Filing Details
- Accession Number:
- 0001193125-18-021701
- Form Type:
- 13D Filing
- Publication Date:
- 2018-01-26 16:33:03
- Filed By:
- Harvest Fund Advisors Llc
- Company:
- Tallgrass Energy Lp (NYSE:TGE)
- Filing Date:
- 2018-01-26
- SEC Url:
- 13D Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Harvest Fund Advisors | 4,254,757 | 0 | 4,254,757 | 0 | 4,254,757 | 7.3% |
Harvest Fund Holdco | 4,254,757 | 0 | 4,254,757 | 0 | 4,254,757 | 7.3% |
Blackstone Harvest Holdco | 4,254,757 | 0 | 4,254,757 | 0 | 4,254,757 | 7.3% |
Blackstone Intermediary Holdco | 4,254,757 | 0 | 4,254,757 | 0 | 4,254,757 | 7.3% |
Blackstone Advisory Partners | 4,254,757 | 0 | 4,254,757 | 0 | 4,254,757 | 7.3% |
Blackstone Advisory Services | 4,254,757 | 0 | 4,254,757 | 0 | 4,254,757 | 7.3% |
Blackstone Holdings I | 4,254,757 | 0 | 4,254,757 | 0 | 4,254,757 | 7.3% |
Blackstone Holdings I II GP Inc | 4,254,757 | 0 | 4,254,757 | 0 | 4,254,757 | 7.3% |
The Blackstone Group | 4,254,757 | 0 | 4,254,757 | 0 | 4,254,757 | 7.3% |
Blackstone Group Management | 4,254,757 | 0 | 4,254,757 | 0 | 4,254,757 | 7.3% |
Stephen A. Schwarzman | 4,254,757 | 0 | 4,254,757 | 0 | 4,254,757 | 7.3% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934*
(Amendment No. 1)
TALLGRASS ENERGY GP, LP
(Name of Issuer)
Class A Shares
(Title of Class of Securities)
874696107
(CUSIP Number)
Anthony Merhige
Harvest Fund Advisors LLC
100 West Lancaster Avenue, Suite 200
Wayne, Pennsylvania 19087
Tel: (610) 341-9700
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
January 11, 2018
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box: ☐
NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 240.13d-7 for other parties to whom copies are to be sent.
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13D
CUSIP No. 874696107 | 2 |
1 | NAMES OF REPORTING PERSONS
Harvest Fund Advisors LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) ☐ (b) ☒
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS (See Instructions)
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
4,254,757 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
4,254,757 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,254,757 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.3% | |||||
14 | TYPE OF REPORTING PERSON (See Instructions)
IA |
SCHEDULE 13D
CUSIP No. 874696107 | 3 |
1 | NAMES OF REPORTING PERSONS
Harvest Fund Holdco L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) ☐ (b) ☒
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS (See Instructions)
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
4,254,757 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
4,254,757 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,254,757 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.3% | |||||
14 | TYPE OF REPORTING PERSON (See Instructions)
PN |
SCHEDULE 13D
CUSIP No. 874696107 | 4 |
1 | NAMES OF REPORTING PERSONS
Blackstone Harvest Holdco L.L.C. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) ☐ (b) ☒
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS (See Instructions)
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
4,254,757 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
4,254,757 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,254,757 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.3% | |||||
14 | TYPE OF REPORTING PERSON (See Instructions)
OO |
SCHEDULE 13D
CUSIP No. 874696107 | 5 |
1 | NAMES OF REPORTING PERSONS
Blackstone Intermediary Holdco L.L.C. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) ☐ (b) ☒
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS (See Instructions)
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
4,254,757 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
4,254,757 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,254,757 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.3% | |||||
14 | TYPE OF REPORTING PERSON (See Instructions)
OO |
SCHEDULE 13D
CUSIP No. 874696107 | 6 |
1 | NAMES OF REPORTING PERSONS
Blackstone Advisory Partners L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) ☐ (b) ☒
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS (See Instructions)
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
4,254,757 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
4,254,757 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,254,757 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.3% | |||||
14 | TYPE OF REPORTING PERSON (See Instructions)
PN |
SCHEDULE 13D
CUSIP No. 874696107 | 7 |
1 | NAMES OF REPORTING PERSONS
Blackstone Advisory Services L.L.C. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) ☐ (b) ☒
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS (See Instructions)
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
4,254,757 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
4,254,757 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,254,757 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.3% | |||||
14 | TYPE OF REPORTING PERSON (See Instructions)
OO |
SCHEDULE 13D
CUSIP No. 874696107 | 8 |
1 | NAMES OF REPORTING PERSONS
Blackstone Holdings I L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) ☐ (b) ☒
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS (See Instructions)
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
4,254,757 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
4,254,757 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,254,757 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.3% | |||||
14 | TYPE OF REPORTING PERSON (See Instructions)
PN |
SCHEDULE 13D
CUSIP No. 874696107 | 9 |
1 | NAMES OF REPORTING PERSONS
