Filing Details

Washington, D.C. 20549

 

 

SCHEDULE 13G/A

 

 

Under the Securities Exchange Act of 1934
(Amendment No. 4)*

 

 

(Name of Issuer)

(Title of Class of Securities)

(CUSIP Number)

 

 

(Date of Event Which Requires Filing of this Statement)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

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Item 1.

 

(a)

Name of Issuer:

 

SITO Mobile, Ltd.

 

 

100 Town Square Place, Suite 204, Jersey City, NJ 07310

 

Item 2.

 

(a)           Name of Person Filing:

 

Ashford Capital Management, Inc.

 

(b)           Address of Principal Business Office or, if none, Residence:

 

One Walker's Mill Road, Wilmington, DE 19807

 

(c)

Citizenship:  A Delaware Corporation

 

(d)

Title of Class of Securities:                     Common Stock, $0.001 Par Value Per Share

 

(e)           CUSIP Number:                                        82988R203

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

	(a)	☐	Broker or dealer registered under section 15 of the Act
	(b)	☐	Bank as defined in section 3(a)(6) of the Act
	(c)	☐	Insurance company as defined in section 3(a)(19) of the Act
	(d)	☐	Investment company registered under section 8 of the Investment Company Act of 1940

(e)

☒

An investment adviser in accordance with §240.13d-1(b)(1(ii)(E)

(f)

☐

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F)

(g)

☐

A parent holding company or control person  in accordance with §240.13d-1(b)(1)(ii)(G)

(h)

☐

A savings association as defined in section 3(b) of the Federal Deposit Insurance Act

(i)

☐

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940

(j)

☐

Group, in accordance with §240.13d-1(b)-1(ii)(J)

 

 

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☒.

 

 

N/A

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.