group.
Not
applicable.
Item
9.
Notice of
Dissolution of Group.
Not
applicable.
Item
10.
Certifications.
By
signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or
effect.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true,
complete and correct.
| | | | |
| Date: February 15,
2018 | | /s/
Mark Groussman | |
| | | Mark
Groussman | |
| | | Melechdavid,
Inc. | |
| Date: February 15,
2018 | By: | /s/
Mark Groussman | |
| | | Mark
Groussman, President | |
| | | Melechdavid,
Inc. Retirement Plan | |
| Date:
February 15, 2018 | By: | /s/
Mark Groussman | |
| | | Mark
Groussman, Trustee | |