Filing Details
- Accession Number:
- 0001193125-18-042660
- Form Type:
- 13G Filing
- Publication Date:
- 2018-02-13 16:34:08
- Filed By:
- Intersouth Partners Vi Lp
- Company:
- Protara Therapeutics Inc. (NASDAQ:TARA)
- Filing Date:
- 2018-02-13
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Intersouth Partners VI | 0 | 1,300,433 | 0 | 1,300,433 | 1,300,433 | 7.4% |
| Intersouth Associates VI | 0 | 1,300,433 | 0 | 1,300,433 | 1,300,433 | 7.4% |
| Mitch Mumma | 0 | 1,300,433 | 0 | 1,300,433 | 1,300,433 | 7.4% |
| Dennis Dougherty | 0 | 1,300,433 | 0 | 1,300,433 | 1,300,433 | 7.4% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(Amendment No. 1)*
Under the Securities Exchange Act of 1934
Proteon Therapeutics, Inc.
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
74371L109
(CUSIP Number)
December 31, 2017
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| ☐ | Rule 13d-1(b) |
| ☐ | Rule 13d-1(c) |
| ☒ | Rule 13d-1(d) |
| * | The remainder of this cover page shall be filled out for a reporting persons initial filing of this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
CUSIP No. 74371L109
Page 2 of 11
| 1. | Name of Reporting Person I.R.S. Identification No. of Above Person (Entities Only)
Intersouth Partners VI, L.P.
| |||||
| 2. | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐
Not Applicable
| |||||
| 3. | SEC Use Only
| |||||
| 4. | Citizenship or Place of Organization
Delaware | |||||
| Number of Shares Beneficially Owned By Each Reporting Person with | 5. | Sole Voting Power
0 | ||||
| 6. | Shared Voting Power
1,300,433 | |||||
| 7. | Sole Dispositive Power
0 | |||||
| 8. | Shared Dispositive Power
1,300,433 | |||||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person
1,300,433 | |||||
| 10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11. | Percent of Class Represented by Amount in Row (9)
7.4% | |||||
| 12. | Type of Reporting Person
PN | |||||
CUSIP No. 74371L109
Page 3 of 11
| 1. | Name of Reporting Person I.R.S. Identification No. of Above Person (Entities Only)
Intersouth Associates VI, LLC
| |||||
| 2. | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐
Not Applicable
| |||||
| 3. | SEC Use Only
| |||||
| 4. | Citizenship or Place of Organization
Delaware | |||||
| Number of Shares Beneficially Owned By Each Reporting Person with | 5. | Sole Voting Power
0 | ||||
| 6. | Shared Voting Power
1,300,433 | |||||
| 7. | Sole Dispositive Power
0 | |||||
| 8. | Shared Dispositive Power
1,300,433 | |||||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person
1,300,433 | |||||
| 10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11. | Percent of Class Represented by Amount in Row (9)
7.4% | |||||
| 12. | Type of Reporting Person
OO | |||||
CUSIP No. 74371L109
Page 4 of 11
| 1. | Name of Reporting Person I.R.S. Identification No. of Above Person (Entities Only)
Mitch Mumma
| |||||
| 2. | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐
Not Applicable
| |||||
| 3. | SEC Use Only
| |||||
| 4. | Citizenship or Place of Organization
United States of America | |||||
| Number of Shares Beneficially Owned By Each Reporting Person with | 5. | Sole Voting Power
0 | ||||
| 6. | Shared Voting Power
1,300,433 | |||||
| 7. | Sole Dispositive Power
0 | |||||
| 8. | Shared Dispositive Power
1,300,433 | |||||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person
1,300,433 | |||||
| 10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11. | Percent of Class Represented by Amount in Row (9)
7.4% | |||||
| 12. | Type of Reporting Person
IN | |||||
CUSIP No. 74371L109
Page 5 of 11
| 1. | Name of Reporting Person I.R.S. Identification No. of Above Person (Entities Only)
Dennis Dougherty
| |||||
| 2. | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐
Not Applicable
| |||||
| 3. | SEC Use Only
| |||||
| 4. | Citizenship or Place of Organization
United States of America | |||||
| Number of Shares Beneficially Owned By Each Reporting Person with | 5. | Sole Voting Power
0 | ||||
| 6. | Shared Voting Power
1,300,433 | |||||
| 7. | Sole Dispositive Power
0 | |||||
| 8. | Shared Dispositive Power
