Filing Details

Accession Number:
0001193125-18-045779
Form Type:
13G Filing
Publication Date:
2018-02-14 16:48:39
Filed By:
Pincus Mark J
Company:
Zynga Inc (NASDAQ:ZNGA)
Filing Date:
2018-02-14
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Mark J. Pincus 62,247,854 29,092,934 62,247,854 29,092,934 91,340,788 10.4%
Ogden Enterprises 27,765,634 0 27,765,634 0 27,765,634 3.4%
Filing

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

SCHEDULE 13G/A

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 4)*

 

 

ZYNGA INC.

(Name of Issuer)

CLASS A COMMON STOCK

(Title of Class of Securities)

98986T108

(CUSIP Number)

DECEMBER 31, 2017

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 98986T108   13G/A  

 

  1.   

Names of Reporting Persons

 

Mark J. Pincus

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ☐        (b)  ☐

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

USA

Number of Shares Beneficially Owned by Each Reporting Person With:    5.    

Sole Voting Power

 

62,247,854 (1)(2)

   6.   

Shared Voting Power

 

29,092,934 (2)(3)

   7.   

Sole Dispositive Power

 

62,247,854 (1)(2)

   8.   

Shared Dispositive Power

 

29,092,934 (2)(3)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

91,340,788 (1)(2)(3)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

11.  

Percent of Class Represented by Amount in Row 9

 

10.4%(4)

12.  

Type of Reporting Person (see instructions)

 

IN

 

(1) Includes 34,352,912 shares of Class B common stock and 20,517,472 shares of Class C common stock held directly by Mr. Pincus. Also includes 7,200,000 shares of Class B common stock subject to options held by Mr. Pincus that are exercisable within 60 days of December 31, 2017.

 

(2) Class B common stock and Class C common stock are convertible at the holders option into Class A common stock on a 1-for-1 basis. Class B common stock and Class C common stock will convert automatically into Class A common stock on the date on which the number of outstanding shares of Class B common stock and Class C common stock together represent less than 10% of the aggregate combined voting power of the Issuers capital stock. The holders of Class B common stock are entitled to seven votes per share and the holders of Class C common stock are entitled to seventy votes per share.

 

(3) Includes 1,327,300 shares of Class B common stock held jointly by Mr. Pincus and Alison Gelb Pincus and 27,765,634 shares of Class B common stock held by Ogden Enterprises LLC, of which Mr. Pincus serves as manager.

 

(4) Based on 783,375,961 shares of Class A common stock outstanding as of December 31, 2017, as reported by the Issuer to Mr. Pincus, plus the number of shares of Class B common stock and Class C common stock held (including jointly held) by Mr. Pincus and Ogden Enterprises LLC as of December 31, 2017, which are treated as converted into Class A common stock only for the purpose of computing the percentage ownership.

CUSIP No. 98986T108   13G/A  

 

  1.   

Names of Reporting Persons

 

Ogden Enterprises LLC

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ☐        (b)  ☐

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of Shares Beneficially Owned by Each Reporting Person With:    5.    

Sole Voting Power

 

27,765,634 (1)(2)

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

27,765,634 (1)(2)

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

27,765,634 (1)(2)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

11.  

Percent of Class Represented by Amount in Row 9

 

3.4% (3)

12.  

Type of Reporting Person (see instructions)

 

OO

 

(1) Represents shares of Class B common stock held directly by Ogden Enterprises LLC.

 

(2) Class B common stock is convertible at the holders option into Class A common stock on a 1-for-1 basis. Class B common stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B common stock and Class C common stock together represent less than 10% of the aggregate combined voting power of the Issuers capital stock. The holders of Class B common stock are entitled to seven votes per share.

 

(3) Based on 783,375,961 shares of Class A common stock outstanding as of December 31, 2017, as reported by the Issuer to Mr. Pincus, plus the number of shares of Class B common stock held by Ogden Enterprises LLC as of December 31, 2017, which are treated as converted into Class A common stock only for the purpose of computing the percentage ownership.

Item 1(a).    Name of Issuer:
  

Zynga Inc.

Item 1(b).    Address of Issuers Principal Executive Offices:
  

699 Eighth Street

San Francisco, CA 94103

Item 2(a).    Name of Person Filing:
  

Mark J. Pincus

 

Ogden Enterprises LLC

Item 2(b).    Address of Principal Business Office or, if none, Residence:
  

c/o Zynga Inc.

