Filing Details
- Accession Number:
- 0001668428-18-000007
- Form Type:
- 13G Filing
- Publication Date:
- 2018-02-14 13:33:35
- Filed By:
- Fgl Holdings
- Company:
- Crescent Capital Bdc Inc. (NASDAQ:CCAP)
- Filing Date:
- 2018-02-14
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
FGL Holdings | 0 | 2,139,513 | 0 | 2,139,513 | 2,139,513 | 26.40% |
Fidelity Guaranty Life Insurance Company | 0 | 2,139,513 | 0 | 2,139,513 | 2,139,513 | 26.40% |
Filing
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO 13d-2
(Amendment No. )*
CRESCENT CAPITAL BDC, INC. |
(Name of Issuer)
Common Stock, par value $0.001 per share |
(Title of Class of Securities)
N/A |
(CUSIP Number)
December 31, 2017 |
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x Rule 13d-1(b)
¨ Rule 13d-1(c)
¨ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(1) | NAME OF REPORTING PERSON FGL Holdings | |||||||
(2) | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) ¨ | |||||||
(3) | SEC USE ONLY | |||||||
(4) | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands | |||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | (5) | SOLE VOTING POWER 0 | ||||||
(6) | SHARED VOTING POWER 2,139,513.768 | |||||||
(7) | SOLE DISPOSITIVE POWER 0 | |||||||
(8) | SHARED DISPOSITIVE POWER 2,139,513.768 | |||||||
(9) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,139,513.768 | |||||||
(10) | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨ | |||||||
(11) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 26.40% | |||||||
(12) | TYPE OF REPORTING PERSON FI | |||||||
(1) | NAME OF REPORTING PERSON Fidelity & Guaranty Life Insurance Company | ||||
(2) | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) ¨ | ||||
(3) | SEC USE ONLY | ||||
(4) | CITIZENSHIP OR PLACE OF ORGANIZATION Iowa | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | (5) | SOLE VOTING POWER 0 | |||
(6) | SHARED VOTING POWER 2,139,513.768 | ||||
(7) | SOLE DISPOSITIVE POWER 0 | ||||
(8) | SHARED DISPOSITIVE POWER 2,139,513.768 | ||||
(9) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,139,513.768 | ||||
(10) | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨ | ||||
(11) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 26.40% | ||||
(12) | TYPE OF REPORTING PERSON IC |
ITEM 1 | (a) | NAME OF ISSUER: | |||||||||||||||||||||||||
CRESCENT CAPITAL BDC, INC. | |||||||||||||||||||||||||||
ITEM 1 | (b) | ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES: 11100 Santa Monica Blvd., Suite 2000 Los Angeles, CA 90025 | |||||||||||||||||||||||||
ITEMS 2(a), 2(b) and 2(c). NAME OF PERSON FILING, ADDRESS OF PRINCIPAL BUSINESS OFFICE AND CITIZENSHIP: | |||||||||||||||||||||||||||
This statement is filed by the entities and persons listed below, all of whom together are referred to herein as the “Reporting Persons”: | |||||||||||||||||||||||||||
(i) | FGL Holdings, a Cayman Islands exempted company. | ||||||||||||||||||||||||||
(ii) | Fidelity & Guaranty Life Insurance Company, a Iowa corporation (“FGLIC”) and wholly owned subsidiary of FGL. The shares of Common Stock reported in this Schedule 13G are directly held by FGLIC. | ||||||||||||||||||||||||||
The address of the principal business office of each of the Reporting Persons is Sterling House, 16 Wesley Street, Hamilton HM CX, Bermuda | |||||||||||||||||||||||||||
ITEM 2 | (d) | TITLE OF CLASS SECURITIES: | |||||||||||||||||||||||||
Common Stock, par value $.001 per share | |||||||||||||||||||||||||||
ITEM 2 | (e) | CUSIP NUMBER: | |||||||||||||||||||||||||
N/A | |||||||||||||||||||||||||||
ITEM 3. | IF THIS STATEMENT IS FILED PURSUANT TO §§ 240.13d-1(b) or 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: | ||||||||||||||||||||||||||
(a) | ¨ | Broker or dealer registered under Section 15 of the Act; | |||||||||||||||||||||||||
(b) | ¨ | Bank as defined in Section 3(a)(6) of the Act; | |||||||||||||||||||||||||
(c) | x | Insurance Company as defined in Section 3(a)(19) of the Act; | |||||||||||||||||||||||||