1,300,433 | |||||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person
1,300,433 | |||||
| 10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11. | Percent of Class Represented by Amount in Row (9)
7.4% | |||||
| 12. | Type of Reporting Person
IN | |||||
CUSIP No. 74371L109
Page 6 of 11
| Item 1(a) | Name of Issuer | |
| Proteon Therapeutics, Inc. | ||
| Item 1(b) | Address of Issuers Principal Executive Offices | |
| 200 West Street, Waltham, MA 02451. | ||
| Item 2(a) | Name of Person Filing | |
| This Schedule 13G Amendment No. 1 is being filed by Intersouth Partners VI, L.P., Intersouth Associates VI, LLC, Mitch Mumma and Dennis Dougherty (together, the Reporting Persons). | ||
| Item 2(b) | Address of Principal Business Office, or if none, Residence | |
| 4711 Hope Valley Road, Suite 4F - 632, Durham, NC 27707. | ||
| Item 2(c) | Citizenship | |
| Dennis Dougherty and Mitch Mumma are United States citizens. Intersouth Partners VI, L.P. is a limited partnership organized under the laws of the State of Delaware. Intersouth Associates VI, LLC is a limited liability company organized under the laws of the State of Delaware. | ||
| Item 2(d) | Title of Class of Securities | |
| Common Stock, par value $0.001 per share. | ||
| Item 2(e) | CUSIP Number | |
| 74371L109 | ||
| Item 3. | Filing pursuant to Rules 13d-1(b) or 13d-2(b) or (c) | |
| Not Applicable | ||
| Item 4. | Ownership | |
(a) The Reporting Persons are the beneficial owners of an aggregate of 1,300,433 shares of Common Stock, which represents 7.4% of the Issuers outstanding Common Stock based upon 17,619,418 shares outstanding on October 31, 2017 as reported by the Issuer in its Form 10-Q for the quarterly period ended September 30, 2017 as filed with the Securities and Exchange Commission on November 7, 2017. The Reporting Persons beneficial ownership consists of 1,300,433 shares of Common Stock held directly by Intersouth Partners VI, L.P.
CUSIP No. 74371L109
Page 7 of 11
Intersouth Associates VI, LLC, the general partner of Intersouth Partners VI, L.P., may be deemed to share voting and dispositive power over the shares held directly by Intersouth Partners VI, L.P. Dennis Dougherty and Mitch Mumma are both Member Managers of Intersouth Associates VI, LLC, and share voting and dispositive power over the shares held directly by Intersouth Partners VI, L.P.
| (b) | Percent of class: | |
| Intersouth Partners VI, L.P.: 7.4% Intersouth Associates VI, LLC: 7.4% Mitch Mumma: 7.4% Dennis Dougherty: 7.4% | ||
| (c) | Number of shares as to which such person has: | |
| Sole power to vote or to direct the vote: 0 | ||
| Shared power to vote or to direct the vote: | ||
| Intersouth Partners VI, L.P.: 1,300,433 Intersouth Associates VI, LLC: 1,300,433 Mitch Mumma: 1,300,433 Dennis Dougherty: 1,300,433 | ||
| Sole power to dispose or to direct the disposition of: 0 | ||
| Shared power to dispose or to direct the disposition of: | ||
| Intersouth Partners VI, L.P.: 1,300,433 Intersouth Associates VI, LLC: 1,300,433 Mitch Mumma: 1,300,433 Dennis Dougherty: 1,300,433 | ||
| Item 5. | Ownership of Five Percent or Less of a Class | |
| Not Applicable | ||
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person | |
| Not Applicable | ||
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company | |
| Not Applicable | ||
| Item 8. | Identification and Classification of Members of the Group | |
| Not Applicable | ||
CUSIP No. 74371L109
Page 8 of 11
| Item 9. | Notice of Dissolution of Group | |
| Not Applicable | ||
| Item 10. | Certification | |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.
Exhibit Index
Exhibit A Joint Filing Agreement
CUSIP No. 74371L109
Page 9 of 11
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 13, 2018
| /s/ Mitch Mumma |
| Mitch Mumma |
| /s/ Dennis Dougherty |
| Dennis Dougherty |
| INTERSOUTH PARTNERS VI, L.P. | ||
| By: | Intersouth Associates VI, LLC, | |
| its general partner | ||
| By: | /s/ Mitch Mumma | |
| Name: | Mitch Mumma | |
| Title: | Member Manager | |
| INTERSOUTH ASSOCIATES VI, LLC | ||
| By: | /s/ Mitch Mumma | |
| Name: | Mitch Mumma | |
| Title: | Member Manager | |