Blackstone Holdings I/II GP Inc. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) ☐ (b) ☒
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS (See Instructions)
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
4,254,757 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
4,254,757 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,254,757 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.3% | |||||
14 | TYPE OF REPORTING PERSON (See Instructions)
CO |
SCHEDULE 13D
CUSIP No. 874696107 | 10 |
1 | NAMES OF REPORTING PERSONS
The Blackstone Group L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) ☐ (b) ☒
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS (See Instructions)
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
4,254,757 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
4,254,757 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,254,757 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.3% | |||||
14 | TYPE OF REPORTING PERSON (See Instructions)
PN |
SCHEDULE 13D
CUSIP No. 874696107 | 11 |
1 | NAMES OF REPORTING PERSONS
Blackstone Group Management L.L.C. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) ☐ (b) ☒
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS (See Instructions)
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
4,254,757 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
4,254,757 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,254,757 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.3% | |||||
14 | TYPE OF REPORTING PERSON (See Instructions)
OO |
SCHEDULE 13D
CUSIP No. 874696107 | 12 |
1 | NAMES OF REPORTING PERSONS
Stephen A. Schwarzman | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) ☐ (b) ☒
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS (See Instructions)
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
4,254,757 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
4,254,757 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,254,757 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.3% | |||||
14 | TYPE OF REPORTING PERSON (See Instructions)
IN |
Explanatory Note
This Amendment No. 1 (Amendment No. 1) to Schedule 13D relates to Class A Shares representing limited partner interests (the Class A Shares) of Tallgrass Energy GP, LP, a Delaware limited partnership (the Issuer), and amends the initial statement on Schedule 13D filed on October 26, 2017 (the Original Schedule 13D, and as amended, the Schedule 13D). Capitalized terms used but not defined in this Amendment No. 1 shall have the same meanings ascribed to them in the Schedule 13D.
Item 3. Source and Amount of Funds or Other Consideration
Item 3 of the Schedule 13D is hereby supplemented by adding the following:
As of January 24, 2018, the funds and accounts managed by HFA acquired the securities reported herein for aggregate consideration of approximately $110.3 million, using cash available in such funds and accounts.
Item 5. Interest in Securities of the Issuer.
Items 5(a)-(b) of the Schedule 13D are hereby amended and restated as follows:
(a) and (b). Calculations of the percentage of Class A Shares beneficially owned assumes that there are a total of 58,075,000 Class A Shares outstanding as of November 2, 2017, as reported in the Issuers Quarterly Report on Form 10-Q filed on November 2, 2017.
The aggregate number and percentage of Class A Shares beneficially owned by each Reporting Person and, for each Reporting Person, the number of Class A Shares as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or to direct the disposition, or shared power to dispose or to direct the disposition are set forth on rows 7 through 11 and row 13 of the cover pages of this Schedule 13D and are incorporated herein by reference.
The amounts reported herein reflect the number of Class A Shares held by funds and accounts managed by HFA as of January 24, 2018. None of the Blackstone Persons directly owns any Class A Shares.
Harvest Fund Holdco L.P. is the sole member of HFA. Blackstone Harvest Holdco L.L.C. is the general partner of Harvest Fund Holdco L.P. Blackstone Intermediary Holdco L.L.C. is the sole member of Blackstone Harvest Holdco L.L.C. Blackstone Advisory Partners L.P. is the sole member of Blackstone Intermediary Holdco L.L.C. Blackstone Advisory Services L.L.C. is the general partner of Blackstone Advisory Partners L.P. Blackstone Holdings I L.P. is the sole member of Blackstone Advisory Services L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstones senior managing directors and controlled by its founder, Stephen A. Schwarzman.
HFA, an investment adviser registered under the Investment Advisers Act of 1940, as amended, advises funds and accounts. In such capacity, HFA has voting authority and dispositive discretion over the securities of the Issuer described in this Schedule 13D that are owned by the funds and accounts advised by it. Except for the purpose of determining beneficial ownership under Section 13(d) of the Securities Exchange Act of 1934, as amended (the Exchange Act), HFA and the other Reporting Persons each disclaims beneficial ownership of all securities reported as beneficially owned by HFA in this Schedule 13D. None of the Reporting Persons has any pecuniary interest in the securities reported as beneficially owned by HFA in this Schedule 13D, as such term is used for purposes of Section 16 of the Exchange Act. Neither the filing of this Schedule 13D nor any of its contents shall be deemed to constitute an admission that any of the Reporting Persons is the beneficial owner of the securities referred to herein for purposes of Section 13(d) or Section 16 of the Exchange Act or for any other purpose.
