Filing Details

Accession Number:
0001193125-18-045455
Form Type:
13G Filing
Publication Date:
2018-02-14 15:35:09
Filed By:
Pinnacle Ventures Management I Llc
Company:
Aquantia Corp (NYSE:AQ)
Filing Date:
2018-02-14
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Pinnacle Ventures Management I 410,917 0 410,917 0 410,917 1.23%
Pinnacle Ventures I-A (Q) 95,621 0 95,621 0 95,621 0.29%
Pinnacle Ventures I-B 279,303 0 279,303 0 279,303 0.83%
Pinnacle Ventures I Affiliates 8,241 0 8,241 0 8,241 0.02%
Pinnacle Ventures I (Q) Equity Holdings 27,725 0 27,725 0 27,725 0.08%
Pinnacle Ventures Management II 965,217 0 965,217 0 965,217 2.87%
Pinnacle Ventures II-A 15,575 0 15,575 0 15,575 0.05%
Pinnacle Ventures II-B 654,460 0 654,460 0 654,460 1.95%
Pinnacle Ventures II-C 54,535 0 54,535 0 54,535 0.16%
Pinnacle Ventures II-R 54,535 0 54,535 0 54,535 0.16%
Pinnacle Ventures II Equity Holdings 186,108 0 186,108 0 186,108 0.55%
Pinnacle Ventures Equity Management I 1,422,530 0 1,422,530 0 1,422,530 4.25%
Pinnacle Ventures Equity Fund I 782,394 0 782,394 0 782,394 2.34%
Pinnacle Ventures Equity Fund I-O 569,012 0 569,012 0 569,012 1.70%
Pinnacle Ventures Equity Fund I Affiliates 71,124 0 71,124 0 71,124 0.21%
Ken Pelowski 2,799,919 0 2,799,919 0 2,799,919 8.31%
Filing

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No.    )*

 

 

Aquantia Corp.

(Name of Issuer)

Common Stock, par value $0.00001 per share

(Title of Class of Securities)

03842Q108

(CUSIP Number)

December 31, 2017

(Date of Event Which Requires Filing of the Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 03842Q108    13G   

 

  1.   

Name of Reporting Person

 

Pinnacle Ventures Management I, L.L.C.

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially 

Owned by

Each

Reporting

Person

With

   5.    

Sole Voting Power

 

410,917*

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

410,917*

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

410,917*

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

1.23%**

12.  

Type of Reporting Person

 

OO

 

* Includes warrants to purchase 28,291 shares of common stock that are exercisable within 60 days of December 31, 2017.
** The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017.

CUSIP No. 03842Q108    13G   

 

  1.   

Name of Reporting Person

 

Pinnacle Ventures I-A (Q), L.P.

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially 

Owned by

Each

Reporting

Person

With

   5.    

Sole Voting Power

 

95,621

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

95,621

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

95,621

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

0.29%*

12.  

Type of Reporting Person

 

PN

 

* The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017.

CUSIP No. 03842Q108    13G   

 

  1.   

Name of Reporting Person

 

Pinnacle Ventures I-B, L.P.

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially 

Owned by

Each

Reporting

Person

With

   5.    

Sole Voting Power

 

279,303

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

279,303

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

279,303

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

0.83%*

12.  

Type of Reporting Person

 

PN

 

* The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017.

CUSIP No. 03842Q108    13G   

 

  1.   

Name of Reporting Person

 

Pinnacle Ventures I Affiliates, L.P.

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially 

Owned by

Each

Reporting

Person

With

   5.    

Sole Voting Power

 

8,241*

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

8,241*

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

8,241*

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

0.02%**

12.  

Type of Reporting Person

 

PN

 

* Includes warrants to purchase 566 shares of common stock that are exercisable within 60 days of December 31, 2017.
** The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017.

CUSIP No. 03842Q108    13G   

 

  1.   

Name of Reporting Person

 

Pinnacle Ventures I (Q) Equity Holdings, L.L.C.

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially 

Owned by

Each

Reporting

Person

With

   5.    

Sole Voting Power

 

27,725*

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

27,725*

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

27,725*

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

0.08%**

12.  

Type of Reporting Person

 

OO

 

* Includes warrants to purchase 27,725 shares of common stock that are exercisable within 60 days of December 31, 2017.
** The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017.

CUSIP No. 03842Q108    13G   

 

  1.   

Name of Reporting Person

 

Pinnacle Ventures Management II, L.L.C.

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially 

Owned by

Each

Reporting

Person

With

   5.    

