Filing Details
- Accession Number:
- 0001654954-18-001387
- Form Type:
- 13G Filing
- Publication Date:
- 2018-02-13 06:03:44
- Filed By:
- Honig Jonathan
- Company:
- Riot Platforms Inc. (NASDAQ:RIOT)
- Filing Date:
- 2018-02-13
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Jonathan Honig | 0 | 201,291 | 0 | 201,291 | 201,291 | 1.71% |
| Titan Multi-Strategy Fund I, LTD | 0 | 201,291 | 0 | 201,291 | 201,291 | 1.71% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
Amendment No. 1
to
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT
TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT
TO
RULE 13d-2(b)
RIOT BLOCKCHAIN, INC.
(Name
of Issuer)
COMMON
STOCK, NO PAR VALUE PER SHARE
(Title
of Class of Securities)
767292105
(CUSIP
Number)
Copy
to:
Jonathan
Honig
5825
Windsor Court
Boca
Raton, Fl 33496
561-445-3665
(Name,
Address and Telephone Number of Person
Authorized
to Receive Notices and Communications)
December
31, 2017
(Date
of Event Which Requires Filing of This Statement)
Check
the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[ ] Rule
13d-1(b)
[X]
Rule 13d-1(c)
[ ] Rule
13d-1(d)
| CUSIP No.
767292105 | |
| 1 | NAME OF
REPORTING PERSONS S.S. OR
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES
ONLY) Jonathan
Honig | |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a)
[ ] (b)
[ ] |
| | | |
| 3 | SEC USE
ONLY | |
| 4 | CITIZENSHIP OR
PLACE OF ORGANIZATION United
States | |
| NUMBER OF
SHARES | 5 | SOLE
VOTING POWER 0 |
| BENEFICIALLY OWNED
BY | 6 | SHARED
VOTING POWER 201,291
(1) |
| EACH REPORTING | 7 | SOLE
DISPOSITIVE POWER 0 |
| PERSON
WITH | 8 | SHARED
DISPOSITIVE POWER 201,291
(1) |
| 9 | AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON 201,291
(1) |
| 10 | CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) X |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.71%
(Based on 11,622,112 shares outstanding as of January 4,
2018) |
| 12 | TYPE OF
REPORTING PERSON* IN |
(1)
Represents
201,291 held by Titan Multi-Strategy Fund I, LTD.
(“Titan”). Jonathan Honig is the Manager of Titan and
in such capacity Mr. Honig is deemed to hold voting and dispositive
power over the securities held by such entity. Does not include 12,500 shares of
common stock held by Mr. Honig’s wife, Elizabeth Honig, for
which Mr. Honig disclaims beneficial ownership.
| CUSIP No.
767292105 | |
| 1 | NAME OF
REPORTING PERSONS S.S. OR
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES
ONLY) Titan
Multi-Strategy Fund I, LTD. | |
| | | |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a)
[ ] (b) [ ] |
| 3 | SEC USE
ONLY | |
| 4 | CITIZENSHIP OR
PLACE OF ORGANIZATION Florida | |
| NUMBER OF
SHARES | 5 | SOLE
VOTING POWER 0 |
| BENEFICIALLY OWNED
BY | 6 | SHARED
VOTING POWER 201,291
(1) |
| EACH REPORTING | 7 | SOLE
DISPOSITIVE POWER 0 |
| PERSON
WITH | 8 | SHARED
DISPOSITIVE POWER 201,291
(1) |
| 9 | AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON 201,291
(1) |
| 10 | CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.71%
(Based on 11,622,112 shares outstanding as of January 4,
2018) |
| 12 | TYPE OF
REPORTING PERSON* OO |
(1)
Represents
201,291 shares of common stock held by Titan. Jonathan Honig is the
Manager of Titan and in such capacity Mr. Honig is deemed to hold
voting and dispositive power over the securities held by such
entity.
| | | |
Item
1(a). Name of Issuer:
Riot
Blockchain, Inc., a Nevada corporation
(“Issuer”)
Item
1(b). Address of Issuer's Principal Executive Offices:
202 6th Street, Suite 401, Castle Rock, CO 80104
Item
2(a). Name of Person Filing.
The
statement is filed on behalf of Jonathan Honig and Titan
(collectively, the “Reporting Person”).
Item
2(b). Address of Principal Business Office or, if None,
Residence.
5825
Windsor Ct., Boca Raton, FL 33496
Item
2(c). Citizenship.
Jonathan
Honig is a citizen of the United States. Titan is organized in the
State of Florida.
Item
2(d). Title of Class of Securities.
Common
Stock, no par value per share.
Item
2(e). CUSIP Number.
767292105
Item 3.
Type of Person
Not
applicable.
Item 4.
Ownership.
(a)
Amount beneficially owned: 201,291 (1)
(b)
Percent of class: 1.71% (Based on 11,622,112 shares outstanding as
of January 4, 2018)
(c)
Number of shares as to which the person has:
(i)
Sole power to vote or to direct the vote: 0
(ii)
Shared power to vote or to direct the vote: 201,291
(1)
(iii)
Sole power to dispose or to direct the disposition of:
0
(iv)
Shared power to dispose or to direct the disposition of: 201,291
(1)
(1)
Represents
201,291 shares of common stock held by Titan. Jonathan Honig is the
Manager of Titan and in such capacity Mr. Honig is deemed to hold
voting and dispositive power over the securities held by such
entity. Does not include
12,500 shares of common stock held by Mr. Honig’s wife,
Elizabeth Honig, for which Mr. Honig disclaims beneficial
ownership.
Item 5.
Ownership of Five Percent or Less of a Class.
X
Item 6.
Ownership of More than Five Percent on Behalf of Another
Person.
Not
applicable.
Item 7.
Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported by the Parent Holding
Company.
Not
applicable.
Item 8.
Identification and Classification of Members of the
Group.
Not
applicable.
Item 9.
Notice of Dissolution of Group.
Not
applicable.
Item
10. Certifications.
By
signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or
effect.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true,
complete and correct.
| Date: February
13, 2018 | |
/s/ Jonathan Honig |
| | | Jonathan
Honig |
| | | |
| | | Titan
Multi-Strategy Fund I, LTD. |
| | | |
| Date:
February 13, 2018 | By: |
/s/ Jonathan Honig |
| | | Jonathan Honig,
Manager |
| | | |