Filing Details
- Accession Number:
- 0001251109-18-000003
- Form Type:
- 13G Filing
- Publication Date:
- 2018-01-19 16:50:46
- Filed By:
- Carucci Claudia B
- Company:
- Fccc Inc (OTCMKTS:FCIC)
- Filing Date:
- 2018-01-19
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Claudia B. Carucci Uncle Mills Partners | 0 | 0 | Claudia B. Carucci - 4.6% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
CUSIP No. | 30246C104 |
1 | NAMES OF REPORTING PERSONS: | ||||
Claudia B. Carucci | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): | ||||
(a) [ ] | |||||
(b) [ ] | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
Claudia B. Carucci - U.S. Citizen | |||||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER: | |||
Claudia B. Carucci - 159,396 (includes 114,396 shares owned individually as well as the 45,000 shares owned by Uncle Mills Partners, LLC, of which Ms. Carucci is the Manager) | |||||
6 | SHARED VOTING POWER: | ||||
0 | |||||
7 | SOLE DISPOSITIVE POWER: | ||||
Claudia B. Carucci - 159,396 (includes 114,396 shares owned individually as well as the 45,000 shares owned by Uncle Mills Partners, LLC, of which Ms. Carucci is the Manager) Uncle Mills Partners, LLC - 45,000 | |||||
8 | SHARED DISPOSITIVE POWER: | ||||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
Claudia B. Carucci - 159,396 (includes 114,396 shares owned individually as well as the 45,000 shares owned by Uncle Mills Partners, LLC, of which Ms. Carucci is the Manager) Uncle Mills Partners, LLC- 45,000 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
[ ] | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
Claudia B. Carucci - 4.6% (includes the 3.3% owned individually as well as the amounts owned by Uncle Mills Partners, LLC, of which Ms. Carucci is the Manager) | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
Claudia B. Carucci - IN
Uncle Mills Partners, LLC - OO | |||||
The filing of this statement shall not be construed as an admission that a reporting person is, for the purposes of Section 13(d) or 13(g) of the Act, the beneficial owner of any securities covered by this statement.
Item 1(a) | Name of Issuer. | |
FCCC, Inc. | ||
Item 1(b) | Address of Issuer's Principal Executive Offices. | |
3502 Woodview Trace, Ste 200 Indianapolis, IN 46268 | ||
Item 2(a) | Name of Person Filing. | |
Claudia B. Carucci Uncle Mills Partners, LLC (Claudia B. Carucci is the Manager for Uncle Mills Partners, LLC.) | ||
Item 2(b) | Address of Principal Business Office or, if none, Residence. | |
17 Eagle Island Place
Sheldon, SC 29941-3017 | ||
Item 2(c) | Citizenship. | |
Claudia B. Carucci is a U.S. Citizen. Uncle Mills Partners, LLC is organized under South Carolina law. | ||
Item 2(d) | Title of Class of Securities. | |
Common Stock, No Par Value | ||
Item 2(e) | CUSIP Number. | |
30246C104 |
Item 3 | This statement is not filed pursuant to Rules 13d-1(b), 13d-2(b) or 13d-2(c). | ||
Item 4 | Ownership. | ||
(a) | Amount
beneficially owned: Claudia B. Carucci - 159,396 (includes 114,396 shares owned individually as well as the 45,000 shares owned by Uncle Mills Partners, LLC, of which Ms. Carucci is the Manager) Uncle Mills Partners, LLC - 45,000 | ||
(b) | Percent of Class: Claudia B. Carucci - 4.6% (includes the 3.3% owned individually as well as the amounts owned by Uncle Mills Partners, LLC, of which Ms. Carucci is the Manager) Uncle Mills Partners, LLC - 1.3% | ||
(c) | Number of Shares as to which the person has: (i) Sole power to vote or to direct the vote:
Claudia B. Carucci - 159,396 (includes 114,396 shares owned individually as well as the 45,000 shares owned by Uncle Mills Partners, LLC, of which Ms. Carucci is the Manager) Uncle Mills Partners, LLC - 45,000 (ii) Shared power to vote or to direct the vote:
0 (iii) Sole power to dispose or to direct the disposition of:
Claudia B. Carucci - 159,396 (includes 114,396 shares owned individually as well as the 45,000 shares owned by Uncle Mills Partners, LLC, of which Ms. Carucci is the Manager) Uncle Mills Partners, LLC - 45,000 (iv) Shared power to dispose or to direct the disposition of: 0 | ||
Item 5 | Ownership of Five Percent or Less of a Class. | ||
This statement is being filed to report the fact that, as of the date hereof, the reporting persons have ceased to be the beneficial owner of more than 5 percent of the class of securities. | |||
Item 6 | Ownership of More Than Five Percent on Behalf of Another Person. | ||
Not applicable. | |||
Item 7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported On By the Parent Holding Company or Control Person. | ||
Not applicable. | |||
Item 8 | Identification and Classification of Members of the Group. | ||
Not applicable. | |||
Item 9 | Notice of Dissolution of Group. | ||
Not applicable. | |||
Item 10 | Certification. | ||
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
CLAUDIA B. CARUCCI | ||||||
Date: January 19, 2018 | ||||||
By: | Claudia B. Carucci | |||||
By: | /s/ Beth N. Lowson | |||||
Name: Beth N. Lowson | ||||||
Title: Attorney-In-Fact | ||||||
The Nelson Law Firm, LLC | ||||||
445 Hamilton Ave. | ||||||
Suite 1102 | ||||||
White Plains, NY 10601 | ||||||
UNCLE MILLS PARTNERS, LLC | ||||||
Date: January 19, 2018 | ||||||
By: | Claudia B. Carucci, Manager | |||||
By: | /s/ Beth N. Lowson | |||||
Name: Beth N. Lowson | ||||||
Title: Attorney-In-Fact | ||||||
The Nelson Law Firm, LLC | ||||||
445 Hamilton Ave. | ||||||
Suite 1102 | ||||||
White Plains, NY 10601 | ||||||
By: | /s/ Claudia Carucci | |
Claudia Carucci | ||
UNCLE MILLS PARTNERS, LLC | ||
By: Claudia B. Carucci, Manager | ||
/s/ Claudia B. Carucci , Manager | ||