Sole Voting Power

 

965,217*

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

965,217*

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

965,217*

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

2.87%**

12.  

Type of Reporting Person

 

OO

 

* Includes warrants to purchase 186,108 shares of common stock that are exercisable within 60 days of December 31, 2017.
** The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017.

CUSIP No. 03842Q108    13G   

 

  1.   

Name of Reporting Person

 

Pinnacle Ventures II-A, L.P.

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially 

Owned by

Each

Reporting

Person

With

   5.    

Sole Voting Power

 

15,575

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

15,575

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

15,575

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

0.05%*

12.  

Type of Reporting Person

 

PN

 

* The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017.

CUSIP No. 03842Q108    13G   

 

  1.   

Name of Reporting Person

 

Pinnacle Ventures II-B, L.P.

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially 

Owned by

Each

Reporting

Person

With

   5.    

Sole Voting Power

 

654,460

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

654,460

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

654,460

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

1.95%*

12.  

Type of Reporting Person

 

PN

 

* The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017.

CUSIP No. 03842Q108    13G   

 

  1.   

Name of Reporting Person

 

Pinnacle Ventures II-C, L.P.

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially 

Owned by

Each

Reporting

Person

With

   5.    

Sole Voting Power

 

54,535

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

54,535

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

54,535

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

0.16%*

12.  

Type of Reporting Person

 

PN

 

* The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017.

CUSIP No. 03842Q108    13G   

 

  1.   

Name of Reporting Person

 

Pinnacle Ventures II-R, L.P.

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially 

Owned by

Each

Reporting

Person

With

   5.    

Sole Voting Power

 

54,535

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

54,535

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

54,535

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

0.16%*

12.  

Type of Reporting Person

 

PN

 

* The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017.

CUSIP No. 03842Q108    13G   

 

  1.   

Name of Reporting Person

 

Pinnacle Ventures II Equity Holdings, L.L.C.

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially 

Owned by

Each

Reporting

Person

With

   5.    

Sole Voting Power

 

186,108*

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

186,108*

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

186,108*

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

0.55%**

12.  

Type of Reporting Person

 

OO

 

* Includes warrants to purchase 186,108 shares of common stock that are exercisable within 60 days of December 31, 2017.
** The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017.

CUSIP No. 03842Q108    13G   

 

  1.   

Name of Reporting Person

 

Pinnacle Ventures Equity Management I, L.L.C.

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially 

Owned by

Each

Reporting

Person

With

   5.    

Sole Voting Power

 

1,422,530

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

1,422,530

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,422,530

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

4.25%*

12.  

Type of Reporting Person

 

OO

 

* The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017.

CUSIP No. 03842Q108    13G   

 

  1.   

Name of Reporting Person

 

Pinnacle Ventures Equity Fund I, L.P.

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially 

Owned by

Each

Reporting

Person

With

   5.    

Sole Voting Power

 

782,394

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

782,394

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

782,394

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

2.34%*

12.  

Type of Reporting Person

 

PN

 

* The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017.

CUSIP No. 03842Q108    13G   

 

  1.   

Name of Reporting Person

 

Pinnacle Ventures Equity Fund I-O, L.P.

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially 

Owned by

Each

Reporting

Person

With

   5.    

Sole Voting Power

 

569,012

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

569,012

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

569,012

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

1.70%*

12.  

Type of Reporting Person

 

PN

 

* The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017.

CUSIP No. 03842Q108    13G   

 

  1.   

Name of Reporting Person

 

Pinnacle Ventures Equity Fund I Affiliates, L.P.

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially 

Owned by

Each

Reporting

Person

With

   5.    

Sole Voting Power

 

71,124

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

71,124

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

71,124

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

0.21%*

12.  

Type of Reporting Person

 

PN

 

* The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017.

CUSIP No. 03842Q108    13G   

 

  1.   

Name of Reporting Person

 

Ken Pelowski

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially 

Owned by

Each

Reporting

Person

With

   5.    

Sole Voting Power

 

2,799,919*

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

2,799,919*

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

2,799,919*

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

8.31%**

12.  

Type of Reporting Person

 

IN

 

* Includes warrants to purchase 214,399 shares of common stock that are exercisable within 60 days of December 31, 2017. Mr. Pelowski holds 1,255 shares of common stock, in his individual capacity, to be issued pursuant to vesting of restricted stock units within 60 days of December 31, 2017.
** The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017.

CUSIP No. 03842Q108    13G   

 

Item 1(a)   

Name of Issuer

 

Aquantia Corp.