(d) | ¨ | Investment Company registered under Section 8 of the Investment Company Act of 1940; | |||||||||||||||||||||||||
(e) | ¨ | Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940: see Rule 13d-1(b)(1)(ii)(E); | |||||||||||||||||||||||||
(f) | ¨ | Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F); | |||||||||||||||||||||||||
(g) | ¨ | Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G); | |||||||||||||||||||||||||
(h) | ¨ | Savings Associations as defined in Section 3(b) of the Federal Deposit Insurance Act; | |||||||||||||||||||||||||
(i) | ¨ | Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940; | |||||||||||||||||||||||||
(j) | x | A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J); | |||||||||||||||||||||||||
(k) | ¨ | Group, in accordance with Rule 13d-1(b)(1)(ii)(J). | |||||||||||||||||||||||||
IF THIS STATEMENT IS FILED PURSUANT TO Rule 13d-1(c), CHECK THIS BOX. ¨ | |||||||||||||||||||||||||||
ITEM 4. | OWNERSHIP. | ||||||||||||||||||||||||||
(a) Amount beneficially owned: FGL Holdings has indirect beneficial ownership of 2,139,513.768 shares of Common Stock, which are directly held by its wholly owned subsidiary FGLIC. (b) Percent of class: 26.40% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: FGL may be deemed to share power to vote or direct the vote with respect to 2,139,513.768 shares of Common Stock based on its ownership of FGLIC, which shares the power to vote or to direct the vote with respect to such shares by virtue of its direct ownership of the shares. (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: FGL may be deemed to share power to dispose of or to direct the disposition of 2,139,513.768 shares of Common Stock based on its ownership of FGLIC, which also shares the power to dispose of or to direct the disposition of such shares by virtue of its direct ownership of the shares. | |||||||||||||||||||||||||||
ITEM 5. | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. | ||||||||||||||||||||||||||
N/A | |||||||||||||||||||||||||||
ITEM 6. | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. | ||||||||||||||||||||||||||
N/A | |||||||||||||||||||||||||||
ITEM 7. | IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. | ||||||||||||||||||||||||||
See Item 4. | |||||||||||||||||||||||||||
ITEM 8. | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. | ||||||||||||||||||||||||||
See Item 4. | |||||||||||||||||||||||||||
ITEM 9. | NOTICE OF DISSOLUTION OF GROUP. | ||||||||||||||||||||||||||
Not applicable. | |||||||||||||||||||||||||||
ITEM 10. | CERTIFICATIONS. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
By signing below I certify that, to the best of my knowledge and belief, the foreign regulatory scheme applicable to a parent holding company is substantially comparable to the regulatory scheme applicable to the functionally equivalent U.S. institution(s). I also undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a Schedule 13D.
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
DATED: February 14, 2018
FGL HOLDINGS | ||||
By: | /s/ Eric L. Marhoun | |||
Eric L. Marhoun | ||||
General Counsel and Secretary | ||||
FIDELITY & GUARANTY LIFE INSURANCE COMPANY | ||||
By: | /s/ Eric L. Marhoun | |||
Eric L. Marhoun | ||||
Executive Vice President, General Counsel and Secretary |
EXHIBIT INDEX
Exhibit A – Joint Filing Statement
EXHIBIT A
JOINT FILING STATEMENT
PURSUANT TO RULE 13d-1(k)
The undersigned acknowledge and agree that the foregoing statement on this Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments and for the completeness and accuracy of the information concerning him or it contained herein or therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
DATED: February 14, 2018
FGL HOLDINGS | ||||
By: | /s/ Eric L. Marhoun | |||
Eric L. Marhoun | ||||
General Counsel and Secretary | ||||
FIDELITY & GUARANTY LIFE INSURANCE COMPANY | ||||
By: | /s/ Eric L. Marhoun | |||
Eric L. Marhoun | ||||
Executive Vice President, General Counsel and Secretary |