Filing Details
- Accession Number:
- 0001193125-18-042563
- Form Type:
- 13G Filing
- Publication Date:
- 2018-02-13 16:18:11
- Filed By:
- Hayne Richard A
- Company:
- Urban Outfitters Inc (NASDAQ:URBN)
- Filing Date:
- 2018-02-13
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Richard A. Hayne | 16,803,104 | 23,519 | 16,688,400 | 138,223 | 16,826,623 | 15.5% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO §240. 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO §240. 13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 24)*
Urban Outfitters, Inc.
(Name of Issuer)
Common Shares
(Title of Class of Securities)
917047102
(CUSIP Number)
December 31, 2017
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
| * | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
|
CUSIP NO. 917047102
|
13G
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Page 2 of 5 Pages
|
| 1 | NAME OF REPORTING PERSON
Richard A. Hayne | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☐
| |||||
| 3 | SEC USE ONLY
| |||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER
16,803,104 | ||||
| 6 | SHARED VOTING POWER
23,519 (represents Reporting Persons shares held in the Urban Outfitters, Inc. 401(k) Plan as of January 31, 2018) | |||||
| 7 | SOLE DISPOSITIVE POWER
16,688,400 | |||||
| 8 | SHARED DISPOSITIVE POWER
138,223 | |||||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
16,826,623 | |||||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES
Row 9 excludes 6,219,182 shares owned by Reporting Persons spouse of which the Reporting Person disclaims beneficial ownership. | |||||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
15.5% (based on 108,248,568 Common Shares outstanding as of January 31, 2018, as provided by the issuer) | |||||
| 12 | TYPE OF REPORTING PERSON (see instructions)
IN | |||||
|
CUSIP NO. 917047102
|
13G
|
Page 4 of 5 Pages
|
| Item 4. | Ownership. | |||||||
| (a) | Amount Beneficially Owned. | |||||||
| 16,826,623 Common Shares (Excludes 6,219,182 shares owned by the Reporting Persons spouse of which the Reporting Person disclaims beneficial ownership). | ||||||||
| (b) | Percent of Class. | |||||||
| 15.5% (based on 108,248,568 Common Shares outstanding as of January 31, 2018, as provided by the issuer) | ||||||||
| (c) | Number of shares as to which such person has: | |||||||
| (i) | sole power to vote or to direct the vote: 16,803,104 | |||||||
| (ii) | shared power to vote or to direct the vote: 23,519 (represents Reporting Persons shares held in the Urban Outfitters, Inc. 401(k) Plan as of January 31, 2018) | |||||||
| (iii) | sole power to dispose or to direct the disposition of: 16,688,400 | |||||||
| (iv) | shared power to dispose or to direct the disposition of: 138,223 | |||||||
| Item 5. | Ownership of Five Percent or Less of a Class. | |||||||
| Not applicable. | ||||||||
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person. | |||||||
| 265,573 shares being reported as beneficially owned by the Reporting Person are held by two trusts, of which members of the Reporting Persons immediate family are among the beneficiaries. 62,440 shares being reported as beneficially owned by the Reporting Person are held by a trust, which has the right to receive dividends from, and the proceeds from the sale of, such shares. None of such trusts hold more than five percent of the issuers common shares. | ||||||||
|
CUSIP NO. 917047102
|
13G
|
Page 5 of 5 Pages
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| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. | |||||||
| Not applicable. | ||||||||
| Item 8. | Identification and Classification of Members of the Group. | |||||||
| Not applicable. | ||||||||
| Item 9. | Notice of Dissolution of Group. | |||||||
| Not applicable. | ||||||||
| Item 10. | Certifications. | |||||||
| Not applicable. | ||||||||
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| February 13, 2018 |
| /s/ Richard A. Hayne |
| Richard A. Hayne |