Filing Details

Accession Number:
0000943663-18-000045
Form Type:
13G Filing
Publication Date:
2018-02-09 14:54:35
Filed By:
Hoeft David Clinton
Company:
Westell Technologies Inc (NASDAQ:WSTL)
Filing Date:
2018-02-09
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
David Clinton Hoeft 959,033 0 959,033 0 959,033 7.9%
Filing

 
 
 
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
___________________

SCHEDULE 13G
 
 
Under the Securities Exchange Act of 1934

(Amendment No. 5)*

 
Westell Technologies, Inc.
(Name of Issuer)
 
Class A Common Stock, $0.01 Par Value
(Title of Class of Securities)
 
957541204
(CUSIP Number)
 
December 31, 2017
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 
CUSIP No. 957541204
 
 
 
13G
 
 
 
Page 2 of 6 Pages
 
 
 
 
1
NAMES OF REPORTING PERSONS
 
 
David Clinton Hoeft
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
   
(a)
   
(b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
U.S.A.
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
959,033
 
 
 
 
6
SHARED VOTING POWER
 
 
0
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
959,033
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
0
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
959,033
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
7.9%1
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
IN
 
 
 
 
 
 
1   The percentages used in this Schedule 13G are calculated based upon the shares of Class A Common Stock, $0.01 Par Value, issued and outstanding as of October 23, 2017, as reported on the Issuer’s Quarterly Report on Form 10-Q filed with the U.S. Securities and Exchange Commission on November 2, 2017.
 
 
 
CUSIP No. 957541204
 
 
 
13G
 
 
 
Page 3 of 6 Pages
 
 
 
Item 1(a).
Name of Issuer:
 
Westell Technologies, Inc.
 
Item 1(b).
Address of Issuer's Principal Executive Offices:

750 North Commons Drive
Aurora, IL 60504
 
Item 2(a).
Name of Person Filing:

David Clinton Hoeft
 
Item 2(b).
Address of Principal Business Office or, if None, Residence:
 
555 California Street, 40th Floor
San Francisco, CA 94104
 
Item 2(c).
Citizenship:
 
U.S.A
 
Item 2(d).
Title of Class of Securities:
 
Class A Common Stock, $0.01 Par Value
 
Item 2(e).
CUSIP Number:
 
957541204

 
 
 
CUSIP No. 957541204
 
 
 
13G
 
 
 
Page 4 of 6 Pages
 
 
 
Item 3.
If This Statement Is Filed Pursuant to Sections 240.13d-1(b) or
240.13d-2(b) or (c), Check Whether the Person Filing Is a(n):

(a) Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);

(b) Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);

(c) Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);

(d) Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

(e) Investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E);

(f) Employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F);

(g) Parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G);

(h) Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i) Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j) A non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J);

(k) Group, in accordance with Section 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____________________________ .
 
Item 4. Ownership.

(a) Amount beneficially owned:  959,033

(b) Percent of class:  7.9%

(c) Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote:  959,033

(ii) Shared power to vote or to direct the vote:  0

  (iii) Sole power to dispose or to direct the disposition of:  959,033

  (iv) Shared power to dispose or to direct the disposition of:  0
 

 
 
CUSIP No. 957541204
 
 
 
13G
 
 
 
Page 5 of 6 Pages
 
 
 
Item 5.
Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following .
 
Not Applicable.

Item 6.
Ownership of More Than Five Percent on Behalf of Another Person.
 
Not Applicable.
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
 
Not Applicable.
 
Item 8.
Identification and Classification of Members of the Group.
 
Not Applicable.
 
Item 9.
Notice of Dissolution of Group.
 
Not Applicable.
 
Item 10.
Certification.
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

 
 
CUSIP No. 957541204
 
 
 
13G
 
 
 
Page 6 of 6 Pages
 
 
 
 
SIGNATURE


After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date:   February 9, 2018
 
 
 
 
 
 
By:
 /s/   David Clinton Hoeft
   
Name:   David Clinton Hoeft