Filing Details

 

 

 

Porter Bancorp, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

736233206

(CUSIP Number)

January 2, 2018

(Date of Event Which Requires Filing of this Statement)

1	NAMES OF REPORTING PERSONS
	I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
	Jack Chester Porter, Jr.
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
	(a)☐
	(b)☐
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION
	Kentucky
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5	SOLE VOTING POWER
			4,131
		6	SHARED VOTING POWER
			639,734
		7	SOLE DISPOSITIVE POWER
			4,131
		8	SHARED DISPOSITIVE POWER
			639,734
9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
	643,865
10	CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
	☐☑
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
	10.66%
12	TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
	IN

Item 1(a).

Name of Issuer:

Porter Bancorp, Inc.

 

Item 1(b).

Address of Issuer's Principal Executive Offices:

2500 Eastpoint Parkway, Louisville, KY 40223

Item 2(a).

Name of Person Filing:

(i) Jack Chester Porter, Jr.

 

(ii) Jennifer Elizabeth Porter

 

(iii) J. Chester Porter Trust Fund A U/A dated 3/17/03 Amended & Restated 1/24/13

 

(iv) J. Chester Porter Trust Fund B U/A dated 3/17/03 Amended & Restated 1/24/13

Item 2(b).

Address of Principal Business Office or, if none, Residence:

The address of the principal business office of each of the Reporting Persons is 318 S. Buckman Street, Shephardsville, Kentucky 40165.

Item 2(c).

Citizenship:

Jack Chester Porter, Jr. - United States

Jennifer Elizabeth Porter - United States

J. Chester Porter Trust Fund A U/A dated 3/17/03 Amended & Restated 1/24/13 - Kentucky

J. Chester Porter Trust Fund B U/A dated 3/17/03 Amended & Restated 1/24/13 - Kentucky

Item 2(d).

Title of Class of Securities:

Item 2(e).

CUSIP Number:

736233206

Item 3.

If This Statement Is Filed Pursuant to Sections 240.13d-1(b) or

240.13d-2(b) or (c), Check Whether the Person Filing Is a(n):

(a)

☐ Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);

(b)

☐ Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);

(c)

☐ Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);

(d)

☐ Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

(e)

☐ Investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E);

(f)

☐ Employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F);

(g)

☐ Parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G);

(h)

☐ Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)

☐ Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)

☐ A non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J);

(k)

☐ Group, in accordance with Section 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____________________________ .

 

Item 4.

Ownership.

Item 5.

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐.

Item 6.

Ownership of More Than Five Percent on Behalf of Another Person.

Not applicable.
 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

Not applicable.

Item 8.

Identification and Classification of Members of the Group.

Not applicable.

Item 9.

Notice of Dissolution of Group.

Not applicable.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.