Item 1(b)   

Address of Issuers Principal Executive Offices

 

105 E. Tasman Drive

San Jose, CA 95134

Item 2(a)    Name of Person Filing
Item 2(b)    Address of Principal Business Office
Item 2(c)   

Citizenship

 

This statement is filed by the following Reporting Persons:

 

Pinnacle Ventures Management I, L.L.C., a Delaware LLC;

Pinnacle Ventures I-A (Q), L.P., a Delaware limited partnership;

Pinnacle Ventures I-B, L.P., a Delaware limited partnership;

Pinnacle Ventures I Affiliates, L.P., a Delaware limited partnership;

Pinnacle Ventures I (Q) Equity Holdings, L.L.C., a Delaware LLC;

Pinnacle Ventures Management II, L.L.C., a Delaware LLC;

Pinnacle Ventures II-A, L.P., a Delaware limited partnership;

Pinnacle Ventures II-B, L.P., a Delaware limited partnership;

Pinnacle Ventures II-C, L.P., a Delaware limited partnership;

Pinnacle Ventures II-R, L.P., a Delaware limited partnership;

Pinnacle Ventures II Equity Holdings, L.L.C., a Delaware LLC;

Pinnacle Ventures Equity Management I, L.L.C., a Delaware LLC;

Pinnacle Ventures Equity Fund I, L.P., a Delaware limited partnership;

Pinnacle Ventures Equity Fund I-O, L.P., a Delaware limited partnership;

Pinnacle Ventures Equity Fund I Affiliates, L.P., a Delaware limited partnership; and

Ken Pelowski, a United States citizen.

 

Pinnacle Ventures Management I, L.L.C. is the general partner of Pinnacle Ventures I-A (Q), L.P., Pinnacle Ventures I-B, L.P., Pinnacle Ventures I Affiliates, L.P. and Pinnacle Ventures I (Q) Equity Holdings, L.L.C.

 

Pinnacle Ventures Management II, L.L.C. is the general partner of Pinnacle Ventures II-A, L.P., Pinnacle Ventures II-B, L.P., Pinnacle Ventures II-C, L.P., Pinnacle Ventures II-R, L.P. and Pinnacle Ventures II Equity Holdings, L.L.C.

 

Pinnacle Ventures Equity Management I, L.L.C. is the general partner of Pinnacle Ventures Equity Fund I, L.P., Pinnacle Ventures Equity Fund I-O, L.P. and Pinnacle Ventures Equity Fund I Affiliates, L.P.

 

Ken Pelowski is the controlling managing member of Pinnacle Ventures Management I, L.L.C., Pinnacle Ventures Management II, L.L.C. and Pinnacle Ventures Equity Management I, L.L.C.

 

The principal business address of each Reporting Person is c/o Pinnacle Ventures, 1600 El Camino Real, Suite 250, Menlo Park, CA 94025.


CUSIP No. 03842Q108    13G   

 

Item 2(d)   

Title of Class of Securities

 

Common Stock, $0.00001 par value

Item 2(e)   

CUSIP Number

 

03842Q108

Item 3   

If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

 

Not applicable.

Item 4    Ownership

 

     Number of Shares
Beneficially Owned
     Sole Voting Power      Shared Voting
Power
     Sole Dispositive
Power
     Shared
Dispositive
Power
     Percentage of
Common Stock
Outstanding
 

Pinnacle Ventures Management I, L.L.C.1

     410,917        410,917                  410,917                  1.23

Pinnacle Ventures I-A (Q), L.P.

     95,621        95,621                  95,621                  0.29

Pinnacle Ventures I-B, L.P.

     279,303        279,303                  279,303                  0.83

Pinnacle Ventures I Affiliates, L.P.2

     8,241        8,241                  8,241                  0.02

Pinnacle Ventures I (Q) Equity Holdings, L.L.C.3

     27,725        27,725                  27,725                  0.08

Pinnacle Ventures Management II, L.L.C.4

     965,217        965,217                  965,217                  2.87

Pinnacle Ventures II-A, L.P.

     15,575        15,575                  15,575                  0.05

Pinnacle Ventures II-B, L.P.

     654,460        654,460                  654,460                  1.95

Pinnacle Ventures II-C, L.P.

     54,535        54,535                  54,535                  0.16

Pinnacle Ventures II-R, L.P.

     54,535        54,535                  54,535                  0.16

Pinnacle Ventures II Equity Holdings, L.L.C.5

     186,108        186,108                  186,108                  0.55

Pinnacle Ventures Equity Management I, L.L.C.

     1,422,530        1,422,530                  1,422,530                  4.25

Pinnacle Ventures Equity Fund I, L.P.

