Filing Details

Accession Number:
0001104659-18-008443
Form Type:
13G Filing
Publication Date:
2018-02-12 13:59:21
Filed By:
Bpifrance Participations Sa
Company:
Dbv Technologies S.a. (NASDAQ:DBVT)
Filing Date:
2018-02-12
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Bpifrance Participations S.A 90,000 1,585,260 90,000 1,585,260 1,585,260 6.3%
Innobio FPCI 226,133 226,133 226,133 0.9%
Bpifrance Investissement S.A.S 226,133 226,133 226,133 0.9%
Caisse des D p ts 1,811,393 1,811,393 1,901,393 7.6%
EPIC Bpifrance 1,811,393 1,811,393 1,811,393 7.2%
Bpifrance S.A 1,811,393 1,811,393 1,811,393 7.2%
Filing

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

 

DBV Technologies S.A.

(Name of Issuer)

Ordinary Shares, nominal value 0.10 per share

(Title of Class of Securities)

23306J101 (American Depositary Shares, each representing one-half of one Ordinary Share)

(CUSIP Number)

December 31, 2017

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

CUSIP No. 23306J101

 

 

1

Name of Reporting Person
Bpifrance Participations S.A.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
France

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
Not applicable.

 

6

Shared Voting Power
1,585,260

 

7

Sole Dispositive Power
Not applicable.

 

8

Shared Dispositive Power
1,585,260

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
1,585,260

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11

Percent of Class Represented by Amount in Row (9)
6.3%

 

 

12

Type of Reporting Person (See Instructions)
OO

 

2


 

CUSIP No. 23306J101

 

 

1

Name of Reporting Person
Innobio FPCI

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
France

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
Not applicable.

 

6

Shared Voting Power
226,133

 

7

Sole Dispositive Power
Not applicable.

 

8

Shared Dispositive Power
226,133

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
226,133

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11

Percent of Class Represented by Amount in Row (9)
0.9%

 

 

12

Type of Reporting Person (See Instructions)
OO

 

3


 

CUSIP No. 23306J101

 

 

1

Name of Reporting Person
Bpifrance Investissement S.A.S.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
France

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
Not applicable.

 

6

Shared Voting Power
226,133

 

7

Sole Dispositive Power
Not applicable.

 

8

Shared Dispositive Power
226,133

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
226,133

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11

Percent of Class Represented by Amount in Row (9)
0.9%

 

 

12

Type of Reporting Person (See Instructions)
OO

 

4


 

CUSIP No. 23306J101

 

 

1

Name of Reporting Person
Caisse des Dépôts

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
France

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
90,000

 

6

Shared Voting Power
1,811,393

 

7

Sole Dispositive Power
90,000

 

8

Shared Dispositive Power
1,811,393

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
1,901,393

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11

Percent of Class Represented by Amount in Row (9)
7.6%

 

 

12

Type of Reporting Person (See Instructions)
OO

 

5


 

CUSIP No. 23306J101

 

 

1

Name of Reporting Person
EPIC Bpifrance

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
France

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
Not applicable.

 

6

Shared Voting Power
1,811,393

 

7

Sole Dispositive Power
Not applicable.

 

8

Shared Dispositive Power
1,811,393

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
1,811,393

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11

Percent of Class Represented by Amount in Row (9)
7.2%

 

 

12

Type of Reporting Person (See Instructions)
OO

 

6


 

CUSIP No. 23306J101

 

 

1

Name of Reporting Person
Bpifrance S.A.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
France

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
Not applicable.

 

6

Shared Voting Power
1,811,393

 

7

Sole Dispositive Power
Not applicable.

 

8

Shared Dispositive Power
1,811,393

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
1,811,393

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11

Percent of Class Represented by Amount in Row (9)
7.2%

 

 

12

Type of Reporting Person (See Instructions)
OO

 

7


 

Item 1 (a)

Name of Issuer
DBV Technologies S.A.

Item 1 (b)

Address of Issuers Principal Executive Offices:
177-181 avenue Pierre Brossolette

92120 Montrouge

FRANCE

 

Item 2 (a)

Name of Person Filing:
(i) Bpifrance Participations S.A.

(ii) Innobio FPCI (Innobio)

(iii) Bpifrance Investissement S.A.S.

(iv) Caisse des Dépôts (CDC)

(v) EPIC Bpifrance (EPIC)

(vi) Bpifrance S.A.

Item 2 (b)

Address of Principal Business Office:

(i) 27-31, avenue du Général Leclerc

94710 Maisons-Alfort Cedex

France

 

(ii) 27-31, avenue du Général Leclerc

94710 Maisons-Alfort Cedex

France

 

(iii) 27-31, avenue du Général Leclerc

94710 Maisons-Alfort Cedex

France

 

(iv) 56, rue de Lille

75007 Paris

France

 

(v) 27-31, avenue du Général Leclerc

94710 Maisons-Alfort Cedex

France

 

(vi) 27-31, avenue du Général Leclerc

94710 Maisons-Alfort Cedex

France

Item 2 (c)

Citizenship:
France

Item 2 (d)

Title of Class of Securities:
Ordinary Shares, nominal value 0.10 per share (Ordinary Shares)

Item 2 (e)

CUSIP Number:
23306J101 (American Depositary Shares, each representing one-half of one Ordinary Share)

 

Item 3

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

 

Not applicable.

