Filing Details
- Accession Number:
- 0001654954-18-001052
- Form Type:
- 13G Filing
- Publication Date:
- 2018-02-02 17:03:03
- Filed By:
- Haberkorn Stephen J
- Company:
- Nevada Gold & Casinos Inc (NYSEMKT:UWN)
- Filing Date:
- 2018-02-02
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Stephen Haberkorn | 1,004,843 | 0 | 1,004,843 | 0 | 1,004,843 | 5.96% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Nevada
Gold & Casinos, Inc.
(Name
of Issuer)
Common
Stock, $0.12 par value per share
(Title
of Class of Securities)
64126Q206
(CUSIP
Number)
Alan C,
Sklar, Esq.
Sklar
Williams PLLC
410
South Rampart Boulevard, Suite 410
Las
Vegas, Nevada 89145
(Name,
Address and Telephone Number of Person
Authorized
to Receive Notices and Communications)
December
31, 2017
(Date
of Event which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this
Schedule is filed:
☐ Rule
13d-1(b)
✓ Rule
13d-1(c)
☐ Rule
13d-1(d)
* The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a
prior cover page.
The
information required on the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
| | | | | |
| CUSIP
No. 64126Q2061 | | 13G | | Page 2
of 4 Pages |
| | | | | |
| 1. | | NAMES
OF REPORTING PERSONS I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Stephen
Haberkorn | | |
| 2. | | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP(see
instructions) (a) ☐ (b) ☐ | | |
| 3. | | SEC USE
ONLY | | |
| 4. | | CITIZENSHIP
OR PLACE OF ORGANIZATION United
States Citizen | | |
| NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH | | 5. | | SOLE
VOTING POWER 1,004,843 |
| | 6. | | SHARED
VOTING POWER 0 | |
| | 7. | | SOLE
DISPOSITIVE POWER 1,004,843 | |
| | 8. | | SHARED
DISPOSITIVE POWER 0 |
| 9. | | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,004,843 | | |
| 10. | | CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES(see
instructions)
☐ | | |
| 11. | | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.96% | | |
| 12. | | TYPE OF
REPORTING PERSON (see instructions) OO** | | |
| |
** | See
Item 4 | | |
| |
1 | The
percentage reported in this Schedule 13G is based upon 16,834,182
shares of Common Stock outstanding according to the Form 10-Q filed
by the Issuer on December 14, 2017. | ||
| | | | | |
| | | | | | ||
| CUSIP
No. 64126Q2061 | | 13G | | Page 2
of 4 Pages | ||
|
Item 1. | | | | | ||
| | (a) | Name of
Issuer Nevada
Gold & Casinos, Inc. | ||||
| | | | ||||
| | (b) | Address
of Issuer’s Principal Executive Offices 133
East Warm Springs Road, Suite 102 Las
Vegas, Nevada 89119 | ||||
Item 2.
| | (a) | Name of
Person Filing Stephen
Haberkorn |
| | | |
| | (b) | Address
of the Principal Office or, if none, residence P.O.
Box 80270 Las
Vegas, Nevada 89180-0270 |
| | | |
| | (c) | Citizenship USA |
| | | |
| | (d) | Title
of Class of Securities Common
Stock |
| | | |
| | (e) | CUSIP
Number 64126Q206 |
Item 3. If this statement is filed pursuant to
§§240.13d-1(b) or 240.13d-2(b) or (c), check whether the
person filing is a:
Not
applicable, this statement is filed pursuant to
13d-1(c).
Item 4. Ownership.
Mr.
Haberkorn has sole voting and dispositive power with respect to
1,004,843 shares of the reported securities as (i) trustee to
certain trusts for the benefit of family members; (ii) trustee for
a charitable foundation; and (iii) in his personal
capacity.
| | (a) | | Amount
beneficially owned: 1,004,843 | |||||
| | | | | | ||||
| | (b) | | Percent
of class: 5.96% | |||||
| | | | | | ||||
| | (c) | | Number
of shares as to which the person has: | |||||
| | | | | | ||||
| | | | (i) | Sole
power to vote or to direct the vote 1,004,843. | ||||
| | | | | | ||||
| | | | (ii) | Shared
power to vote or to direct the vote 0. | ||||
| | | | | | ||||
| | | | (iii) | Sole
power to dispose or to direct the disposition
of 1,004,843. | ||||
| | | | | | ||||
| | | | (iv) | Shared
power to dispose or to direct the disposition
of 0. | ||||
| | | | | | ||||
| | | | | | ||||
|
CUSIP No. 64126Q2061 | | 13G | | Page 3
of 4 Pages |
Item 5. Ownership of Five Percent or Less of a
Class.
Not
applicable
Item 6. Ownership of More than Five Percent on Behalf of
Another Person.
Not
applicable
Item 7. Identification and Classification of the
Subsidiary Which Acquired the Security Being Reported on By the
Parent Holding Company.
Not
applicable
Item 8. Identification and Classification of Members of
the Group.
Not
applicable
Item 9. Notice of Dissolution of Group.
Not
applicable
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or
effect
After
reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true,
complete and correct.
| |
| February 2,
2018 Date |
| |
| /s/ Stephen
Haberkorn Signature |