Filing Details

Accession Number:
0001193125-17-350685
Form Type:
13G Filing
Publication Date:
2017-11-22 16:11:58
Filed By:
Lilly Eli & Co
Company:
Leap Therapeutics Inc.
Filing Date:
2017-11-22
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Eli Lilly and Company 2,301,000 0 2,301,000 0 2,301,000 17.5%
Filing

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

 

 

Leap Therapeutics, Inc.

(Name of Issuer)

Common Stock, $0.001 par value per share

(Title of Class of Securities)

52187K101

(CUSIP Number)

November 14, 2017

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☒ Rule 13d-1(c)

☐ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting persons initial filing of this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 

 

 


CUSIP No. 52187K101

Page 2 of 5

 

1.   

Name of Reporting Person

 

Eli Lilly and Company

I.R.S. Identification No. of Above Person (Entities Only)

35-0470950

 

2.  

Check the Appropriate Box if a Member of a Group

 

(a)  ☐

(b)  ☐

 

3.  

SEC Use Only

 

 

4.  

Citizenship or Place of Organization

 

Indiana

 

Number of

Shares

 Beneficially 

Owned By

Each

Reporting

Person

with

       5.      

Sole Voting Power

 

2,301,000(1)

 

       6.   

Shared Voting Power

 

0

 

       7.   

Sole Dispositive Power

 

2,301,000(1)

 

       8.   

Shared Dispositive Power

 

0

 

9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

2,301,000(1)

 

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares

 

 

11.  

Percent of Class Represented by Amount in Row (9)

 

17.5%

 

12.  

Type of Reporting Person

 

CO

 

 

(1) Includes 821,693 shares of common stock, par value $0.001 per share, of Leap Therapeutics, Inc. issuable upon the exercise of a currently-exercisable warrant.

CUSIP No. 52187K101

Page 3 of 5

 

Item 1(a) Name of Issuer

Leap Therapeutics, Inc.

 

Item 1(b) Address of Issuers Principal Executive Offices

47 Thorndike Street, Suite B1-1

Cambridge, Massachusetts 02141

 

Item 2(a) Name of Person Filing

This Statement is filed on behalf of Eli Lilly and Company, an Indiana corporation.

 

Item 2(b) Address of Principal Business Office, or if none, Residence

Eli Lilly and Company, Lilly Corporate Center, Indianapolis, Indiana 46285.

 

Item 2(c) Citizenship

Eli Lilly and Company is an Indiana corporation.

 

Item 2(d) Title of Class of Securities

Common stock, $0.001 par value per share

 

Item 2(e) CUSIP Number

52187K101

 

Item 3. Filing pursuant to Rules 13d-1(b) or 13d-2(b) or (c)

Not Applicable

 

Item 4. Ownership

 

  (a) Amount Beneficially Owned

2,301,000(1)

 

  (b) Percent of Class:

17.5%

 

 

(1) Includes 821,693 shares of common stock, par value $0.001 per share, of Leap Therapeutics, Inc. issuable upon the exercise of a currently-exercisable warrant.

CUSIP No. 52187K101

Page 4 of 5

 

  (c) Number of shares as to which the person has:

Sole power to vote or direct the vote: 2,301,000(1)

Shared power to vote or direct the vote: 0

Sole power to dispose or direct the disposition of: 2,301,000(1)

Shared power to dispose or direct the disposition of: 0

 

Item 5. Ownership of Five Percent or Less of a Class

Not Applicable

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person

Not Applicable

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

Not Applicable

 

Item 8. Identification and Classification of Members of the Group

Not Applicable

 

Item 9. Notice of Dissolution of Group

Not Applicable

 

Item 10. Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.


CUSIP No. 52187K101

Page 5 of 5

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date:    November 22, 2017

 

ELI LILLY AND COMPANY
By:    /s/ S. Halle Vakani
Name:   S. Halle Vakani, by Power of Attorney*

 

* S. Halle Vakani is signing on behalf of the Reporting Person pursuant to a Power of Attorney dated November 15, 2017 and incorporated by reference herein. The Power of Attorney was filed as an attachment to a Form 3 filed by the Reporting Person on November 16, 2017.