Filing Details
- Accession Number:
- 0001193125-18-045455
- Form Type:
- 13G Filing
- Publication Date:
- 2018-02-14 15:35:09
- Filed By:
- Pinnacle Ventures Management I Llc
- Company:
- Aquantia Corp (NYSE:AQ)
- Filing Date:
- 2018-02-14
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Pinnacle Ventures Management I | 410,917 | 0 | 410,917 | 0 | 410,917 | 1.23% |
Pinnacle Ventures I-A (Q) | 95,621 | 0 | 95,621 | 0 | 95,621 | 0.29% |
Pinnacle Ventures I-B | 279,303 | 0 | 279,303 | 0 | 279,303 | 0.83% |
Pinnacle Ventures I Affiliates | 8,241 | 0 | 8,241 | 0 | 8,241 | 0.02% |
Pinnacle Ventures I (Q) Equity Holdings | 27,725 | 0 | 27,725 | 0 | 27,725 | 0.08% |
Pinnacle Ventures Management II | 965,217 | 0 | 965,217 | 0 | 965,217 | 2.87% |
Pinnacle Ventures II-A | 15,575 | 0 | 15,575 | 0 | 15,575 | 0.05% |
Pinnacle Ventures II-B | 654,460 | 0 | 654,460 | 0 | 654,460 | 1.95% |
Pinnacle Ventures II-C | 54,535 | 0 | 54,535 | 0 | 54,535 | 0.16% |
Pinnacle Ventures II-R | 54,535 | 0 | 54,535 | 0 | 54,535 | 0.16% |
Pinnacle Ventures II Equity Holdings | 186,108 | 0 | 186,108 | 0 | 186,108 | 0.55% |
Pinnacle Ventures Equity Management I | 1,422,530 | 0 | 1,422,530 | 0 | 1,422,530 | 4.25% |
Pinnacle Ventures Equity Fund I | 782,394 | 0 | 782,394 | 0 | 782,394 | 2.34% |
Pinnacle Ventures Equity Fund I-O | 569,012 | 0 | 569,012 | 0 | 569,012 | 1.70% |
Pinnacle Ventures Equity Fund I Affiliates | 71,124 | 0 | 71,124 | 0 | 71,124 | 0.21% |
Ken Pelowski | 2,799,919 | 0 | 2,799,919 | 0 | 2,799,919 | 8.31% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Aquantia Corp.
(Name of Issuer)
Common Stock, par value $0.00001 per share
(Title of Class of Securities)
03842Q108
(CUSIP Number)
December 31, 2017
(Date of Event Which Requires Filing of the Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 03842Q108 | 13G |
1. | Name of Reporting Person
Pinnacle Ventures Management I, L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power
410,917* | ||||
6. | Shared Voting Power
0 | |||||
7. | Sole Dispositive Power
410,917* | |||||
8. | Shared Dispositive Power
0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
410,917* | |||||
10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐
| |||||
11. | Percent of Class Represented by Amount in Row (9)
1.23%** | |||||
12. | Type of Reporting Person
OO |
* | Includes warrants to purchase 28,291 shares of common stock that are exercisable within 60 days of December 31, 2017. |
** | The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017. |
CUSIP No. 03842Q108 | 13G |
1. | Name of Reporting Person
Pinnacle Ventures I-A (Q), L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power
95,621 | ||||
6. | Shared Voting Power
0 | |||||
7. | Sole Dispositive Power
95,621 | |||||
8. | Shared Dispositive Power
0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
95,621 | |||||
10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐
| |||||
11. | Percent of Class Represented by Amount in Row (9)
0.29%* | |||||
12. | Type of Reporting Person
PN |
* | The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017. |
CUSIP No. 03842Q108 | 13G |
1. | Name of Reporting Person
Pinnacle Ventures I-B, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power
279,303 | ||||
6. | Shared Voting Power
0 | |||||
7. | Sole Dispositive Power
279,303 | |||||
8. | Shared Dispositive Power
0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
279,303 | |||||
10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐
| |||||
11. | Percent of Class Represented by Amount in Row (9)
0.83%* | |||||
12. | Type of Reporting Person
PN |