699 Eighth Street

San Francisco, CA 94103

Item 2(c).    Citizenship:
  

Mark J. Pincus

  

USA

  

Ogden Enterprises LLC

  

Delaware

Item 2(d).    Title of Class of Securities:
  

Class A Common Stock

Item 2(e).    CUSIP Number:
  

98986T108

Item 3.    If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
  

Not applicable

Item 4.    Ownership
   (a)    Amount Beneficially Owned:
     

Mark J. Pincus

  

91,340,788 (1)(2)(3)

     

Ogden Enterprises LLC

  

27,765,634 (2)(4)

   (b)    Percent of Class:
     

Mark J. Pincus

  

10.4%(5)(6)

     

Ogden Enterprises LLC

  

3.4%(7)(8)

   (c)    Number of shares as to which the person has:
      (i)    Sole power to vote or to direct the vote
        

Mark J. Pincus

  

62,247,854 (1)(2)    

         Ogden Enterprises LLC    27,765,634 (2)(4)

      (ii)    Shared power to vote or to direct the vote:
         Mark J. Pincus    29,092,934 (2)(3)
         Ogden Enterprises LLC    0
      (iii)    Sole power to dispose or to direct the disposition of:
         Mark J. Pincus    62,247,854 (1)(2)
         Ogden Enterprises LLC    27,765,634 (2)(4)
      (iv)    Shared power to dispose or to direct the disposition of:
         Mark J. Pincus    29,092,934 (2)(3)
         Ogden Enterprises LLC    0

 

(1) Includes 34,352,912 shares of Class B common stock and 20,517,472 shares of Class C common stock held directly by Mr. Pincus. Also includes 7,200,000 shares of Class B common stock subject to options held by Mr. Pincus that are exercisable within 60 days of December 31, 2017.
(2) Class B common stock and Class C common stock are convertible at the holders option into Class A common stock on a 1-for-1 basis. Class B common stock and Class C common stock will convert automatically into Class A common stock on the date on which the number of outstanding shares of Class B common stock and Class C common stock together represent less than 10% of the aggregate combined voting power of the Issuers capital stock. The holders of Class B common stock are entitled to seven votes per share and the holders of Class C common stock are entitled to seventy votes per share.
(3) Includes 1,327,300 shares of Class B common stock held jointly by Mr. Pincus and Alison Gelb Pincus and 27,765,634 shares of Class B common stock held by Ogden Enterprises LLC.
(4) Represents shares of Class B common stock held directly by Ogden Enterprises LLC.
(5) Based on 783,375,961 shares of Class A common stock outstanding as of December 31, 2017, as reported by the Issuer to Mr. Pincus, plus the number of shares of Class B common stock and Class C common stock held (including jointly held) by Mr. Pincus and Ogden Enterprises LLC as of December 31, 2017, which are treated as converted into Class A common stock only for the purpose of computing the percentage ownership.
(6) The total Class A common stock, Class B common stock and Class C common stock held (including jointly held) by Mr. Pincus as of December 31, 2017 represented 10.4% of the Issuers outstanding common stock as of December 31, 2017, based on the number of shares of Class A common stock outstanding as of December 31, 2017, as reported by the Issuer to Mr. Pincus, plus the number of shares of Class B common stock and Class C common stock held (including jointly held) by Mr. Pincus and Ogden Enterprises LLC as of December 31, 2017, which are treated as converted into Class A common stock only for the purpose of computing the percentage ownership.
(7) Based on 783,375,961 shares of Class A common stock outstanding as of December 31, 2017, as reported by the Issuer to Mr. Pincus, plus the number of shares of Class B common stock held by Ogden Enterprises LLC as of December 31, 2017, which are treated as converted into Class A common stock only for the purpose of computing the percentage ownership.
(8) The total Class A common stock and Class B common stock held by Ogden Enterprises LLC as of December 31, 2017 represented 3.4% of the Issuers outstanding common stock as of December 31, 2017, based on the number of shares of Class A common stock outstanding as of December 31, 2017, as reported by the Issuer to Mr. Pincus, plus the number of shares of Class B common stock held by Ogden Enterprises LLC as of December 31, 2017, which are treated as converted into Class A common stock only for the purpose of computing the percentage ownership.

Item 5.    Ownership of 5 Percent or Less of a Class
  

Not applicable

Item 6.    Ownership of More than 5 Percent on Behalf of Another Person
  

Not applicable

Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
  

Not applicable

Item 8.    Identification and Classification of Members of the Group
  

Not applicable

Item 9.    Notice of Dissolution of a Group
  

Not applicable

Item 10.    Certification
  

Not applicable


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

/s/ Mark Pincus

Mark J. Pincus

 

OGDEN ENTERPRISES LLC

 

/s/ Mark Pincus

Mark J. Pincus, Manager

 

Dated: February 14, 2018

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001)