13
Item 5(c) of the Schedule 13D is hereby amended and restated as follows:
(c) Except as set forth in Schedule 1 of this Amendment No. 1, none of the Reporting Persons has effected any transaction in Class A Shares in the 60 days prior to this filing.
Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.
Item 6 of the Schedule 13D is hereby amended and restated as follows:
As of January 24, 2018, an account managed by HFA has entered into notional principal amount derivative agreements (the Derivative Agreements) in the form of cash settled swaps with respect to 160,773 Class A Shares (representing economic exposure to approximately 0.3% of the Class A Shares). The Derivative Agreements provide such holder with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the Class A Shares that are the subject of the Derivative Agreements (such shares, the Subject Shares). The Reporting Persons disclaim beneficial ownership in the Subject Shares. The counterparties to the Derivative Agreements are unaffiliated third party financial institutions.
14
SIGNATURES
After reasonable inquiry and to the best of its or his knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: January 26, 2018
HARVEST FUND ADVISORS LLC | ||
By: | /s/ Anthony Merhige | |
Name: | Anthony Merhige | |
Title: | Senior Managing Director | |
HARVEST FUND HOLDCO L.P. | ||
By: Blackstone Harvest Holdco L.L.C., its General Partner | ||
By: | /s/ Marisa Beeney | |
Name: | Marisa Beeney | |
Title: | Authorized Person | |
BLACKSTONE HARVEST HOLDCO L.L.C. | ||
By: Blackstone Intermediary Holdco L.L.C., its Sole Member | ||
By: Blackstone Advisory Partners L.P., its Sole Member | ||
By: Blackstone Advisory Services L.L.C., its General Partner | ||
By: Blackstone Holdings I L.P., its Sole Member | ||
By: Blackstone Holdings I/II GP Inc., its General Partner | ||
By: | /s/ John G. Finley | |
Name: | John G. Finley | |
Title: | Chief Legal Officer | |
BLACKSTONE INTERMEDIARY HOLDCO L.L.C. | ||
By: Blackstone Advisory Partners L.P., its Sole Member | ||
By: Blackstone Advisory Services L.L.C., its General Partner | ||
By: Blackstone Holdings I L.P., its Sole Member | ||
By: Blackstone Holdings I/II GP Inc., its General Partner | ||
By: | /s/ John G. Finley | |
Name: | John G. Finley | |
Title: | Chief Legal Officer | |
BLACKSTONE ADVISORY PARTNERS L.P. | ||
By: Blackstone Advisory Services L.L.C., its General Partner | ||
By: Blackstone Holdings I L.P., its Sole Member | ||
By: Blackstone Holdings I/II GP Inc., its General Partner | ||
By: | /s/ John G. Finley | |
Name: | John G. Finley | |
Title: | Chief Legal Officer |
[Tallgrass Energy GP, LP Schedule 13D/A]
15
BLACKSTONE ADVISORY SERVICES L.L.C. | ||
By: Blackstone Holdings I L.P., its Sole Member | ||
By: Blackstone Holdings I/II GP Inc., its General Partner | ||
By: | /s/ John G. Finley | |
Name: | John G. Finley | |
Title: | Chief Legal Officer | |
BLACKSTONE HOLDINGS I L.P. | ||
By: Blackstone Holdings I/II GP Inc., its General Partner | ||
By: | /s/ John G. Finley | |
Name: | John G. Finley | |
Title: | Chief Legal Officer | |
BLACKSTONE HOLDINGS I/II GP INC. | ||
By: | /s/ John G. Finley | |
Name: | John G. Finley | |
Title: | Chief Legal Officer | |
THE BLACKSTONE GROUP L.P. | ||
By: Blackstone Group Management L.L.C., its General Partner | ||
By: | /s/ John G. Finley | |
Name: | John G. Finley | |
Title: | Chief Legal Officer | |
BLACKSTONE GROUP MANAGEMENT L.L.C. | ||
By: | /s/ John G. Finley | |
Name: | John G. Finley | |
Title: | Chief Legal Officer | |
/s/ Stephen A. Schwarzman | ||
Stephen A. Schwarzman |
[Tallgrass Energy GP, LP Schedule 13D/A]
16
SCHEDULE 1
The below reflects the transactions in Class A Shares effected by the Reporting Persons during the 60 days prior to January 24, 2018. All transactions occurred in the open market.