* | The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017. |
CUSIP No. 03842Q108 | 13G |
1. | Name of Reporting Person
Pinnacle Ventures I Affiliates, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power
8,241* | ||||
6. | Shared Voting Power
0 | |||||
7. | Sole Dispositive Power
8,241* | |||||
8. | Shared Dispositive Power
0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
8,241* | |||||
10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐
| |||||
11. | Percent of Class Represented by Amount in Row (9)
0.02%** | |||||
12. | Type of Reporting Person
PN |
* | Includes warrants to purchase 566 shares of common stock that are exercisable within 60 days of December 31, 2017. |
** | The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017. |
CUSIP No. 03842Q108 | 13G |
1. | Name of Reporting Person
Pinnacle Ventures I (Q) Equity Holdings, L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power
27,725* | ||||
6. | Shared Voting Power
0 | |||||
7. | Sole Dispositive Power
27,725* | |||||
8. | Shared Dispositive Power
0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
27,725* | |||||
10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐
| |||||
11. | Percent of Class Represented by Amount in Row (9)
0.08%** | |||||
12. | Type of Reporting Person
OO |
* | Includes warrants to purchase 27,725 shares of common stock that are exercisable within 60 days of December 31, 2017. |
** | The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017. |
CUSIP No. 03842Q108 | 13G |
1. | Name of Reporting Person
Pinnacle Ventures Management II, L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power
965,217* | ||||
6. | Shared Voting Power
0 | |||||
7. | Sole Dispositive Power
965,217* | |||||
8. | Shared Dispositive Power
0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
965,217* | |||||
10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐
| |||||
11. | Percent of Class Represented by Amount in Row (9)
2.87%** | |||||
12. | Type of Reporting Person
OO |
* | Includes warrants to purchase 186,108 shares of common stock that are exercisable within 60 days of December 31, 2017. |
** | The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017. |
CUSIP No. 03842Q108 | 13G |
1. | Name of Reporting Person
Pinnacle Ventures II-A, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power
15,575 | ||||
6. | Shared Voting Power
0 | |||||
7. | Sole Dispositive Power
15,575 | |||||
8. | Shared Dispositive Power
0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
15,575 | |||||
10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐
| |||||
11. | Percent of Class Represented by Amount in Row (9)
0.05%* | |||||
12. | Type of Reporting Person
PN |
* | The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017. |
CUSIP No. 03842Q108 | 13G |
1. | Name of Reporting Person
Pinnacle Ventures II-B, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power
654,460 | ||||
6. | Shared Voting Power
0 | |||||
7. | Sole Dispositive Power
654,460 | |||||
8. | Shared Dispositive Power
0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
654,460 | |||||
10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐
| |||||
11. | Percent of Class Represented by Amount in Row (9)
1.95%* | |||||
12. | Type of Reporting Person
PN |
* | The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017. |
CUSIP No. 03842Q108 | 13G |
1. | Name of Reporting Person
Pinnacle Ventures II-C, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power
54,535 | ||||
6. | Shared Voting Power
0 | |||||
7. | Sole Dispositive Power
54,535 | |||||
8. | Shared Dispositive Power
