Filing Details
- Accession Number:
- 0001140361-18-006649
- Form Type:
- 13G Filing
- Publication Date:
- 2018-02-12 17:10:13
- Filed By:
- Colella Giovanni M.
- Company:
- Castlight Health Inc. (NYSE:CSLT)
- Filing Date:
- 2018-02-12
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Colella Giovanni M | 670,081 | 4,905,766 | 670,081 | 4,905,766 | 5,575,847 | 6.79 (4)% |
Vanessa S. Colella | 670,081 | 4,905,766 | 670,081 | 4,905,766 | 5,575,847 | 6.79 (4)% |
Giovanni Vanessa Colella Revocable Trust Dtd | 4,455,766 | 0 | 4,455,766 | 0 | 4,455,766 | 5.45 (3)% |
Filing
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G
Under
the Securities Exchange Act of 1934
(Amendment No.
03)*
Castlight Health, Inc.
(Name
of Issuer)
Class B Common Stock, par value $0.0001 per share
14862Q100
December 31, 2017
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o
Rule
13d-1(b)
o
Rule
13d-1(c)
x
Rule
13d-1(d)
*
The remainder of this cover page shall be filled out for a reporting person’s
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The
information required in the remainder of this cover page shall not be deemed to
be “filed” for the purpose of Section 18 of the Securities Exchange Act of
1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. | 14862Q100 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Colella Giovanni M. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) | ||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
U.S.A. | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
670,081 (1)(2) | |||||
6 | SHARED VOTING POWER | ||||
4,905,766 (1)(3) | |||||
7 | SOLE DISPOSITIVE POWER | ||||
670,081 (1)(2) | |||||
8 | SHARED DISPOSITIVE POWER | ||||
4,905,766 (1)(3) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
5,575,847 (1)(2)(3) | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
6.79 (4)% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN | |||||
FOOTNOTES | |||||
(1) Each share of Class A Common Stock is convertible at any time at the election of the holder into one share of Class B Common Stock.
(2) Includes 509,638 shares of Class A Common Stock held by The Giovanni Matteo Colella 2016 Grantor Retained Annuity Trust – I and 160,443 shares of Class A Common Stock held by The Giovanni Matteo Colella 2016 Grantor Retained Annuity Trust – II, of which the Reporting Person may be deemed to have voting or dispositive power. (3) Includes 4,455,766 shares of Class A Common Stock held by The Giovanni & Vanessa Colella Revocable Trust Dated 11/26/05. Also includes 450,000 shares of Class A Common Stock subject to options held by the Reporting Person that are exercisable within 60 days of December 31, 2017. (4) The percentage reported in row 11 is calculated in accordance with Rule 13d-3 based on the aggregate number of shares of Class A Common Stock beneficially owned by the Reporting Person assuming conversion of such stock into Class B Common Stock (and excluding the conversion of shares of Class A Common Stock held by other persons) and an aggregate of 81,685,875 shares of Class B common stock outstanding as of December 31, 2017, as reported by the Issuer to the Reporting Person, plus the number of shares of stock options held by the Reporting Person, which are treated as converted into common stock only for the purpose of computing the percentage ownership of the Reporting Person. |
CUSIP No. | 14862Q100 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Vanessa S. Colella | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) | ||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
U.S.A. | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
670,081 (1)(2) | |||||
6 | SHARED VOTING POWER | ||||
4,905,766 (1)(3) | |||||
7 | SOLE DISPOSITIVE POWER | ||||
670,081 (1)(2) | |||||
8 | SHARED DISPOSITIVE POWER | ||||
4,905,766 (1)(3) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
5,575,847 (1)(2)(3) | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
6.79 (4)% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN | |||||
FOOTNOTES | |||||
(1) Each share of Class A Common Stock is convertible at any time at the election of the holder into one share of Class B Common Stock.
(2) Includes 509,638 shares of Class A Common Stock held by The Vanessa Stevens Colella 2016 Grantor Retained Annuity Trust I, and 160,443 shares of Class A Common Stock held by The Vanessa Stevens Colella 2016 Grantor Retained Annuity Trust II, of which the Reporting Person may be deemed to have voting or dispositive power. (3) Includes 4,455,766 shares of Class A Common Stock held by The Giovanni & Vanessa Colella Revocable Trust Dated 11/26/05. Also includes 450,000 shares of Class A Common Stock subject to options held by the Reporting Person’s spouse that are exercisable within 60 days of December 31, 2017. (4) The percentage reported in row 11 is calculated in accordance with Rule 13d-3 based on the aggregate number of shares of Class A Common Stock beneficially owned by the Reporting Person assuming conversion of such stock into Class B Common Stock (and excluding the conversion of shares of Class A Common Stock held by other persons) and an aggregate of 81,685,875 shares of Class B common stock outstanding as of December 31, 2017, as reported by the Issuer to the Reporting Person, plus the number of shares of stock options held by the Reporting Person’s spouse, which are treated as converted into common stock only for the purpose of computing the percentage ownership of the Reporting Person. |
CUSIP No. | 14862Q100 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Giovanni & Vanessa Colella Revocable Trust Dtd 11/26/05 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) | ||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
California | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
4,455,766 (1)(2) | |||||
6 | SHARED VOTING POWER | ||||
0 | |||||
7 | SOLE DISPOSITIVE POWER | ||||
4,455,766 (1)(2) | |||||
8 | SHARED DISPOSITIVE POWER | ||||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
4,455,766 (1)(2) | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
5.45 (3)% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
N/A | |||||
FOOTNOTES | |||||
(1) Each share of Class A Common Stock is convertible at any time at the election of the holder into one share of Class B Common Stock.
(2) Includes 4,455,766 shares of Class A Common Stock held by The Giovanni & Vanessa Colella Revocable Trust Dated 11/26/05, of which the Reporting Person may be deemed to have voting or dispositive power. (3) The percentage reported in row 11 is calculated in accordance with Rule 13d-3 based on the aggregate number of shares of Class A Common Stock beneficially owned by the Reporting Person assuming conversion of such stock into Class B Common Stock (and excluding the conversion of shares of Class A Common Stock held by other persons) and an aggregate of 81,685,875 shares of Class B common stock outstanding as of December 31, 2017, as reported by the Issuer to the Reporting Person. |
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and correct.
Date:
February 12, 2018 | By:
| /s/ Giovanni Colella | |
Name: Giovanni Colella | |||
Date:
February 12, 2018 | By:
| /s/ Vanessa S. Colella | |
Name: Vanessa S. Colella | |||
Date:
February 12, 2018 | By:
| /s/ Giovanni Colella | |
Name: Giovanni Colella | |||
Title: Co-Trustee | |||
Footnotes: | For further information on Item 4, see footnotes corresponding to each Reporting Person's ownership amounts on the cover page for each Reporting Person. |
Attention: | Intentional
misstatements or omissions of fact constitute Federal criminal violations (See
18 U.S.C. 1001) |