Date | Class A Shares Purchased/(Sold) | Weighted Average Trading Price per Class A Share | Seller | |||||||||||
11/14/2017 | 15,000 | $ | $23.7993 | Harvest Fund Advisors LLC* | ||||||||||
11/14/2017 | (2,205 | ) | $ | $23.7599 | Harvest Fund Advisors LLC* | |||||||||
11/15/2017 | 42,862 | $ | $23.7837 | Harvest Fund Advisors LLC* | ||||||||||
11/15/2017 | 250,000 | $ | $23.8800 | Harvest Fund Advisors LLC* | ||||||||||
11/16/2017 | 6,223 | $ | $23.8900 | Harvest Fund Advisors LLC* | ||||||||||
11/16/2017 | 15,000 | $ | $23.9600 | Harvest Fund Advisors LLC* | ||||||||||
11/16/2017 | (6,223 | ) | $ | $23.8900 | Harvest Fund Advisors LLC* | |||||||||
11/28/2017 | 561 | $ | $22.1900 | Harvest Fund Advisors LLC* | ||||||||||
11/28/2017 | (561 | ) | $ | $22.1900 | Harvest Fund Advisors LLC* | |||||||||
11/29/2017 | 3,233 | $ | $21.8450 | Harvest Fund Advisors LLC* | ||||||||||
11/30/2017 | 6,286 | $ | $22.5800 | Harvest Fund Advisors LLC* | ||||||||||
11/30/2017 | (6,286 | ) | $ | $22.5800 | Harvest Fund Advisors LLC* | |||||||||
12/1/2017 | 20,968 | $ | $23.6443 | Harvest Fund Advisors LLC* | ||||||||||
12/5/2017 | 9,801 | $ | $23.4800 | Harvest Fund Advisors LLC* | ||||||||||
12/5/2017 | (9,801 | ) | $ | $23.4800 | Harvest Fund Advisors LLC* | |||||||||
12/6/2017 | 39,208 | $ | $23.1700 | Harvest Fund Advisors LLC* | ||||||||||
12/6/2017 | (39,208 | ) | $ | $23.1700 | Harvest Fund Advisors LLC* | |||||||||
12/7/2017 | 3,381 | $ | $23.1850 | Harvest Fund Advisors LLC* | ||||||||||
12/7/2017 | (3,381 | ) | $ | $23.1850 | Harvest Fund Advisors LLC* | |||||||||
12/15/2017 | 29,721 | $ | $24.0250 | Harvest Fund Advisors LLC* | ||||||||||
12/15/2017 | (29,721 | ) | $ | $24.0250 | Harvest Fund Advisors LLC* | |||||||||
12/19/2017 | 50,173 | $ | $24.3250 | Harvest Fund Advisors LLC* | ||||||||||
12/19/2017 | (1,477 | ) | $ | $23.8037 | Harvest Fund Advisors LLC* | |||||||||
12/19/2017 | (50,173 | ) | $ | $24.3250 | Harvest Fund Advisors LLC* | |||||||||
1/4/2018 | 11,000 | $ | $25.8034 | Harvest Fund Advisors LLC* | ||||||||||
1/8/2018 | 6,400 | $ | $24.8500 | Harvest Fund Advisors LLC* | ||||||||||
1/9/2018 | 14,708 | $ | $25.5269 | Harvest Fund Advisors LLC* | ||||||||||
1/9/2018 | 3,085 | $ | $25.5755 | Harvest Fund Advisors LLC* | ||||||||||
1/11/2018 | 75,297 | $ | $25.6897 | Harvest Fund Advisors LLC* | ||||||||||
1/17/2018 | 16,149 | $ | $25.3951 | Harvest Fund Advisors LLC* | ||||||||||
1/19/2018 | 2,876 | $ | $25.1000 | Harvest Fund Advisors LLC* | ||||||||||
1/19/2018 | (2,876 | ) | $ | $25.1000 | Harvest Fund Advisors LLC* | |||||||||
1/23/2018 | 6,916 | $ | $25.9950 | Harvest Fund Advisors LLC* | ||||||||||
1/23/2018 | 1,777 | $ | $26.1017 | Harvest Fund Advisors LLC* | ||||||||||
1/23/2018 | 3,013 | $ | $26.5823 | Harvest Fund Advisors LLC* | ||||||||||
1/23/2018 | (6,916 | ) | $ | $25.9950 | Harvest Fund Advisors LLC* |
* | Reflects transactions in the Class A Shares effected by Harvest Fund Advisors LLC on behalf of the funds and accounts it manages. |
17