0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
54,535 | |||||
10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐
| |||||
11. | Percent of Class Represented by Amount in Row (9)
0.16%* | |||||
12. | Type of Reporting Person
PN |
* | The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017. |
CUSIP No. 03842Q108 | 13G |
1. | Name of Reporting Person
Pinnacle Ventures II-R, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power
54,535 | ||||
6. | Shared Voting Power
0 | |||||
7. | Sole Dispositive Power
54,535 | |||||
8. | Shared Dispositive Power
0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
54,535 | |||||
10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐
| |||||
11. | Percent of Class Represented by Amount in Row (9)
0.16%* | |||||
12. | Type of Reporting Person
PN |
* | The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017. |
CUSIP No. 03842Q108 | 13G |
1. | Name of Reporting Person
Pinnacle Ventures II Equity Holdings, L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power
186,108* | ||||
6. | Shared Voting Power
0 | |||||
7. | Sole Dispositive Power
186,108* | |||||
8. | Shared Dispositive Power
0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
186,108* | |||||
10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐
| |||||
11. | Percent of Class Represented by Amount in Row (9)
0.55%** | |||||
12. | Type of Reporting Person
OO |
* | Includes warrants to purchase 186,108 shares of common stock that are exercisable within 60 days of December 31, 2017. |
** | The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017. |
CUSIP No. 03842Q108 | 13G |
1. | Name of Reporting Person
Pinnacle Ventures Equity Management I, L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power
1,422,530 | ||||
6. | Shared Voting Power
0 | |||||
7. | Sole Dispositive Power
1,422,530 | |||||
8. | Shared Dispositive Power
0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
1,422,530 | |||||
10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐
| |||||
11. | Percent of Class Represented by Amount in Row (9)
4.25%* | |||||
12. | Type of Reporting Person
OO |
* | The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017. |
CUSIP No. 03842Q108 | 13G |
1. | Name of Reporting Person
Pinnacle Ventures Equity Fund I, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power
782,394 | ||||
6. | Shared Voting Power
0 | |||||
7. | Sole Dispositive Power
782,394 | |||||
8. | Shared Dispositive Power
0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
782,394 | |||||
10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐
| |||||
11. | Percent of Class Represented by Amount in Row (9)
2.34%* | |||||
12. | Type of Reporting Person
PN |
* | The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017. |
CUSIP No. 03842Q108 | 13G |
1. | Name of Reporting Person
Pinnacle Ventures Equity Fund I-O, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power
569,012 | ||||
6. | Shared Voting Power
0 | |||||
7. | Sole Dispositive Power
569,012 | |||||
8. | Shared Dispositive Power
0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
569,012 | |||||
10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐
| |||||
11. | Percent of Class Represented by Amount in Row (9)
1.70%* | |||||
12. | Type of Reporting Person
PN |
* | The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017. |
CUSIP No. 03842Q108 | 13G |
1. | Name of Reporting Person
Pinnacle Ventures Equity Fund I Affiliates, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power
71,124 | ||||
6. | Shared Voting Power
0 | |||||
7. | Sole Dispositive Power
71,124 | |||||
8. | Shared Dispositive Power
