Filing Details
- Accession Number:
- 0000950103-18-000832
- Form Type:
- 13G Filing
- Publication Date:
- 2018-01-25 06:02:25
- Filed By:
- Qisda Corp.
- Company:
- A U Optronics Corp (NYSE:AUO)
- Filing Date:
- 2018-01-25
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Qisda Corporation | 504,282,930 | 0 | 663,598,620 | 0 | 663,598,620 | 6.9% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 15)*
| AU Optronics Corp. |
| (Name of Issuer) |
| Common Shares, par value NT$10 per share |
| (Title of Class of Securities) |
| 0000022551 |
| (CUSIP Number) |
| December 31, 2017 |
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
x Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP No. 0000022551 | 13G | Page 2 of 5 Pages |
| 1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Qisda Corporation | ||
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) x | ||
| 3. | SEC USE ONLY | ||
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION Republic of China | ||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER 504,282,9301 | |
| 6. | SHARED VOTING POWER 0 | ||
| 7. | SOLE DISPOSITIVE POWER 663,598,620 | ||
| 8. | SHARED DISPOSITIVE POWER 0 | ||
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 663,598,620 | ||
| 10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o | ||
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.9% | ||
| 12. | TYPE OF REPORTING PERSON (See Instructions) CO | ||
1 159,315,690 shares are owned by Qisda Corporation. Such shares have no voting right pursuant to Section 197-1 of the Taiwanese
Company Act.
| CUSIP No. 0000022551 | 13G | Page 3 of 5 Pages |
Item 1(a). Name of Issuer
AU Optronics Corp.
Item 1(b). Address of Issuer’s Principal Executive Offices
The address of the principal executive offices is No.1, Li-Hsin Road 2, Science-Based Industrial Park, Hsin-Chu, Taiwan, the
Republic of China.
Item 2(a). Name of Persons Filing
Qisda Corporation
Item 2(b). Address of Principal Business Office or, If None, Residence
The address of the principal business office of Qisda Corporation is 157 Shan-Ying Road, Gueishan, Taoyuan 333, Taiwan, the
Republic of China.
Item 2(c). Citizenship
Qisda Corporation is incorporated under the laws of the Republic of China.
Item 2(d). Title of Class of Securities
Common shares, par value NT$10 per share (the “Shares”).
Item 2(e). CUSIP No.
0000022551
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
| (a) | o | Broker or dealer registered under section 15 of the Act. |
| (b) | o | Bank as defined in section 3(a)(6) of the Act. |
| CUSIP No. 0000022551 | 13G | Page 4 of 5 Pages |
| (c) | o | Insurance company as defined in section 3(a)(19) of the Act. |
| (d) | o | Investment company registered under section 8 of the Investment Company Act of 1940. |
| (e) | o | An investment adviser registered under Section 203 of the Investment Advisers Act of 1940 or under the laws of any state; |
| (f) | o | An employee benefit plan or endowment fund in accordance with Rule 13d–1(b)(1)(ii)(F); |
| (g) | o | A parent holding company or control person in accordance with Rule 13d–1(b)(1)(ii)(G); |
| (h) | o | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act; |
| (i) | o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; |
| (j) | o | Group, in accordance with Rule 13d–1(b)(1)(ii)(J). |
Item 4. Ownership
Qisda Corporation directly owns 663,598,620 Shares, representing approximately 6.9% of the outstanding Shares.
Item 5. Ownership of 5 Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than 5 percent of the class of securities, check the following ☐
Item 6. Ownership of More Than 5 Percent on Behalf of Another Person
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certifications.
Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: January 25 2018
| Qisda Corporation | |||
| By: | /s/ Peter Chen | ||
| Name: | Peter Chen | ||
| Title: | Chairman & CEO | ||