Filing Details

Accession Number:
0001140361-18-007091
Form Type:
13G Filing
Publication Date:
2018-02-13 16:08:19
Filed By:
Resource Real Estate Diversified Income Fund
Company:
Plymouth Industrial Reit Inc. (NYSE:PLYM)
Filing Date:
2018-02-13
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Resource Real Estate Diversified Income Fund 906 6 201,250 8 201,250 201,250 5.3 ( )%
Resource Real Estate 6 201,250 8 201,250 201,250 5.3 ( )%
Filing


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G
 
 
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
 
Plymouth Industrial REIT, Inc. 

(Name of Issuer)
 
Common Stock

(Title of Class of Securities)
 
729640102

(CUSIP Number)
 
December 31, 2017

(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
     x  Rule 13d-1(b)
 
     o  Rule 13d-1(c)
 
     o  Rule 13d-1(d)
 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 


 
CUSIP No.  729640102      
 
      
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 Resource Real Estate Diversified Income Fund
906227600
   
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 (a)   o
 (b)   x
   
3 SEC USE ONLY
  
  
   
4 CITIZENSHIP OR PLACE OF ORGANIZATION
  
 Delaware, United States
    
NUMBER OF SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER
  
 
   
6 SHARED VOTING POWER
  
 201,250 shares
   
7 SOLE DISPOSITIVE POWER
  
 
   
8 SHARED DISPOSITIVE POWER
  
 201,250 shares
   
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
  
 201,250 shares
   
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
  
 o
   
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
  
 5.3 (***)%
   
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
  
 IV
 
FOOTNOTES
  
 (***) As of the date of this filing, based on 3,812,886 outstanding shares of the common stock of the Issuer as of November 8, 2017, as reported in the Issuer’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2017, as filed with the Securities and Exchange Commission on November 9, 2017.
 
CUSIP No.  729640102      
 
      
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 Resource Real Estate, LLC
201093394
   
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 (a)   o
 (b)   x
   
3 SEC USE ONLY
  
  
   
4 CITIZENSHIP OR PLACE OF ORGANIZATION
  
 Delaware, United States
    
NUMBER OF SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER
  
 
   
6 SHARED VOTING POWER
  
 201,250 shares (**)
   
7 SOLE DISPOSITIVE POWER
  
 
   
8 SHARED DISPOSITIVE POWER
  
 201,250 shares (**)
   
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
  
 201,250 shares (**)
   
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
  
 o
   
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
  
 5.3 (***)%
   
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
  
 IA
 
FOOTNOTES
  
 (**) Consists of shares of common stock of the Issuer held by Resource Real Estate Diversified Income Fund (the “Fund”), of which Resource Real Estate, LLC (the “Adviser”) is the investment adviser. Any and all discretionary authority which has been delegated to the Adviser may be revoked in whole or in part at any time. By reason of the provisions of Rule 13d-3 promulgated under the Securities Exchange Act of 1934, the Adviser may be deemed to beneficially own the shares owned by the Fund. The Adviser and Fund are each a “Reporting Person”.
(***) As of the date of this filing, based on 3,812,886 outstanding shares of the common stock of the Issuer as of November 8, 2017, as reported in the Issuer’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2017, as filed with the Securities and Exchange Commission on November 9, 2017.
 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
 Resource Real Estate, LLC
 
    
Date: February 13, 2018
By:
/s/  Lawrence S. Block 
   Name: Lawrence S. Block 
   Title:  Vice President  
    
 
 
 
 Resource Real Estate Diversified Income Fund
 
    
Date: February 13, 2018
By:
/s/  Justin Milberg  
   Name: Justin Milberg  
   Title:  President  
    
 
Footnotes:

Attention:
Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)