0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
71,124 | |||||
10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐
| |||||
11. | Percent of Class Represented by Amount in Row (9)
0.21%* | |||||
12. | Type of Reporting Person
PN |
* | The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017. |
CUSIP No. 03842Q108 | 13G |
1. | Name of Reporting Person
Ken Pelowski | |||||
2. | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
United States | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power
2,799,919* | ||||
6. | Shared Voting Power
0 | |||||
7. | Sole Dispositive Power
2,799,919* | |||||
8. | Shared Dispositive Power
0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
2,799,919* | |||||
10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐
| |||||
11. | Percent of Class Represented by Amount in Row (9)
8.31%** | |||||
12. | Type of Reporting Person
IN |
* | Includes warrants to purchase 214,399 shares of common stock that are exercisable within 60 days of December 31, 2017. Mr. Pelowski holds 1,255 shares of common stock, in his individual capacity, to be issued pursuant to vesting of restricted stock units within 60 days of December 31, 2017. |
** | The percentage is calculated based on the Issuer having 33,488,654 shares of common stock outstanding as of November 30, 2017, as reported on the Issuers Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2017 filed on December 6, 2017. |
CUSIP No. 03842Q108 | 13G |
Item 1(a) | Name of Issuer
Aquantia Corp. | |
Item 1(b) | Address of Issuers Principal Executive Offices
105 E. Tasman Drive San Jose, CA 95134 | |
Item 2(a) | Name of Person Filing | |
Item 2(b) | Address of Principal Business Office | |
Item 2(c) | Citizenship
This statement is filed by the following Reporting Persons:
Pinnacle Ventures Management I, L.L.C., a Delaware LLC; Pinnacle Ventures I-A (Q), L.P., a Delaware limited partnership; Pinnacle Ventures I-B, L.P., a Delaware limited partnership; Pinnacle Ventures I Affiliates, L.P., a Delaware limited partnership; Pinnacle Ventures I (Q) Equity Holdings, L.L.C., a Delaware LLC; Pinnacle Ventures Management II, L.L.C., a Delaware LLC; Pinnacle Ventures II-A, L.P., a Delaware limited partnership; Pinnacle Ventures II-B, L.P., a Delaware limited partnership; Pinnacle Ventures II-C, L.P., a Delaware limited partnership; Pinnacle Ventures II-R, L.P., a Delaware limited partnership; Pinnacle Ventures II Equity Holdings, L.L.C., a Delaware LLC; Pinnacle Ventures Equity Management I, L.L.C., a Delaware LLC; Pinnacle Ventures Equity Fund I, L.P., a Delaware limited partnership; Pinnacle Ventures Equity Fund I-O, L.P., a Delaware limited partnership; Pinnacle Ventures Equity Fund I Affiliates, L.P., a Delaware limited partnership; and Ken Pelowski, a United States citizen.
Pinnacle Ventures Management I, L.L.C. is the general partner of Pinnacle Ventures I-A (Q), L.P., Pinnacle Ventures I-B, L.P., Pinnacle Ventures I Affiliates, L.P. and Pinnacle Ventures I (Q) Equity Holdings, L.L.C.
Pinnacle Ventures Management II, L.L.C. is the general partner of Pinnacle Ventures II-A, L.P., Pinnacle Ventures II-B, L.P., Pinnacle Ventures II-C, L.P., Pinnacle Ventures II-R, L.P. and Pinnacle Ventures II Equity Holdings, L.L.C.
Pinnacle Ventures Equity Management I, L.L.C. is the general partner of Pinnacle Ventures Equity Fund I, L.P., Pinnacle Ventures Equity Fund I-O, L.P. and Pinnacle Ventures Equity Fund I Affiliates, L.P.
Ken Pelowski is the controlling managing member of Pinnacle Ventures Management I, L.L.C., Pinnacle Ventures Management II, L.L.C. and Pinnacle Ventures Equity Management I, L.L.C.
