Filing Details

Accession Number:
0000950103-18-000109
Form Type:
13D Filing
Publication Date:
2018-01-04 06:01:17
Filed By:
Advanced Semiconductor Engineering Inc
Company:
Siliconware Precision Inds Co Lt (NASDAQ:SPIL)
Filing Date:
2018-01-04
SEC Url:
13D Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Advanced Semiconductor Engineering, Inc 1,037,300,000 9. 1,037,300,000 11. 1,037,300,000 33.29%
Filing

 UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 21)

 

 

SILICONWARE PRECISION INDUSTRIES CO., LTD.

(Name of Issuer)

 

 

Common Shares, Par Value NT$10.00 Per Share and

American Depositary Shares, Each Representing Five Common Shares

(Title of Class of Securities)

 

 

827084864 (American Depositary Shares)

(CUSIP Number of Class of Securities)

 

 

TW0002325008 (Common Shares)
(ISIN Number of Class of Securities)

 

 

Joseph Tung

Room 1901, No. 333, Section 1 Keelung Rd.

Taipei, Taiwan, 110

Republic of China

Tel: +886 2-6636-5678

(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)

 

 

With a copy to:

George R. Bason, Jr.

Davis Polk & Wardwell LLP

450 Lexington Avenue

New York, New York 10017

Telephone: +1 (212) 450-4000

 

 

January 4, 2018
(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-l(f) or 240.13d-l(g), check the following box.  
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

CUSIP No. 

827084864 

 
1.

Names of Reporting Persons.

 

Advanced Semiconductor Engineering, Inc.

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)

(b)

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)

 

WC

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

6.

Citizenship or Place of Organization

 

Republic of China

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH:

7.

Sole Voting Power

 

1,037,300,000

8.

Shared Voting Power

 

 

9.

Sole Dispositive Power

 

1,037,300,000

10.

Shared Dispositive Power

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,037,300,000

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)

 

13.

Percent of Class Represented by Amount in Row (11)

 

33.29%

14.

Type of Reporting Person (See Instructions)

 

HC, CO

       

Item 1. Security and Issuer

 

Advanced Semiconductor Engineering, Inc. ( “ASE”) hereby amends and supplements its report on Schedule 13D, as filed on December 29, 2015 (the “Schedule 13D”), with respect to the Common Shares, NT$10 par value per share (the “Common Shares”), and American depositary shares, each representing five Common Shares (“ADSs”), of Siliconware Precision Industries Co., Ltd., a company limited by shares under the Company Law of the Republic of China (“SPIL”). Unless otherwise indicated, capitalized terms used in this Amendment No. 21, but not defined herein, shall have the meaning assigned to such terms in the Schedule 13D.

 

Except as set forth herein, the Schedule 13D is unmodified.

 

Item 5. Interest in Securities of the Issuer

 

Item 5 of the Schedule 13D is hereby amended and supplemented by adding the following information:

 

On January 4, 2018, ASE surrendered 9,690,452 ADSs to JPMorgan Chase Bank, N.A. (as depositary for the ADSs) and received 48,452,260 Common Shares in return. ASE beneficially owns 1,037,300,000 Common Shares, representing 33.29% of the issued and outstanding Common Shares (including those represented by ADSs). This ownership percentage has been calculated based on 3,116,361,139 Common Shares (including those represented by ADSs) outstanding as of March 31, 2017 as reported in SPIL’s Annual Report on Form 20-F for the year ended December 31, 2016.

 

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: January 4, 2018

 

  ADVANCED SEMICONDUCTOR ENGINEERING, INC.
   
   
  By: /s/ Joseph Tung
  Name: Joseph Tung
    Title: Chief Financial Officer