     782,394        782,394                  782,394                  2.34

Pinnacle Ventures Equity Fund I-O, L.P.

     569,012        569,012                  569,012                  1.70

Pinnacle Ventures Equity Fund I Affiliates, L.P.

     71,124        71,124                  71,124                  0.21

Ken Pelowski6

     2,799,919        2,799,919                  2,799,919                  8.31

 

1  Includes warrants to purchase 28,291 shares of common stock that are exercisable within 60 days of December 31, 2017.
2  Includes warrants to purchase 566 shares of common stock that are exercisable within 60 days of December 31, 2017.
3  Includes warrants to purchase 27,725 shares of common stock that are exercisable within 60 days of December 31, 2017.
4  Includes warrants to purchase 186,108 shares of common stock that are exercisable within 60 days of December 31, 2017.
5  Includes warrants to purchase 186,108 shares of common stock that are exercisable within 60 days of December 31, 2017.
6  Includes warrants to purchase 214,399 shares of common stock that are exercisable within 60 days of December 31, 2017. Mr. Pelowski holds 1,255 shares of common stock, in his individual capacity, to be issued pursuant to vesting of restricted stock units within 60 days of December 31, 2017.

 

Item 5   

Ownership of Five Percent or Less of a Class

 

Not applicable.

Item 6   

Ownership of More than Five Percent on Behalf of Another Person

 

Not applicable.


CUSIP No. 03842Q108    13G   

 

Item 7   

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

 

Not applicable.

Item 8   

Identification and Classification of Members of the Group

 

See Exhibit 2.

Item 9   

Notice of Dissolution of Group

 

Not applicable.

Item 10   

Certification

 

Not applicable.


CUSIP No. 03842Q108    13G   

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

DATED: February 14, 2018     PINNACLE VENTURES
    MANAGEMENT I, L.L.C.
    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer
DATED: February 14, 2018     PINNACLE VENTURES I-A (Q), L.P.
    By:  

PINNACLE VENTURES

MANAGEMENT I, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer
DATED: February 14, 2018     PINNACLE VENTURES I-B, L.P.
    By:  

PINNACLE VENTURES

MANAGEMENT I, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer
DATED: February 14, 2018     PINNACLE VENTURES I AFFILIATES, L.P.
    By:  

PINNACLE VENTURES

MANAGEMENT I, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer

CUSIP No. 03842Q108    13G   

 

DATED: February 14, 2018    

PINNACLE VENTURES I (Q)

EQUITY HOLDINGS, L.L.C.

    By:  

PINNACLE VENTURES

MANAGEMENT I, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer
DATED: February 14, 2018    

PINNACLE VENTURES

MANAGEMENT II, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer
DATED: February 14, 2018     PINNACLE VENTURES II-A, L.P.
    By:  

PINNACLE VENTURES

MANAGEMENT II, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer
DATED: February 14, 2018     PINNACLE VENTURES II-B, L.P.
    By:  

PINNACLE VENTURES

MANAGEMENT II, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer

CUSIP No. 03842Q108    13G   

 

DATED: February 14, 2018     PINNACLE VENTURES II-C, L.P.
    By:  

PINNACLE VENTURES

MANAGEMENT II, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer
DATED: February 14, 2018     PINNACLE VENTURES II-R, L.P.
    By:  

PINNACLE VENTURES

MANAGEMENT II, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer
DATED: February 14, 2018    

PINNACLE VENTURES II

EQUITY HOLDINGS, L.L.C.

    By:  

PINNACLE VENTURES

MANAGEMENT II, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer
DATED: February 14, 2018    

PINNACLE VENTURES EQUITY

MANAGEMENT I, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer

CUSIP No. 03842Q108    13G   

 

DATED: February 14, 2018     PINNACLE VENTURES EQUITY FUND I, L.P.
    By:  

PINNACLE VENTURES EQUITY

MANAGEMENT I, L.L.C.

    By:    /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer
DATED: February 14, 2018     PINNACLE VENTURES EQUITY FUND I-O, L.P.
    By:  

PINNACLE VENTURES EQUITY

MANAGEMENT I, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer
DATED: February 14, 2018    

PINNACLE VENTURES EQUITY FUND I

AFFILIATES, L.P.

    By:  

PINNACLE VENTURES EQUITY

MANAGEMENT I, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer
DATED: February 14, 2018     /s/ Ken Pelowski
    Name: Ken Pelowski

CUSIP No. 03842Q108    13G   

 

EXHIBIT INDEX

 

Exhibit 1.    Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended.
Exhibit 2.    List of Members of a Group