The principal business address of each Reporting Person is c/o Pinnacle Ventures, 1600 El Camino Real, Suite 250, Menlo Park, CA 94025. |
CUSIP No. 03842Q108 | 13G |
Item 2(d) | Title of Class of Securities
Common Stock, $0.00001 par value | |
Item 2(e) | CUSIP Number
03842Q108 | |
Item 3 | If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
Not applicable. | |
Item 4 | Ownership |
Number of Shares Beneficially Owned | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Percentage of Common Stock Outstanding | |||||||||||||||||||
Pinnacle Ventures Management I, L.L.C.1 | 410,917 | 410,917 | 410,917 | 1.23 | % | |||||||||||||||||||
Pinnacle Ventures I-A (Q), L.P. | 95,621 | 95,621 | 95,621 | 0.29 | % | |||||||||||||||||||
Pinnacle Ventures I-B, L.P. | 279,303 | 279,303 | 279,303 | 0.83 | % | |||||||||||||||||||
Pinnacle Ventures I Affiliates, L.P.2 | 8,241 | 8,241 | 8,241 | 0.02 | % | |||||||||||||||||||
Pinnacle Ventures I (Q) Equity Holdings, L.L.C.3 | 27,725 | 27,725 | 27,725 | 0.08 | % | |||||||||||||||||||
Pinnacle Ventures Management II, L.L.C.4 | 965,217 | 965,217 | 965,217 | 2.87 | % | |||||||||||||||||||
Pinnacle Ventures II-A, L.P. | 15,575 | 15,575 | 15,575 | 0.05 | % | |||||||||||||||||||
Pinnacle Ventures II-B, L.P. | 654,460 | 654,460 | 654,460 | 1.95 | % | |||||||||||||||||||
Pinnacle Ventures II-C, L.P. | 54,535 | 54,535 | 54,535 | 0.16 | % | |||||||||||||||||||
Pinnacle Ventures II-R, L.P. | 54,535 | 54,535 | 54,535 | 0.16 | % | |||||||||||||||||||
Pinnacle Ventures II Equity Holdings, L.L.C.5 | 186,108 | 186,108 | 186,108 | 0.55 | % | |||||||||||||||||||
Pinnacle Ventures Equity Management I, L.L.C. | 1,422,530 | 1,422,530 | 1,422,530 | 4.25 | % | |||||||||||||||||||
Pinnacle Ventures Equity Fund I, L.P. | 782,394 | 782,394 | 782,394 | 2.34 | % | |||||||||||||||||||
Pinnacle Ventures Equity Fund I-O, L.P. | 569,012 | 569,012 | 569,012 | 1.70 | % | |||||||||||||||||||
Pinnacle Ventures Equity Fund I Affiliates, L.P. | 71,124 | 71,124 | 71,124 | 0.21 | % | |||||||||||||||||||
Ken Pelowski6 | 2,799,919 | 2,799,919 | 2,799,919 | 8.31 | % |
1 | Includes warrants to purchase 28,291 shares of common stock that are exercisable within 60 days of December 31, 2017. |
2 | Includes warrants to purchase 566 shares of common stock that are exercisable within 60 days of December 31, 2017. |
3 | Includes warrants to purchase 27,725 shares of common stock that are exercisable within 60 days of December 31, 2017. |
4 | Includes warrants to purchase 186,108 shares of common stock that are exercisable within 60 days of December 31, 2017. |
5 | Includes warrants to purchase 186,108 shares of common stock that are exercisable within 60 days of December 31, 2017. |
6 | Includes warrants to purchase 214,399 shares of common stock that are exercisable within 60 days of December 31, 2017. Mr. Pelowski holds 1,255 shares of common stock, in his individual capacity, to be issued pursuant to vesting of restricted stock units within 60 days of December 31, 2017. |
Item 5 | Ownership of Five Percent or Less of a Class
Not applicable. | |
Item 6 | Ownership of More than Five Percent on Behalf of Another Person
Not applicable. |
CUSIP No. 03842Q108 | 13G |
Item 7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
Not applicable. | |
Item 8 | Identification and Classification of Members of the Group
See Exhibit 2. | |
Item 9 | Notice of Dissolution of Group
Not applicable. | |
Item 10 | Certification
Not applicable. |
CUSIP No. 03842Q108 | 13G |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
DATED: February 14, 2018 | PINNACLE VENTURES | |||||
