Filing Details
- Accession Number:
- 0001425738-17-000020
- Form Type:
- 13G Filing
- Publication Date:
- 2017-12-19 17:16:15
- Filed By:
- Redmile Group
- Company:
- Fate Therapeutics Inc (NASDAQ:FATE)
- Filing Date:
- 2017-12-19
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Redmile Group | 0 | 6,655,962 | 0 | 6,655,962 | 6,655,962 | 12.6% |
Redmile Capital Offshore Fund II, Ltd | 0 | 2,261,628 | 0 | 2,261,628 | 2,261,628 | 4.3% |
Jeremy C. Green | 0 | 6,655,962 | 0 | 6,655,962 | 6,655,962 | 12.6% |
¨ Rule 13d-1(b)
ý Rule 13d-1(c)
¨ Rule 13d-1(d)
(1) | Names of Reporting Persons. | Redmile Group, LLC | ||||
(2) | Check the Appropriate Box if a Member of a Group (See Instructions) | (a) ¨ (b) ¨ | ||||
(3) | SEC Use Only | |||||
(4) | Citizenship or Place of Organization | DELAWARE | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | (5) | Sole Voting Power | 0 | |||
(6) | Shared Voting Power | 6,655,9621 | ||||
(7) | Sole Dispositive Power | 0 | ||||
(8) | Shared Dispositive Power | 6,655,9621 | ||||
(9) | Aggregate Amount Beneficially Owned by Each Reporting Person | 6,655,9621 | ||||
(10) | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) | ¨ | ||||
(11) | Percent of Class Represented by Amount in Row (9) | 12.6%2 | ||||
(12) | Type of Reporting Person (See Instructions) | IA, OO | ||||
(1) | Names of Reporting Persons. | Redmile Capital Offshore Fund II, Ltd. | ||||
(2) | Check the Appropriate Box if a Member of a Group (See Instructions) | (a) ¨ (b) ¨ | ||||
(3) | SEC Use Only | |||||
(4) | Citizenship or Place of Organization | Cayman Islands | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | (5) | Sole Voting Power | 0 | |||
(6) | Shared Voting Power | 2,261,6283 | ||||
(7) | Sole Dispositive Power | 0 | ||||
(8) | Shared Dispositive Power | 2,261,6283 | ||||
(9) | Aggregate Amount Beneficially Owned by Each Reporting Person | 2,261,6283 | ||||
(10) | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) | ¨ | ||||
(11) | Percent of Class Represented by Amount in Row (9) | 4.3%4 | ||||
(12) | Type of Reporting Person (See Instructions) | CO | ||||
(1) | Names of Reporting Persons. | Jeremy C. Green | ||||
(2) | Check the Appropriate Box if a Member of a Group (See Instructions) | (a) ¨ (b) ¨ | ||||
(3) | SEC Use Only | |||||
(4) | Citizenship or Place of Organization | United States of America | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | (5) | Sole Voting Power | 0 | |||
(6) | Shared Voting Power | 6,655,9625 | ||||
(7) | Sole Dispositive Power | 0 | ||||
(8) | Shared Dispositive Power | 6,655,9625 | ||||
(9) | Aggregate Amount Beneficially Owned by Each Reporting Person | 6,655,9625 | ||||
(10) | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) | ¨ | ||||
(11) | Percent of Class Represented by Amount in Row (9) | 12.6%6 | ||||
(12) | Type of Reporting Person (See Instructions) | IN, HC | ||||
Item 1(a). Name of Issuer:
Fate Therapeutics, Inc.
Item 1(b). Address of Issuer’s Principal Executive Offices:
3535 General Atomics Court, Suite 200
San Diego, CA 92121
United States of America
Item 2(a). Names of Persons Filing:
Redmile Group, LLC
Redmile Capital Offshore Fund II, Ltd.
Jeremy C. Green
Item 2(b). Address of Principal Business Office or, if None, Residence:
Redmile Group, LLC
One Letterman Drive
Building D, Suite D3-300
The Presidio of San Francisco
San Francisco, CA 94129
United States of America
Redmile Capital Offshore Fund II, Ltd.
c/o Estera Trust (Cayman) Limited
Clifton House
75 Fort Street
P.O. Box 1350
Grand Cayman KY1-1108
Cayman Islands
Jeremy C. Green
c/o Redmile Group, LLC
One Letterman Drive
Building D, Suite D3-300
The Presidio of San Francisco
San Francisco, CA 94129
United States of America
Item 2(c). Citizenship:
Redmile Group, LLC: Delaware
Redmile Capital Offshore Fund II, Ltd.: Cayman Islands
Jeremy C. Green: United States of America
Item 2(d). Title of Class of Securities:
Common Stock, $0.001 par value per share.
Item 2(e). CUSIP Number:
31189P102
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
¨ (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
¨ (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
¨ (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
¨ (d) Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
¨ (e) An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
¨ (f) An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
¨ (g) A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
¨ (h) A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
¨ (i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
¨ (j) Group, in accordance with §240.13d-1(b)(1)(ii)(J).
Item 4. Ownership.
Reference is hereby made to Items 5-9 and 11 of this Schedule above, which Items are incorporated by reference herein.
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X].
As of December 15, 2017, Redmile Capital Offshore Fund II, Ltd. is no longer the beneficial owner of more than five percent of the Common Stock.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
N/A.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
See Exhibit B attached hereto.
Item 8. Identification and Classification of Members of the Group
N/A.
Item 9. Notice of Dissolution of Group
N/A.
Item 10. Certifications
By signing below the undersigned certify that, to the best of their knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
Signature
After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Exhibit B
Redmile Group, LLC and Redmile Capital Offshore Fund II, Ltd. are the relevant entities for which Jeremy C. Green may be considered a control person.