Filing Details
- Accession Number:
- 0001398344-17-015633
- Form Type:
- 13G Filing
- Publication Date:
- 2017-12-08 09:20:12
- Filed By:
- Brown Capital Management Llc
- Company:
- Inogen Inc (NASDAQ:INGN)
- Filing Date:
- 2017-12-08
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Beneficially Owned Number of Shares | Beneficially Owned Number of Aggregate Shares | Percent of Class |
|---|---|---|---|
| Brown Capital Management | 1,387,509 | 2,295,133 | |
| The Brown Capital Management Small Company Fund | 1,093,926 | 1,093,926 |
| [ x] | Rule 13d-1(b) |
| [ ] | Rule 13d-1(c) |
| [ ] | Rule 13d-1(d) |
| CUSIP NO. 45780L104 | 13G | Page 2 of 6 Pages |
| 1 | NAMES OF REPORTING PERSONS Brown Capital Management, LLC | |||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [ ] | ||
| 3 | SEC USE ONLY | |||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION State of Maryland | |||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 1,387,509 | ||
| 6 | SHARED VOTING POWER None | |||
| 7 | SOLE DISPOSITIVE POWER 2,295,133 | |||
| 8 | SHARED DISPOSITIVE POWER None | |||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,295,133 | |||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES | [ ] | ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.00% | |||
| 12 | TYPE OF REPORTING PERSON IA | |||
| CUSIP NO. 45780L104 | 13G | Page 3 of 6 Pages |
| 1 | NAMES OF REPORTING PERSONS The Brown Capital Management Small Company Fund | |||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [ ] | ||
| 3 | SEC USE ONLY | |||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION State of Delaware | |||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 1,093,926 | ||
| 6 | SHARED VOTING POWER None | |||
| 7 | SOLE DISPOSITIVE POWER 1,093,926 | |||
| 8 | SHARED DISPOSITIVE POWER None | |||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,093,926 | |||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES | [ ] | ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.24% | |||
| 12 | TYPE OF REPORTING PERSON IV | |||
| CUSIP NO. 45780L104 | 13G | Page 5 of 6 Pages |
| Item 4. | Ownership. |
| Brown Capital Management, LLC | The Brown Capital Mgmt Small Company Fund | |||
| (a) | Amount beneficially owned: | 2,295,133 | 1,093,926 | |
| (b) | Percent of class: | 11.00% | 5.24% | |
| (c) | Number of shares as to which the person has: | |||
| (i) | Sole power to vote or to direct the vote: | 1,387,509 | 1,093,926 | |
| (ii) | Shared power to vote or to direct the vote: | None | None | |
| (iii) | Sole power to dispose or to direct the disposition of: | 2,295,133 | 1,093,926 | |
| (iv) | Shared power to dispose or to direct the disposition of: | None | None | |
As of November 30, 2017, Brown Capital Management, LLC beneficially owned 2,295,133 shares of company identified in this filing. Included in those shares are 1,093,926 shares beneficially owned by The Brown Capital Management Small Company Fund, a registered investment company, which is managed by Brown Capital Management, LLC.
| Item 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
All of the shares of Common Stock set forth in Item 4 are owned by various investment advisory clients of Brown Capital Management, LLC, which is deemed to be a beneficial owner of those shares pursuant to Rule 13d-3 under the Securities Exchange Act of 1934, due to it discretionary power to make investment decisions over such shares for its clients and/or its ability to vote such shares. In all cases, persons other than Brown Capital Management, LLC have the right to receive, or the power to direct the receipt of, dividends from, or the proceeds from the sale of the shares. No individual client holds more than five percent of the class, other than the Brown Capital Management Small Company Fund as disclosed in this filing.
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
Not applicable
| Item 8. | Identification and Classification of Members of the Group. |
Not applicable
| Item 9. | Notice of Dissolution of Group. |
Not applicable
| CUSIP NO. 45780L104 | 13G | Page 6 of 6
Pages |
| Item 10. | Certification. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| Brown Capital Management, LLC | |||
| By: | /s/ Eddie C. Brown | ||
|
Name: | Eddie C. Brown | ||
| Title: | President | ||
| Date: | December 8, 2017 | ||