MANAGEMENT I, L.L.C. | ||||||
By: | /s/ Robert N. Savoie | |||||
Name: Robert N. Savoie | ||||||
Title: Chief Operating Officer | ||||||
DATED: February 14, 2018 | PINNACLE VENTURES I-A (Q), L.P. | |||||
By: | PINNACLE VENTURES MANAGEMENT I, L.L.C. | |||||
By: | /s/ Robert N. Savoie | |||||
Name: Robert N. Savoie | ||||||
Title: Chief Operating Officer | ||||||
DATED: February 14, 2018 | PINNACLE VENTURES I-B, L.P. | |||||
By: | PINNACLE VENTURES MANAGEMENT I, L.L.C. | |||||
By: | /s/ Robert N. Savoie | |||||
Name: Robert N. Savoie | ||||||
Title: Chief Operating Officer | ||||||
DATED: February 14, 2018 | PINNACLE VENTURES I AFFILIATES, L.P. | |||||
By: | PINNACLE VENTURES MANAGEMENT I, L.L.C. | |||||
By: | /s/ Robert N. Savoie | |||||
Name: Robert N. Savoie | ||||||
Title: Chief Operating Officer |
CUSIP No. 03842Q108 | 13G |
DATED: February 14, 2018 | PINNACLE VENTURES I (Q) EQUITY HOLDINGS, L.L.C. | |||||
By: | PINNACLE VENTURES MANAGEMENT I, L.L.C. | |||||
By: | /s/ Robert N. Savoie | |||||
Name: Robert N. Savoie | ||||||
Title: Chief Operating Officer | ||||||
DATED: February 14, 2018 | PINNACLE VENTURES MANAGEMENT II, L.L.C. | |||||
By: | /s/ Robert N. Savoie | |||||
Name: Robert N. Savoie | ||||||
Title: Chief Operating Officer | ||||||
DATED: February 14, 2018 | PINNACLE VENTURES II-A, L.P. | |||||
By: | PINNACLE VENTURES MANAGEMENT II, L.L.C. | |||||
By: | /s/ Robert N. Savoie | |||||
Name: Robert N. Savoie | ||||||
Title: Chief Operating Officer | ||||||
DATED: February 14, 2018 | PINNACLE VENTURES II-B, L.P. | |||||
By: | PINNACLE VENTURES MANAGEMENT II, L.L.C. | |||||
By: | /s/ Robert N. Savoie | |||||
Name: Robert N. Savoie | ||||||
Title: Chief Operating Officer |
CUSIP No. 03842Q108 | 13G |
DATED: February 14, 2018 | PINNACLE VENTURES II-C, L.P. | |||||
By: | PINNACLE VENTURES MANAGEMENT II, L.L.C. | |||||
By: | /s/ Robert N. Savoie | |||||
Name: Robert N. Savoie | ||||||
Title: Chief Operating Officer | ||||||
DATED: February 14, 2018 | PINNACLE VENTURES II-R, L.P. | |||||
By: | PINNACLE VENTURES MANAGEMENT II, L.L.C. | |||||
By: | /s/ Robert N. Savoie | |||||
Name: Robert N. Savoie | ||||||
Title: Chief Operating Officer | ||||||
DATED: February 14, 2018 | PINNACLE VENTURES II EQUITY HOLDINGS, L.L.C. | |||||
By: | PINNACLE VENTURES MANAGEMENT II, L.L.C. | |||||
By: | /s/ Robert N. Savoie | |||||
Name: Robert N. Savoie | ||||||
Title: Chief Operating Officer | ||||||
DATED: February 14, 2018 | PINNACLE VENTURES EQUITY MANAGEMENT I, L.L.C. | |||||
By: | /s/ Robert N. Savoie | |||||
Name: Robert N. Savoie | ||||||
Title: Chief Operating Officer |
CUSIP No. 03842Q108 | 13G |
DATED: February 14, 2018 | PINNACLE VENTURES EQUITY FUND I, L.P. | |||||
By: | PINNACLE VENTURES EQUITY MANAGEMENT I, L.L.C. | |||||
By: | /s/ Robert N. Savoie | |||||
Name: Robert N. Savoie | ||||||
Title: Chief Operating Officer | ||||||
DATED: February 14, 2018 | PINNACLE VENTURES EQUITY FUND I-O, L.P. | |||||
By: | PINNACLE VENTURES EQUITY MANAGEMENT I, L.L.C. | |||||
By: | /s/ Robert N. Savoie | |||||
Name: Robert N. Savoie | ||||||
Title: Chief Operating Officer | ||||||
DATED: February 14, 2018 | PINNACLE VENTURES EQUITY FUND I AFFILIATES, L.P. | |||||
By: | PINNACLE VENTURES EQUITY MANAGEMENT I, L.L.C. | |||||
By: | /s/ Robert N. Savoie | |||||
Name: Robert N. Savoie | ||||||
Title: Chief Operating Officer | ||||||
DATED: February 14, 2018 | /s/ Ken Pelowski | |||||
Name: Ken Pelowski |
CUSIP No. 03842Q108 | 13G |
EXHIBIT INDEX
Exhibit 1. | Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended. | |
Exhibit 2. | List of Members of a Group |