 

8


 

Item 4

Ownership:

 

Please see Items 5, 6, 7, 8, 9 and 11 of each cover sheet for each filing entity.

 

Bpifrance Participations S.A. is a French public investment fund specializing in the business of equity financing via direct investment or fund of funds. Bpifrance Participations S.A. is a wholly-owned subsidiary of Bpifrance S.A., a French financial institution especially created for this purpose. CDC, a French special public entity (établissement special) and EPIC, a French public institution of industrial and commercial nature, each hold 50% of the share capital of Bpifrance S.A. and jointly control Bpifrance S.A. CDC is principally engaged in the business of long-term investments. EPIC is principally engaged in the business of banking finance. Innobio is a fund managed by Bpifrance Investissement S.A.S., a French management company (société de gestion), and Bpifrance Investissement S.A.S., is a wholly-owned subsidiary of Bpifrance Participations S.A. InnoBio is a venture capital fund. The main aim of the fund is to make equity investments in innovative companies providing technology, products and services for health care.

 

As of December 31, 2017, Bpifrance Participations S.A. held directly 1,585,260 Ordinary Shares, and Innobio held directly 226,133 Ordinary Shares. Neither Bpifrance S.A., EPIC nor Bpifrance Investissement S.A.S. held any Ordinary Shares directly. Bpifrance Investissement S.A.S. may be deemed to be the beneficial owner of the 226,133 Ordinary Shares held by Innobio, through its management of Innobio. Bpifrance S.A. may be deemed to be the beneficial owner of 1,811,393 Ordinary Shares, indirectly through its sole ownership of Bpifrance Participations S.A., which is the parent company of Bpifrance Investissement S.A.S. EPIC may be deemed to be the beneficial owner of 1,811,393 Ordinary Shares, indirectly through its joint ownership and control of Bpifrance S.A. As of December 31, 2017, CDC held directly 90,000 Ordinary Shares and, as a result, CDC may be deemed to be the beneficial owner of 1,901,393 Ordinary Shares directly and indirectly through its joint ownership and control of Bpifrance S.A.

Item 5

Ownership of 5 Percent or Less of a Class:

 

Not applicable.

 

Item 6

Ownership of More than 5 Percent on Behalf of Another Person:

 

Not applicable.

 

Item 7

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:

 

Not applicable.

 

Item 8

Identification and Classification of Members of the Group:

 

Not applicable.

 

Item 9

Notice of Dissolution of Group:

 

Not applicable.

 

9


 

Item 10

Certifications:

 

Not applicable.

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 12, 2018

Bpifrance Participations S.A.

 

 

 

 

By:

/s/ Sophie Paquin*

 

Name:

Sophie Paquin

 

Title:

Director of Legal Affairs

 

 

 

Dated: February 12, 2018

Innobio FPCI

 

 

 

 

By:

/s/ Sophie Paquin**

 

Name:

Sophie Paquin

 

Title:

Director of Legal Affairs (Bpifrance Investissement)

 

 

 

Dated: February 12, 2018

Bpifrance Investissement S.A.S.

 

 

 

 

By:

/s/ Sophie Paquin**

 

Name:

Sophie Paquin

 

Title:

Director of Legal Affairs

 

 

 

Dated: February 12, 2018

Caisse des Dépôts

 

 

 

 

By:

/s/ Joel Prohin***

 

Name:

Joel Prohin

 

Title:

Head of Portfolio Management

 

10


 

Dated: February 12, 2018

Epic Bpifrance

 

 

 

 

By:

/s/ Sophie Paquin****

 

Name:

Sophie Paquin

 

Title:

Director of Legal Affairs

 

 

 

Dated: February 12, 2018

Bpifrance S.A.

 

 

 

 

By:

/s/ Boubakar Dione*****

 

Name:

Boubakar Dione

 

Title:

Group Director of Legal Affairs

 


* Sophie Paquin is signing on behalf of Bpifrance Participations S.A. by power of attorney previously filed with the Securities and Exchange Commission on February 8, 2018 as Exhibit 1 to Schedule 13D/A filed by Bpifrance Participations related to CGG, and hereby incorporated herein by reference.

 

** Sophie Paquin is signing on behalf of Bpifrance Investissement S.A.S. by power of attorney filed as Exhibit 2 hereto, incorporated herein by reference.

 

*** Joel Prohin is signing on behalf of Caisse des Dépôts by executive order from the general manager of Caisse des Dépôts previously filed with the Securities and Exchange Commission on September 7, 2017 as Exhibit 1 to Schedule 13D/A filed by Bpifrance Participations related to Constellium N.V., and hereby incorporated herein by reference.

 

**** Sophie Paquin is signing on behalf of EPIC Bpifrance by power of attorney previously filed with the Securities and Exchange Commission on February 14, 2017 as Exhibit 3 to Schedule 13G/A filed by Bpifrance Participations related to Orange S.A., and hereby incorporated herein by reference.

 

***** Boubakar Dione is signing on behalf of Bpifrance S.A. by power of attorney previously filed with the Securities and Exchange Commission on September 7, 2017 as Exhibit 2 to Schedule 13D/A filed by Bpifrance Participations related to Constellium N.V., and hereby incorporated herein by reference.

 

11